Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABM INDUSTRIES INC /DE/ABM · Entity 4290 | EVP/GEN. COUNSEL/CORP. SECTY. | January 14, 2017 | January 18, 2017 |
| ITRON, INC.ITRI · Entity 2773 | SVP, Gen. Counsel & Corp. Sec. | February 24, 2022 | February 28, 2022 |
| Quanterix CorpQTRX · Entity 6649 | Director | July 01, 2025 | July 03, 2025 |
| Telesis Bio Inc.TBIO · Entity 15606 | Director | July 24, 2024 | July 26, 2024 |
| XEROX CORPXRX · Entity 12016 | EVP, Gen. Counsel & Corp. Sec. | April 06, 2018 | April 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABM INDUSTRIES INC /DE/
Report date January 14, 2017 · Filed January 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,630 |
Reported balance
After 2017-01-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-14 · Tax withholding · Disposed 3,072 · Balance 75,630 F1: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 981 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 981 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
ITRON, INC.
Report date February 24, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,716 |
Ending reported balance
After 2022-02-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-02-24 · Grant · Acquired 7,414 · Balance 24,317 F1: This award vests in one-third equal annual increments beginning on the first anniversary of the date of grant. Row 2 · 2022-02-24 · Grant · Acquired 2,304 · Balance 26,621 F2: Represents shares earned under a performance-based restricted stock unit award for the 2019-2021 performance period. Row 3 · 2022-02-25 · Sale · Disposed 905 · Balance 25,716 F3: Represents shares automatically sold to cover tax withholding obligations associated with the shares earned under a performance-based restricted stock unit award. |
Filing footnotes · ownership attribution and instrument terms
F1: This award vests in one-third equal annual increments beginning on the first anniversary of the date of grant.
F2: Represents shares earned under a performance-based restricted stock unit award for the 2019-2021 performance period.
F3: Represents shares automatically sold to cover tax withholding obligations associated with the shares earned under a performance-based restricted stock unit award.
Quanterix Corp
Report date July 01, 2025 · Filed July 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,070 |
Reported balance
After 2025-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-07-01 · Grant · Acquired 2,615 · Balance 60,070 F1: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the second quarter of 2025. F2: Closing price of the Company's common stock on the Nasdaq Global Market on July 1, 2025. F3: Includes 7,435 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the second quarter of 2025.
F2: Closing price of the Company's common stock on the Nasdaq Global Market on July 1, 2025.
F3: Includes 7,435 restricted stock units.
Telesis Bio Inc.
Report date July 24, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,390 |
Reported balance
After 2024-07-24 transaction · row 1
1 source rowRow 1 · 2024-07-24 · Grant · Acquired 8,390 · Balance 8,390 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Telesis Bio Inc.'s (the "Issuer") Common Stock. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Stock Incentive Plan (the "Plan")) through each applicable vesting date, (i) with respect to 3,512 RSUs, one-third (1/3rd) of such RSUs shall vest on each annual anniversary of the Grant Date and (ii) 4,878 RSUs shall vest in full on January 1, 2025. "Grant Date" shall mean July 24, 2024. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2034-07-24 | Direct | 5,268 |
Reported balance
After 2024-07-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-24 · Grant · Acquired 5,268 · Balance 5,268 F2: Subject to the Reporting Person's continuing as a Service Provider (as defined in the Plan) through each applicable vesting date, one thirty-sixth (1/36th) of the Shares subject to the Option shall vest in equal monthly installments following the Grant Date on the same day of the month as the Grant Date. "Grant Date" shall mean July 24, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Telesis Bio Inc.'s (the "Issuer") Common Stock. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Stock Incentive Plan (the "Plan")) through each applicable vesting date, (i) with respect to 3,512 RSUs, one-third (1/3rd) of such RSUs shall vest on each annual anniversary of the Grant Date and (ii) 4,878 RSUs shall vest in full on January 1, 2025. "Grant Date" shall mean July 24, 2024.
