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person · Reporting owner

Miller Andrew

Disclosed activity across 4 companies

Tapewire entity
72540
SEC CIK
0001319606

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IROBOT CORPIRBT · Entity 71819DirectorJune 07, 2024June 10, 2024
PTC INC.PTC · Entity 3317EVP, Chief Financial OfficerMarch 01, 2019March 05, 2019
Vontier CorpVNT · Entity 4011DirectorMay 28, 2024May 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IROBOT CORP

Report date June 07, 2024 · Filed June 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,071 Reported balance After 2024-06-07 transaction · row 1
1 source row

Row 1 · 2024-06-07 · Grant · Acquired 20,986 · Balance 38,071

F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vests on the first anniversary of such grant.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vests on the first anniversary of such grant.

PTC INC.

Report date March 01, 2019 · Filed March 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect466 Ending reported balance After 2019-03-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-01 · Sale · Disposed 39,739 · Balance 5,189

F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $92.705 to $93.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2019-03-01 · Sale · Disposed 4,723 · Balance 466

F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3: This transaction was executed in multiple trades at prices ranging from $93.7 to $93.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $92.705 to $93.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $93.7 to $93.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Vontier Corp

Report date May 28, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect24,440 Reported balance After 2024-05-28 transaction · row 1
1 source row

Row 1 · 2024-05-28 · Grant · Acquired 4,345 · Balance 24,440

F1: Represents an award of restricted stock units, based on a 20-day average price of $40.30, which vests on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units, based on a 20-day average price of $40.30, which vests on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, subject to continued service.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VERINT SYSTEMS INC

Report date November 26, 2025 · Filed November 26, 2025

Section 16 reporting ended · disclosed 2025-11-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-11-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-11-26 · Disposition to issuer · Disposed 26,895 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect8,980 Reported balance After 2025-11-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-11-26 · Exercise / conversion · Acquired 8,980 · Balance 8,980

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-11-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-11-26 · Disposition to issuer · Disposed 8,980 · Balance 0

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-26 · Exercise / conversion · Disposed 8,980 · Balance 0

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of August 24, 2025, by and among Verint Systems Inc. ("Verint"), Calabrio, Inc. ("Parent"), and Viking Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Verint, with Verint surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Verint's common stock, par value $0.001 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $20.50 in cash without interest (the "Merger Consideration").

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F3: Each RSU represents a right to receive one share of common stock of Verint and/or cash upon vesting. Pursuant to the Merger Agreement, each RSU became fully vested and entitled to the Merger Consideration as of the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,531 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F4 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 3,949 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Underlying: Common Stock · 3,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 34,720 $89.40 $3,103,968.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,125

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted unit awards on November 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 81,855 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 17,523 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 13

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 17,523 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 11

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 16,056 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 9

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056

Underlying: Common Stock · 16,056 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:23 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 30,688 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,688

Underlying: Common Stock · 30,688 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 5,061 $92.40 $467,649.56
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,990

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $92.04 to $92.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,157 $91.61 $105,996.47
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,051

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $91.01 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,800 $94.18 $169,516.98
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,208

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $94.00 to $94.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,800 $93.35 $168,036.84
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,008

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $93.00 to $93.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 9,000 $92.45 $832,066.20
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,808

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $92.03 to $92.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 15,635 $91.60 $1,432,094.08
Disclosure

SEC source: 0001654954-18-009328 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,808

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.10 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 202 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on July 31, 2018.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 100 $99.30 $9,930.00
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,241

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 900 $98.35 $88,514.01
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,341

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $98.01 to $98.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 4,600 $97.39 $447,976.98
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,241

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $97.00 to $97.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 6,010 $96.55 $580,249.87
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,841

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $96.12 to $96.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,526 $95.38 $336,303.89
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,851

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:30 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 8,351 $94.57 $789,785.80
Disclosure

SEC source: 0001654954-18-008156 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,377

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.04 to $94.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 264 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2018.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 19:59 UTC IROBOT CORP IRBT · Entity 71819 SaleCommon Stock 636 $69.41 $44,144.76
Disclosure

SEC source: 0001209191-18-037340 · doc4.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:59 UTC IROBOT CORP IRBT · Entity 71819 GrantCommon Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037340 · doc4.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538

F1 · shares: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 16:18 UTC IROBOT CORP IRBT · Entity 71819 SaleCommon Stock 441 $80.11 $35,328.51
Disclosure

SEC source: 0001209191-17-067571 · doc4.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 19,555 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 14

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,555

Underlying: Common Stock · 19,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 12,245 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 13

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 12,245 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 12

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

Underlying: Common Stock · 12,245 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 3,949 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 11

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

Underlying: Common Stock · 3,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 11,847 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 10

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847

Underlying: Common Stock · 11,847 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 8,028 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 9

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,055

Underlying: Common Stock · 8,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 19,411 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 8

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 19,411 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,411

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,532 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

Underlying: Common Stock · 10,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F5 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 21,625 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 21,625 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

Underlying: Common Stock · 21,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 9,281 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs awarded on February 9, 2015 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F3 · derivative.expiration_date: RSUs awarded on February 9, 2015 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 38,547 $63.92 $2,463,924.24
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,464

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 85,071 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 85,071 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 17:53 UTC IROBOT CORP IRBT · Entity 71819 GrantCommon Stock 1,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039629 · doc4.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111

F1 · shares: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2015 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date

Read SEC document
May 31, 2017 Filed Nov 14, 2017 22:10 UTC PTC INC. PTC · Entity 3317 GiftCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010660 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,940

F1 · kind: Gift to an unaffiliated charitable organization.

F2 · balance_after: Includes 280 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on July 31, 2017.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:04 UTC PTC INC. PTC · Entity 3317 GiftCommon Stock 463 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000249 · issuerdirect_section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,013

F1 · kind: Gift to an unaffiliated charitable organization.

F2 · balance_after: Includes 362 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:43 UTC IROBOT CORP IRBT · Entity 71819 GrantCommon Stock 3,757 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155027 · doc4.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757

F1 · shares: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2015 Stock Option and Incentive Plan. The restricted stock units vest over a four-year period, at a rate of twenty-five percent (25%) on each anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than 30 days after each such vesting date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,532 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 8

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,063

Underlying: Common Stock · 10,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F8 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,904 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 17,904 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,904

Underlying: Common Stock · 17,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned.

F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 9,281 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Underlying: Common Stock · 9,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on February 9, 2015 that vest in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F5 · derivative.expiration_date: RSUs awarded on February 9, 2015 that vest in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 6,218 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs vested.

F4 · derivative.expiration_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 6,218 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,218

Underlying: Common Stock · 6,218 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs were earned.

F3 · derivative.expiration_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs were earned.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 20,673 $47.53 $982,587.69
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,114

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 43,935 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 43,935 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 20:30 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 24,083 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008455 · issuerdirect_section16.xml · derivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,083

Underlying: Common Stock · 24,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.

F2 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.