Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NELNET INCNNI · Entity 3982 | Director · Executive Chairman of Board · 10% owner | December 01, 2025 | December 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NELNET INC
Report date December 01, 2025 · Filed December 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectBy corporation | 1,586,691 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,586,691 F1: Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person is president and owns 50.0% of the outstanding capital stock. The reporting person continues to report beneficial ownership of all the shares held by UFS, but disclaims beneficial ownership of the shares held by UFS except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy trust | 240,025 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 240,025 F2: Shares held by a Michael S. Dunlap 2011 Post Annuity Irrevocable Trust. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy trust | 353,417 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 353,417 F3: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy trust | 353,417 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 353,417 F4: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy GRAT | 432,774 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 432,774 F5: Shares held by a Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy GRAT | 353,254 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 353,254 F6: Shares held by a separate Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Dunlap Holdings, LLC | 1,600,000 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,600,000 F7: Shares held by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. The reporting person continues to report beneficial ownership of all the shares held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Dynasty Trust | 125,000 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 125,000 F8: Shares held by a Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Dynasty Trust | 125,000 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 125,000 F9: Shares held by a separate Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Dynasty Trust | 125,000 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 125,000 F10: Shares held by a separate Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 2019 Dynasty Trust | 100 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 100 F11: Shares held by a Dynasty Trust established by the reporting person in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 2019 Dynasty Trust | 100 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 100 F12: Shares held by a Dynasty Trust established by the reporting person's spouse in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person is president and owns 50.0% of the outstanding capital stock. The reporting person continues to report beneficial ownership of all the shares held by UFS, but disclaims beneficial ownership of the shares held by UFS except to the extent of his pecuniary interest therein.
F2: Shares held by a Michael S. Dunlap 2011 Post Annuity Irrevocable Trust. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F3: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F4: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F5: Shares held by a Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F6: Shares held by a separate Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F7: Shares held by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. The reporting person continues to report beneficial ownership of all the shares held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein.
F8: Shares held by a Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F9: Shares held by a separate Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F10: Shares held by a separate Dynasty Trust established by the reporting person in 2011, of which an adult son of the reporting person is the initial beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F11: Shares held by a Dynasty Trust established by the reporting person in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
F12: Shares held by a Dynasty Trust established by the reporting person's spouse in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2021 Filed Jun 11, 2021 19:02 UTC | NELNET INC NNI · Entity 3982 | GiftClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014640 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929,574 F1 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on March 8, 2021. F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 65,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 9 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 65,183 F10 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 65,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 8 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 65,183 F9 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 65,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 7 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 65,183 F8 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 195,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 6 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F7 · kind: Shares were held by a separate Grantor Retained Annuity Trust dated October 13, 2015. In connection with the expiration of the term of such trust on October 16, 2020, a total of 195,549 shares were transferred on October 30, 2020 to trusts for the benefit of the reporting person's adult sons as discussed in footnotes (8) through (10) below. Prior to such transfers, 52,105 shares were transferred to the reporting person's spouse in the final annuity distribution on October 16, 2020, and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 67,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 5 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 67,439 F6 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 67,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 4 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 67,439 F5 · balance_after: Shares held by a separate 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 67,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 3 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 67,439 F4 · balance_after: Shares held by a 2015 post annuity irrevocable trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| October 30, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 202,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 2 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F3 · kind: Shares were held by a Grantor Retained Annuity Trust dated October 13, 2015. In connection with the expiration of the term of such trust on October 16, 2020, a total of 202,317 shares were transferred on October 30, 2020 to trusts for the benefit of the reporting person's adult sons as discussed in footnotes (4) through (6) below. Prior to such transfers, 73,878 shares were transferred to the reporting person's spouse in the final annuity distribution on October 16, 2020, and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse. Read SEC document |
| September 15, 2020 Filed Jan 5, 2021 16:16 UTC | NELNET INC NNI · Entity 3982 | GiftClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000112 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,969,574 F1 · kind: This gift to a charitable organization as described in Section 501(c)(3) of the Internal Revenue Code was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on August 13, 2020. F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:31 UTC | NELNET INC NNI · Entity 3982 | PurchaseClass B Common Stock | 1,347,200 | $44.57 | $60,044,704.00 |
DisclosureSEC source: 0001437749-20-010771 · rdgdoc.xml · nonDerivative · entry 2 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,600,000 F1 · kind: All of the shares of Class B common stock of the issuer underlying this transaction are and continue to be owned, without any change in the number thereof, by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. This transaction reports the sales by the reporting person and his spouse of, in the aggregate, an 84.2% interest in Dunlap Holdings, LLC to the 2019 Dynasty Trusts referred to in footnotes (26) and (27) below, in exchange for promissory notes in the aggregate principal amount equal to a valuation of the transferred interests in Dunlap Holdings, LLC. The reporting person continues to report beneficial ownership of all of the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. F2 · price: For a description of this transaction, see footnote (1) above. For purposes of this filing, the reporting person is reporting in column 4 as the price of the securities the closing market price of shares of Class A common stock of the issuer on the date of the transaction. F3 · balance_after: Shares held by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. The reporting person continues to report beneficial ownership of all the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:31 UTC | NELNET INC NNI · Entity 3982 | SaleClass B Common Stock | 1,347,200 | $44.57 | $60,044,704.00 |
