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OZIMEK MICHAEL M

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SEC CIK
0001628458

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CompanyLast reported asReport datePublished
TRUSTCO BANK CORP N YTRST · Entity 1459EXECUTIVE VICE PRESIDENT & CFONovember 21, 2025November 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUSTCO BANK CORP N Y

Report date November 21, 2025 · Filed November 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect29,972 Ending reported balance After 2025-11-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-11-21 · Exercise / conversion · Acquired 1,107 · Balance 30,407

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Row 2 · 2025-11-21 · Tax withholding · Disposed 435 · Balance 29,972

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect1,108 Reported balance After 2025-11-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-21 · Exercise / conversion · Disposed 1,107 · Balance 1,108

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect1,833 Reported balance Holding disclosure · report date 2025-11-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,833

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect3,057 Reported balance Holding disclosure · report date 2025-11-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 3,057

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2025 Filed Nov 24, 2025 20:31 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000078 · form4.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,108

Underlying: COMMON STOCK · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F4 · derivative.expiration_date: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 20:31 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 435 $41.54 $18,069.90
Disclosure

SEC source: 0000357301-25-000078 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,972

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 20:31 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,107 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000078 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000061 · form4.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,833

Underlying: COMMON STOCK · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F5 · derivative.exercise_date: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

F5 · derivative.expiration_date: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 342 $39.70 $13,577.40
Disclosure

SEC source: 0000357301-25-000061 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,300

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 917 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000061 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 20:41 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 3,057 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000041 · form4.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,057

Underlying: COMMON STOCK · 3,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSU'S vest in three equal annual installments beginning on November 18, 2026. Settlement of the restricted stock units will be made in shares of common stock.

F2 · derivative.expiration_date: The RSU'S vest in three equal annual installments beginning on November 18, 2026. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000012 · form4.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issue Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November15, 2025 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November15, 2025 and were settled in cash.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 877 $40.10 $35,167.70
Disclosure

SEC source: 0000357301-25-000012 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,725

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November15, 2025 and were settled in cash.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 877 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000012 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issue Common Stock on the settlement date.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November15, 2025 and were settled in cash.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:50 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047798 · form4.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,215

Underlying: COMMON STOCK · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:50 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 426 $36.77 $15,664.02
Disclosure

SEC source: 0001140361-24-047798 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,596

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:50 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,107 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047798 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:58 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047521 · form4.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: COMMON STOCK · 2,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 19, 2025. Settlement of the restricted stock units will be made in shares of common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 19, 2025. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 988 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 988 $36.66 $36,220.08
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,886

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 988 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · derivative · entry 5

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 877

Underlying: COMMON STOCK · 876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

F4 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

F4 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 876 $36.66 $32,114.16
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,886

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 876 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047288 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 20:50 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 3,322 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000059 · form4.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,322

Underlying: COMMON STOCK · 3,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 21, 2024. Settlement of the restricted stock units will be made in shares of common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 21, 2024. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,059 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 17, 2021.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,059 $27.78 $29,419.02
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,783

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,059 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 17, 2021.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · derivative · entry 5

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988

Underlying: COMMON STOCK · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F4 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

F4 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 987 $27.82 $27,458.34
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,783

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

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November 16, 2023 Filed Nov 20, 2023 22:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 987 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000039 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

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November 15, 2023 Filed Nov 16, 2023 20:51 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000009 · form4.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753

Underlying: COMMON STOCK · 876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

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November 15, 2023 Filed Nov 16, 2023 20:51 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 876 $28.40 $24,878.40
Disclosure

SEC source: 0000357301-23-000009 · form4.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,783

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 20:51 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 876 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000009 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 2,700 $27.62 $74,574.00
Disclosure

SEC source: 0001140361-23-044473 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,682

Read SEC document
September 14, 2023 Filed Sep 15, 2023 18:27 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,900 $27.74 $52,706.00
Disclosure

SEC source: 0001140361-23-044101 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,982

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $27.73 to $27.75. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

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May 09, 2023 Filed May 10, 2023 17:58 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 2,000 $27.50 $55,000.00
Disclosure

SEC source: 0001140361-23-023849 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,803

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $27.49 to $27.50. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

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May 04, 2023 Filed May 5, 2023 18:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 2,000 $27.99 $55,980.00
Disclosure

SEC source: 0001140361-23-023149 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,803

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at price ranging from $27.75 to $28.25. This price reported above reflects the weighted average purchase price of trades occurring within the price range.

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May 02, 2023 Filed May 3, 2023 23:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,750 $28.71 $50,242.50
Disclosure

SEC source: 0001140361-23-022792 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,083

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $28.50 to $29.00. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

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May 01, 2023 Filed May 2, 2023 21:30 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,500 $29.53 $44,295.00
Disclosure

SEC source: 0001140361-23-022529 · form4.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,053

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $29.50 to $29.665. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

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March 14, 2023 Filed Mar 15, 2023 21:16 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,750 $33.11 $57,942.50
Disclosure

SEC source: 0001567619-23-005114 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,427

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $32.88 to $33.25. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

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March 13, 2023 Filed Mar 13, 2023 19:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,000 $33.00 $33,000.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 500 $33.90 $16,950.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 500 $34.90 $17,450.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,177

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 500 $35.15 $17,575.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,677

Read SEC document
January 26, 2023 Filed Jan 26, 2023 21:46 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,000 $33.15 $33,150.00
Disclosure

SEC source: 0001567619-23-001314 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO BUY · Derivative 750 $0.00 Strike: $36.10 $0.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · derivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 750 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 18, 2019.

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November 25, 2022 Filed Nov 28, 2022 21:14 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO BUY · Derivative 1,100 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,100 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 19, 2018.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 750 $36.10 $27,075.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,100 $35.25 $38,775.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO BUY · Derivative 1,450 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 7

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,450 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 17, 2020.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO BUY · Derivative 240 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 240 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 5

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,450 $32.15 $46,617.50
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.