Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | Director | December 05, 2025 | December 08, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date December 05, 2025 · Filed December 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,209 |
Reported balance
After 2025-12-05 transaction · row 1
1 source rowRow 1 · 2025-12-05 · Sale · Disposed 2,145 · Balance 46,209 F1: These transactions were executed in multiple trades, at prices ranging from $84.55 to $84.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were executed in multiple trades, at prices ranging from $84.55 to $84.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2020 Filed Aug 5, 2020 17:34 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $22.41 | $59,745.06 |
DisclosureSEC source: 0001299709-20-000135 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 01, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000159 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $25.91 | $34,745.31 |
DisclosureSEC source: 0001299709-19-000159 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,555 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $25.91 | $69,076.06 |
DisclosureSEC source: 0001299709-19-000159 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,230 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $27.12 | $36,367.92 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,904 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $27.12 | $72,329.04 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 16:07 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000083 · edgardoc.xml · derivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,001 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 1, 2019 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:28 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000107 · edgardoc.xml · derivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 5, 2018 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · derivative · entry 6 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $37.87 | $50,783.67 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 4 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,578 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $37.87 | $100,999.29 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · derivative · entry 5 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $37.87 | $50,783.67 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,252 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 21:53 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $37.87 | $100,999.29 |
DisclosureSEC source: 0001299709-18-000092 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:46 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000081 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:46 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,340 | $37.67 | $50,477.80 |
DisclosureSEC source: 0001299709-18-000081 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,926 F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:46 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $37.67 | $100,428.22 |
DisclosureSEC source: 0001299709-18-000081 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 20:11 UTC | Axos Financial, Inc. BOFI · Entity 3860 | SaleCommon Stock | 7,540 | $26.80 | $202,065.97 |
DisclosureSEC source: 0001299709-17-000112 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,600 Read SEC document |
| August 26, 2017 Filed Aug 29, 2017 21:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000092 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2017 Filed Aug 29, 2017 21:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,410 | $26.25 | $37,012.50 |
DisclosureSEC source: 0001299709-17-000092 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,140 F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2017 Filed Aug 29, 2017 21:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $26.25 | $70,008.75 |
DisclosureSEC source: 0001299709-17-000092 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 21:41 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000082 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 21:41 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,410 | $26.50 | $37,365.00 |
DisclosureSEC source: 0001299709-17-000082 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,883 F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 21:41 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $26.50 | $70,649.00 |
DisclosureSEC source: 0001299709-17-000082 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:09 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000070 · edgardoc.xml · derivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 17, 2017 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 15:06 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000062 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 15:06 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,411 | $26.97 | $38,054.67 |
DisclosureSEC source: 0001299709-17-000062 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,627 F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 15:06 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,668 | $26.97 | $71,955.96 |
DisclosureSEC source: 0001299709-17-000062 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 19:23 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000297 · edgardoc.xml · derivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.