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Pittard Dana JH

Disclosed activity across 1 company

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71979
SEC CIK
0001661939

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allison Transmission Holdings IncALSN · Entity 246VP, Defense ProgramsDecember 05, 2025December 09, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allison Transmission Holdings Inc

Report date December 05, 2025 · Filed December 09, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect63 Reported balance After 2025-12-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-05 · Grant · Acquired 7 · Balance 63

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 4,512 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 7

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 6,788

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 4,512 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 10

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 2,465 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 9

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 875 $44.55 $38,981.25
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,305

F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPerformance Stock Units · Derivative 2,021 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 8

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021

Underlying: Common Stock · 2,021 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock.

F6 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 2,021 PSUs.

F7 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F7 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 19:52 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000233 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000201 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 06, 2019 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 2,276

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
August 06, 2019 Filed Feb 25, 2020 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GiftCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000148 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:12 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000084 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionPerformance Stock Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000061 · edgar.xml · derivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,898 $49.70 $94,330.60
Disclosure

SEC source: 0001411207-19-000061 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,888

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 6,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000061 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPerformance Stock Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock · 6,410 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 6,410 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 1,968 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 1,968 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 20, 2022.

F3 · derivative.expiration_date: The RSUs vest on February 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 19:26 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 5,905 $0.00 Strike: $49.60 $0.00
Disclosure

SEC source: 0001411207-19-000044 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,905

Underlying: Common Stock · 5,905 shares

Expires 2029-02-20

F1 · derivative.exercise_date: The option vests on February 20, 2022.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Stock Units · Derivative 160 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · derivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97

Underlying: Common Stock · 160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · derivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,089 $49.57 $53,981.73
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 18:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-19-000021 · edgar.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:24 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000238 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 19:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000179 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 19:07 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000125 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 20:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000065 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 20:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 2,065 $0.00 $0.00
Disclosure

SEC source: 0001411207-18-000020 · edgar.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065

Underlying: Common Stock · 2,065 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 7, 2021.

F3 · derivative.expiration_date: The RSUs vest on February 7, 2021.

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February 07, 2018 Filed Feb 9, 2018 20:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 6,196 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0001411207-18-000020 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,196

Underlying: Common Stock · 6,196 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests on February 7, 2021.

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November 30, 2017 Filed Dec 4, 2017 17:46 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000226 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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August 31, 2017 Filed Sep 5, 2017 20:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000174 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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May 26, 2017 Filed May 31, 2017 19:42 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000125 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

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March 15, 2017 Filed Mar 17, 2017 19:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000059 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 20:38 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 2,465 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000028 · edgar.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465

Underlying: Common Stock · 2,465 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest on February 22, 2020.

F3 · derivative.expiration_date: The RSUs vest on February 22, 2020.

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February 22, 2017 Filed Feb 24, 2017 20:38 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 4,929 $0.00 Strike: $37.11 $0.00
Disclosure

SEC source: 0001411207-17-000028 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

Underlying: Common Stock · 4,929 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests on February 22, 2020.

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November 30, 2016 Filed Dec 2, 2016 21:25 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 14 $0.00 Strike: $33.17 $0.00
Disclosure

SEC source: 0001411207-16-000436 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000380 · edgar.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.