F2: Subject to the Reporting Person's continuing as a Service Provider (as defined in the Plan) through each applicable vesting date, one thirty-sixth (1/36th) of the Shares subject to the Option shall vest in equal monthly installments following the Grant Date on the same day of the month as the Grant Date. "Grant Date" shall mean July 24, 2024.
XEROX CORP
Report date April 06, 2018 · Filed April 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 70,661 |
Reported balance
After 2018-04-06 transaction · row 1
1 source rowRow 1 · 2018-04-06 · Grant · Acquired 9,829 · Balance 70,661 F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.98 · Expires 2028-04-06 | Direct | 30,186 |
Reported balance
After 2018-04-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-06 · Grant · Acquired 30,186 · Balance 30,186 F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ODP Corp
Report date December 10, 2025 · Filed December 10, 2025
Section 16 reporting ended · disclosed 2025-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,433 |
Reported balance
After 2025-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-10 · Disposition to issuer · Disposed 15,082 · Balance 30,433 F1: On December 10, 2025, pursuant to that certain Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among ODP Corporation (the "Issuer"), ACR Ocean Resources LLC ("Parent") and Vail Holdings 1, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, each share of Issuer common stock held by the Reporting Person immediately prior to the closing of the Merger (the "Effective Time") was converted into the right to receive $28.00 in cash, without interest, net of all applicable withholding taxes (the "Merger Consideration"). F3: Represents unvested restricted stock units ("RSUs") held by the Reporting Person immediately prior to the Effective Time. Pursuant to the Merger Agreement, all unvested RSUs were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration multiplied by (a) (i) the number of shares of Issuer common stock subject to such RSU immediately prior to the Effective Time, by (ii) the Merger Consideration, plus (b) any accrued and unpaid dividends or dividend equivalent rights corresponding to such RSUs, net of all applicable withholding taxes. The cash payment is subject to the same terms and conditions as applied to such RSUs immediately prior to the Effective Time (except that such RSUs will settle in cash in lieu of common stock). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-12-10 · Disposition to issuer · Disposed 30,433 · Balance 0 F1: On December 10, 2025, pursuant to that certain Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among ODP Corporation (the "Issuer"), ACR Ocean Resources LLC ("Parent") and Vail Holdings 1, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F3: Represents unvested restricted stock units ("RSUs") held by the Reporting Person immediately prior to the Effective Time. Pursuant to the Merger Agreement, all unvested RSUs were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration multiplied by (a) (i) the number of shares of Issuer common stock subject to such RSU immediately prior to the Effective Time, by (ii) the Merger Consideration, plus (b) any accrued and unpaid dividends or dividend equivalent rights corresponding to such RSUs, net of all applicable withholding taxes. The cash payment is subject to the same terms and conditions as applied to such RSUs immediately prior to the Effective Time (except that such RSUs will settle in cash in lieu of common stock). |
Filing footnotes · ownership attribution and instrument terms
F1: On December 10, 2025, pursuant to that certain Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among ODP Corporation (the "Issuer"), ACR Ocean Resources LLC ("Parent") and Vail Holdings 1, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, each share of Issuer common stock held by the Reporting Person immediately prior to the closing of the Merger (the "Effective Time") was converted into the right to receive $28.00 in cash, without interest, net of all applicable withholding taxes (the "Merger Consideration").
