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WIINBERG ULF

Disclosed activity across 2 companies

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71
SEC CIK
0001187314

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGENUS INCAGEN · Entity 5774DirectorOctober 01, 2024October 03, 2024
MiNK Therapeutics, Inc.INKT · Entity 52DirectorSeptember 01, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGENUS INC

Report date October 01, 2024 · Filed October 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect19,500.664 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 3,423.478 · Balance 19,500.664

F1: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3: $7.49 per Deferred Stock Unit acquired on October 1, 2024. The price of each Deferred Stock Unit acquired on October 1,2024 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Plan.

F2: Acquired under the Agenus Inc. Amended and Restated Directors' Deferred Compensation Plan, as amended (the "Plan"). Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F2: Acquired under the Agenus Inc. Amended and Restated Directors' Deferred Compensation Plan, as amended (the "Plan"). Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F3: $7.49 per Deferred Stock Unit acquired on October 1, 2024. The price of each Deferred Stock Unit acquired on October 1,2024 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Plan.

MiNK Therapeutics, Inc.

Report date September 01, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,929 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Grant · Acquired 1,279 · Balance 23,929

F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were received in lieu of cash retainers for board and committee compensation. The RSUs will vest one month from the grant date.

Common StockSEC Table I · non-derivativeIndirectSee footnote27,830 Reported balance Holding disclosure · report date 2026-09-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 27,830

F2: Shares are held in an irrevocable trust for the benefit of Mr. Wiinberg's family.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were received in lieu of cash retainers for board and committee compensation. The RSUs will vest one month from the grant date.

F2: Shares are held in an irrevocable trust for the benefit of Mr. Wiinberg's family.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 17, 2020 21:07 UTC AGENUS INC AGEN · Entity 5774 GrantRestricted Stock Unit · Derivative 16,853 $0.00 $0.00
Disclosure

SEC source: 0001745285-20-000014 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,191

Underlying: Common Stock · 16,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit was granted on June 16, 2020 in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award fully vests on June 16, 2021.

F1 · derivative.expiration_date: Restricted Stock Unit was granted on June 16, 2020 in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award fully vests on June 16, 2021.

F2 · balance_after: Includes 20,338 Restricted Stock Units that are scheduled to vest on June 19, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 18:33 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Stock Units · Derivative 8,009.024 Not disclosed Not disclosed
Disclosure

SEC source: 0001745285-20-000002 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,419.829

Underlying: Common Stock · 8,009.024 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3 · price: $3.200 per Deferred Stock Unit acquired on April 1, 2020. The price of each Deferred Stock Unit acquired prior to April 1, 2020 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Agenus Inc. Director Deferred Compensation Plan, as amended.

F2 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the plan, typically once the director ceases to serve as a director of the Company.

F2 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:19 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Stock Units · Derivative 5,667.535 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000608 · doc4.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,410.805

Underlying: Common Stock · 5,667.535 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3 · price: $3.419 per Deferred Stock Unit acquired on January 2, 2020. The price of each Deferred Stock Unit acquired prior to January 2, 2020 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Agenus Inc. Director Deferred Compensation Plan, as amended.

F2 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F2 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 20:34 UTC AGENUS INC AGEN · Entity 5774 GrantStock Option (Right to buy) · Derivative 75,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0000899243-19-030104 · doc4.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-12-24

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan and will vest on December 24, 2020.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 19:11 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Stock Units · Derivative 7,107.239 Not disclosed Not disclosed
Disclosure

SEC source: 0001745285-19-000015 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,743.27

Underlying: Common Stock · 7,107.239 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3 · price: $2.726 per Deferred Stock Unit acquired on October 1, 2019. The price of each Deferred Stock Unit acquired prior to October 1, 2019 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Agenus Inc. Director Deferred Compensation Plan, as amended.

F2 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F2 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 10:05 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Stock Units · Derivative 6,961.078 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-018767 · doc4.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,636.031

Underlying: Common Stock · 6,961.078 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3 · price: $2.783 per Deferred Stock Unit acquired on July 1, 2019. The price of each Deferred Stock Unit acquired prior to July 1, 2019 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Units were acquired pursuant to the Agenus Inc. Director Deferred Compensation Plan, as amended.

F2 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F2 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:23 UTC AGENUS INC AGEN · Entity 5774 GrantRestricted Stock Unit · Derivative 20,338 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-017827 · doc4.xml · derivative · entry 2

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,338

Underlying: Common Stock · 20,338 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit was granted on June 19, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Restricted Stock Unit awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests on June 19, 2020.

F2 · price: Restricted Stock Unit was granted on June 19, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Restricted Stock Unit awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests on June 19, 2020.

F2 · derivative.expiration_date: Restricted Stock Unit was granted on June 19, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Restricted Stock Unit awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests on June 19, 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:23 UTC AGENUS INC AGEN · Entity 5774 GrantStock Option, Right to buy · Derivative 100,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000899243-19-017827 · doc4.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-01-01

F1 · derivative.exercise_date: Option was granted on January 1, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan. The option vests on January 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:57 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Stock Units · Derivative 6,129.421 Not disclosed Not disclosed
Disclosure

SEC source: 0001745285-19-000005 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,674.953

Underlying: Common Stock · 6,129.421 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F3 · price: $3.161 per Deferred Stock Unit acquired on April 1, 2019. The price of each Deferred Stock Unit acquired prior to April 1, 2019 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Units were acquired pursuant to the Agenus Inc. Director Deferred Compensation Plan, as amended.

