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MCCORMICK ROBERT J

Disclosed activity across 1 company

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72688
SEC CIK
0001214045

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CompanyLast reported asReport datePublished
TRUSTCO BANK CORP N YTRST · Entity 1459Director · CHAIRMAN, PRESIDENT & CEONovember 21, 2025November 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUSTCO BANK CORP N Y

Report date November 21, 2025 · Filed November 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect301,189 Ending reported balance After 2025-11-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-11-21 · Exercise / conversion · Acquired 4,184 · Balance 303,301

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Row 2 · 2025-11-21 · Tax withholding · Disposed 2,112 · Balance 301,189

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect4,183 Reported balance After 2025-11-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-21 · Exercise / conversion · Disposed 4,184 · Balance 4,183

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect6,965 Reported balance Holding disclosure · report date 2025-11-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 6,965

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect9,934 Reported balance Holding disclosure · report date 2025-11-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 9,934

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

COMMON STOCKSEC Table I · non-derivativeIndirectBY FAMILY89,131 Reported balance Holding disclosure · report date 2025-11-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 89,131

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2022 Filed Nov 21, 2022 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020679 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

Underlying: COMMON STOCK · 3,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 3,069 $38.57 $118,371.33
Disclosure

SEC source: 0001567619-22-020679 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,088

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 3,069 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020679 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:49 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020610 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,912

Underlying: COMMON STOCK · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2022 and were settled in cash.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:49 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 3,456 $38.36 $132,572.16
Disclosure

SEC source: 0001567619-22-020610 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,088

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2022 and were settled in cash.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:49 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020610 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:22 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 7,624 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020512 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Underlying: COMMON STOCK · 7,624 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the fair market value of a share of issued common stock, as determined on the date of vesting of the restricted stock unit.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 15, 2023. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 15, 2023. Settlement of the restricted stock units will be made in cash only.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 19:19 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,800 $32.90 $59,220.00
Disclosure

SEC source: 0001567619-22-014651 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,452

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:00 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 3,500 $32.40 $113,400.00
Disclosure

SEC source: 0001567619-21-022242 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,050

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · derivative · entry 7

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · derivative · entry 6

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: COMMON STOCK · 2,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,740 $33.40 $58,116.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F4 · shares: Reflects cash settlement of 1,740 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,740 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 1,740 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 2,199 $33.40 $73,446.60
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F1 · shares: Reflects cash settlement of 2,199 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 2,199 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,199 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137

Underlying: COMMON STOCK · 3,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 3,069 $33.85 $103,885.65
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F1 · shares: Reflects cash settlement of 3,069 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 15:59 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 3,069 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020793 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,069 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:22 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 10,368 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020666 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,368

Underlying: COMMON STOCK · 10,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION-RT-TO-BUY · Derivative 1,160 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001567619-21-016789 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,160 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 6,194 $31.63 $195,916.22
Disclosure

SEC source: 0001567619-21-016789 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,234

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:21 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,160 $25.85 $29,986.00
Disclosure

SEC source: 0001567619-21-016789 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 21:02 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 OtherCOMMON STOCK 3,820 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014171 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,880

F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · derivative · entry 7

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 6,666 $6.20 $41,329.20
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,153

F4 · shares: Reflects cash settlement of 6,666 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 6,666 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 6,666 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 8,703 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · derivative · entry 6

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,704

Underlying: COMMON STOCK · 8,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 8,703 $6.20 $53,958.60
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,153

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 8,703 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 10,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,995

Underlying: COMMON STOCK · 10,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 10,997 $6.22 $68,401.34
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,153

F1 · shares: Reflects cash settlement of 10,997 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 10,997 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 10,997 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:17 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 46,032 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020052 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,032

Underlying: COMMON STOCK · 46,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 21:34 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 65,000 $5.91 $384,150.00
Disclosure

SEC source: 0001567619-20-008555 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,169

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: COMMON STOCK · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 6,667 $8.71 $58,069.57
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 6,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 8,703 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

Underlying: COMMON STOCK · 8,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 8,703 $8.75 $76,151.25
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 8,703 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:18 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 32,992 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021936 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,992

Underlying: COMMON STOCK · 32,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 19,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 19,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 19,000 $8.73 $165,870.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 19,000 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 19,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 19,000 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 17:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO-BUY · Derivative 11,600 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-19-015406 · doc1.xml · derivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: COMMON STOCK · 11,600 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 17:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 11,600 $8.06 $93,496.00
Disclosure

SEC source: 0001567619-19-015406 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:32 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: COMMON STOCK · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:32 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 6,667 $7.67 $51,135.89
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,761

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:32 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 6,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:32 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 26,110 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · derivative · entry 5

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,110

Underlying: COMMON STOCK · 26,110 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.