DisclosureSEC source: 0001437749-20-010771 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,600,000 F1 · kind: All of the shares of Class B common stock of the issuer underlying this transaction are and continue to be owned, without any change in the number thereof, by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. This transaction reports the sales by the reporting person and his spouse of, in the aggregate, an 84.2% interest in Dunlap Holdings, LLC to the 2019 Dynasty Trusts referred to in footnotes (26) and (27) below, in exchange for promissory notes in the aggregate principal amount equal to a valuation of the transferred interests in Dunlap Holdings, LLC. The reporting person continues to report beneficial ownership of all of the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. F2 · price: For a description of this transaction, see footnote (1) above. For purposes of this filing, the reporting person is reporting in column 4 as the price of the securities the closing market price of shares of Class A common stock of the issuer on the date of the transaction. F3 · balance_after: Shares held by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person and his family. The reporting person continues to report beneficial ownership of all the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Dec 20, 2019 16:22 UTC | NELNET INC NNI · Entity 3982 | GiftClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024725 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,009,574 F1 · kind: This gift was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on August 29, 2019. F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 252,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 10 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,600,000 F6 · kind: All of the shares of the issuer underlying this transaction are and continue to be owned, without any change in the number thereof, by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. This transaction reports gifts by the reporting person and his spouse of, in the aggregate, a 15.78% interest, subject to possible future adjustment based on the final valuation of the interest, in Dunlap Holdings, LLC to the 2019 Dynasty Trusts referred to in footnotes (4) and (5) above. The reporting person continues to report beneficial ownership of all the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 252,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 9 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,600,000 F6 · kind: All of the shares of the issuer underlying this transaction are and continue to be owned, without any change in the number thereof, by Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. This transaction reports gifts by the reporting person and his spouse of, in the aggregate, a 15.78% interest, subject to possible future adjustment based on the final valuation of the interest, in Dunlap Holdings, LLC to the 2019 Dynasty Trusts referred to in footnotes (4) and (5) above. The reporting person continues to report beneficial ownership of all the shares of the issuer held by Dunlap Holdings, LLC, but disclaims beneficial ownership of the shares of the issuer held by Dunlap Holdings, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 8 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 Dynasty Trust Disclosed balance after: 100 F5 · kind: The shares involved in this transaction were gifted by the reporting person's spouse to a Dynasty Trust established by the reporting person's spouse in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 7 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 54,860 F5 · kind: The shares involved in this transaction were gifted by the reporting person's spouse to a Dynasty Trust established by the reporting person's spouse in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 6 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 Dynasty Trust Disclosed balance after: 100 F4 · kind: The shares involved in this transaction were gifted by the reporting person to a Dynasty Trust established by the reporting person in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 5 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,169 F4 · kind: The shares involved in this transaction were gifted by the reporting person to a Dynasty Trust established by the reporting person in 2019, of which the adult sons of the reporting person and his spouse are the initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 4 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,600,000 F3 · kind: The reporting person's spouse gifted the shares in this transaction to Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 3 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 54,960 F3 · kind: The reporting person's spouse gifted the shares in this transaction to Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 1,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 2 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dunlap Holdings, LLC Disclosed balance after: 1,100,000 F1 · kind: The reporting person gifted the shares in this transaction to Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 16:05 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 1,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018391 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,269 F1 · kind: The reporting person gifted the shares in this transaction to Dunlap Holdings, LLC, a family limited liability company which is controlled by the reporting person. F2 · balance_after: Includes shares distributed to the reporting person in an annuity distribution by a grantor retained annuity trust as discussed in footnote (7) below. Read SEC document |
| November 29, 2018 Filed Dec 20, 2018 16:29 UTC | NELNET INC NNI · Entity 3982 | GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-022380 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,574 F1 · kind: This gift was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on August 29, 2018. F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Read SEC document |
| December 11, 2017 Filed Dec 22, 2017 16:36 UTC | NELNET INC NNI · Entity 3982 | GiftClass A Common Stock | 52,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-021133 · rdgdoc.xml · nonDerivative · entry 3 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F3 · kind: This gift was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person's spouse on November 10, 2017. F4 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company and their family members who are not in possession of material non-public information to establish pre-arranged plans to buy, sell, or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive or family member does not retain or exercise any discretion over transfers of stock under the plan and the pre-planned transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive or family member may receive. Read SEC document |
| November 27, 2017 Filed Dec 22, 2017 16:36 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-021133 · rdgdoc.xml · nonDerivative · entry 2 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,222 F2 · balance_after: Includes shares distributed to the reporting person by grantor retained annuity trusts as discussed in footnotes (5) through (9). Read SEC document |
| November 27, 2017 Filed Dec 22, 2017 16:36 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-021133 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 364,375 F1 · balance_after: Includes shares distributed to the reporting person's spouse by grantor retained annuity trusts as discussed in footnotes (11) through (16). Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 17:53 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 151,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 5 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 151,209 F5 · balance_after: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which a son of the reporting person is the beneficiary. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 17:53 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 151,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 4 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 151,210 F4 · balance_after: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which a son of the reporting person is the beneficiary. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 17:53 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 151,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 3 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 151,209 F3 · balance_after: Shares held by the Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 17:53 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 220,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 2 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F2 · kind: Shares were held by a separate Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. In connection with the expiration of the term of the grantor retained annuity trust on December 19, 2016, a total of 220,343 shares were transferred to trusts for the benefit of the reporting person's children as discussed in footnotes (3) through (5) below. A total of 105,807 shares were previously transferred to the reporting person in annuity distributions since November 10, 2015 and continue to be reported in this Form 4 as directly owned. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 17:53 UTC | NELNET INC NNI · Entity 3982 | GiftClass B Common Stock | 233,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 1 DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · kind: Shares were held by the Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. In connection with the expiration of the term of the grantor retained annuity trust on December 19, 2016, a total of 233,285 shares were transferred to trusts for the benefit of the reporting person's children as discussed in footnotes (3) through (5) below. A total of 134,965 shares were previously transferred to the reporting person in annuity distributions since November 10, 2015 and continue to be reported in this Form 4 as directly owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.