F2 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F2 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:59 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Shares · Derivative 7,940.88 $2.13 Strike: $2.13 $16,874.37
Disclosure

SEC source: 0001745285-19-000002 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940.88

Underlying: Common Stock · 7,940.88 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:31 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Shares · Derivative 8,416.126 $2.01 Strike: $2.01 $16,874.33
Disclosure

SEC source: 0001288123-18-000025 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416.126

Underlying: Common Stock · 8,416.126 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 19:27 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Shares · Derivative 4,913.781 $3.43 Strike: $3.43 $16,873.92
Disclosure

SEC source: 0001288123-18-000020 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913.781

Underlying: Common Stock · 4,913.781 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 16:43 UTC AGENUS INC AGEN · Entity 5774 GrantRestricted Stock Unit · Derivative 15,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001288123-18-000017 · primary_doc.xml · derivative · entry 2

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,957

Underlying: Common Stock · 15,957 shares

Expires 2028-04-19

F2 · derivative.exercise_price: RSU was granted on April 19, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Award vests on April 19, 2019.

F2 · price: RSU was granted on April 19, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Award vests on April 19, 2019.

F2 · derivative.exercise_date: RSU was granted on April 19, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Award vests on April 19, 2019.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 16:43 UTC AGENUS INC AGEN · Entity 5774 GrantStock Option, right to buy · Derivative 37,500 $5.65 Strike: $5.65 $211,875.00
Disclosure

SEC source: 0001288123-18-000017 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2028-03-02

F1 · derivative.exercise_date: Option was granted on March 2, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan, vesting on March 2, 2019.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:13 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Shares · Derivative 3,728.539 $4.53 Strike: $4.53 $16,875.37
Disclosure

SEC source: 0000899243-18-009223 · doc4.xml · derivative · entry 3

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,728.539

Underlying: Common Stock · 3,728.539 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F3 · derivative.expiration_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:13 UTC AGENUS INC AGEN · Entity 5774 Exercise / conversionRestricted Stock Units · Derivative 15,915 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-009223 · doc4.xml · derivative · entry 2

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · price: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 31, 2017, all 15,915 restricted stock units vested on March 31, 2018.

F2 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 31, 2017, all 15,915 restricted stock units vested on March 31, 2018.

F2 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 31, 2017, all 15,915 restricted stock units vested on March 31, 2018.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:13 UTC AGENUS INC AGEN · Entity 5774 Exercise / conversionCommon Stock 15,915 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-009223 · doc4.xml · nonDerivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · price: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 31, 2017, all 15,915 restricted stock units vested on March 31, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:10 UTC AGENUS INC AGEN · Entity 5774 GrantDeferred Shares · Derivative 4,339.64 $3.89 Strike: $3.89 $16,876.86
Disclosure

SEC source: 0001288123-18-000002 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,339.64

Underlying: Common Stock · 4,339.64 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:29 UTC AGENUS INC agen · Entity 5774 GrantDeferred Shares · Derivative 4,090.589 $4.13 Strike: $4.13 $16,873.68
Disclosure

SEC source: 0001288123-17-000035 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090.589

Underlying: Common Stock · 4,090.589 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:23 UTC AGENUS INC agen · Entity 5774 GrantDeferred Shares · Derivative 4,709.928 $3.58 Strike: $3.58 $16,875.67
Disclosure

SEC source: 0001288123-17-000028 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709.928

Underlying: Common Stock · 4,709.928 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
June 29, 2017 Filed Jul 3, 2017 15:23 UTC AGENUS INC agen · Entity 5774 GrantStock Option, Roght to buy · Derivative 50,000 $3.91 Strike: $3.91 $195,500.00
Disclosure

SEC source: 0001288123-17-000028 · primary_doc.xml · derivative · entry 2

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-29

F2 · derivative.exercise_date: Annual option award vesting 100% on the earlier of the grant date of the award or the date of the Company's 2018 annual shareholder meeting.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 20:34 UTC AGENUS INC agen · Entity 5774 GrantDeferred Shares · Derivative 3,406.049 $4.04 Strike: $4.04 $13,750.22
Disclosure

SEC source: 0001288123-17-000019 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406.049

Underlying: Common Stock · 3,406.049 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

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March 31, 2017 Filed Apr 4, 2017 23:00 UTC AGENUS INC agen · Entity 5774 GrantRestricted Stock Unit · Derivative 15,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001288123-17-000017 · primary_doc.xml · derivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,915

Underlying: Common Stock · 15,915 shares

Expires 2018-03-31

F1 · derivative.exercise_price: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · price: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · derivative.exercise_date: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · derivative.expiration_date: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

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September 06, 2016 Filed Sep 8, 2016 19:29 UTC AGENUS INC AGEN · Entity 5774 PurchaseCommon Stock 30,000 $6.29 $188,700.00
Disclosure

SEC source: 0001288123-16-000093 · primary_doc.xml · nonDerivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.