F3: Represents unvested restricted stock units ("RSUs") held by the Reporting Person immediately prior to the Effective Time. Pursuant to the Merger Agreement, all unvested RSUs were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration multiplied by (a) (i) the number of shares of Issuer common stock subject to such RSU immediately prior to the Effective Time, by (ii) the Merger Consideration, plus (b) any accrued and unpaid dividends or dividend equivalent rights corresponding to such RSUs, net of all applicable withholding taxes. The cash payment is subject to the same terms and conditions as applied to such RSUs immediately prior to the Effective Time (except that such RSUs will settle in cash in lieu of common stock).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 1, 2021 23:21 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 2,304 | $96.16 | $221,552.64 |
DisclosureSEC source: 0001140361-21-019490 · form4.xml · nonDerivative · entry 4 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,027 F2 · shares: Represents the exercise of a stock option for a total of 2,850 shares pursuant to a Rule 10b5-1 Trading Plan entered into previously. As a result of this exercise, the reporting person acquired ownership of an additional 546 shares of common stock. As a result of this transaction, 2,304 shares were sold to cover the exercise price and pay withholding taxes to the respective government agencies. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 23:21 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 2,850 | $66.30 | $188,955.00 |
DisclosureSEC source: 0001140361-21-019490 · form4.xml · nonDerivative · entry 3 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the exercise of a stock option for a total of 2,850 shares pursuant to a Rule 10b5-1 Trading Plan entered into previously. As a result of this exercise, the reporting person acquired ownership of an additional 546 shares of common stock. As a result of this transaction, 2,304 shares were sold to cover the exercise price and pay withholding taxes to the respective government agencies. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 23:21 UTC | ITRON, INC. ITRI · Entity 2773 | Tax withholdingCommon Stock | 2,065 | $96.88 | $200,057.20 |
DisclosureSEC source: 0001140361-21-019490 · form4.xml · nonDerivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,481 F1 · shares: Represents the exercise of a stock option for a total of 3,016 shares by means of a stock swap pursuant to a Rule 10b5-1 Trading Plan entered into previously. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 951 shares of common stock. As a result of this transaction, 2,065 shares were withheld to cover the exercise price of the exercised options. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 23:21 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 3,016 | $66.30 | $199,960.80 |
DisclosureSEC source: 0001140361-21-019490 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of a stock option for a total of 3,016 shares by means of a stock swap pursuant to a Rule 10b5-1 Trading Plan entered into previously. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 951 shares of common stock. As a result of this transaction, 2,065 shares were withheld to cover the exercise price of the exercised options. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:43 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 193 | $61.45 | $11,859.85 |
DisclosureSEC source: 0001562180-21-002584 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,461 F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the first quarter of 2021. F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on April 1, 2021. F3 · balance_after: Includes 5,297 restricted stock units. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 23:42 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 1,347 | $95.84 | $129,096.48 |
DisclosureSEC source: 0001140361-21-006068 · form4.xml · nonDerivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,530 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:42 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 1,178 | $99.94 | $117,729.32 |
DisclosureSEC source: 0001140361-21-006068 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,877 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 00:53 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 3,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-005715 · form4.xml · nonDerivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,055 F1 · shares: This award vests in one third equal annual increments beginning on the first anniversary date of grant. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 00:53 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 3,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-005715 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:22 UTC | Quanterix Corp QTRX · Entity 6649 | GrantStock Option (Right to Buy) · Derivative | 7,900 | $0.00 Strike: $44.11 | $0.00 |
DisclosureSEC source: 0001562180-21-000114 · primarydocument.xml · derivative · entry 3 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Common Stock · 7,900 shares Expires 2031-01-04 F5 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:22 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 269 | $44.11 | $11,865.59 |
DisclosureSEC source: 0001562180-21-000114 · primarydocument.xml · nonDerivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268 F3 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the fourth quarter of 2020. F4 · price: Closing price of the Company's common stock on the Nasdaq Global Market on January 4, 2021. F2 · balance_after: Includes 5,297 restricted stock units. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:22 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 2,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000114 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,999 F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2021 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 5,297 restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:14 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 288 | $34.70 | $9,993.60 |
DisclosureSEC source: 0001562180-20-006288 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,729 F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2020, pursuant to an election made in December 2019. F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on October 1, 2020. F3 · balance_after: Includes 5,297 restricted stock units. Read SEC document |
| September 14, 2020 Filed Sep 15, 2020 20:17 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 395 | $58.31 | $23,032.45 |
DisclosureSEC source: 0001140361-20-020502 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,797 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 16:11 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 359 | $27.80 | $9,980.20 |
DisclosureSEC source: 0001562180-20-004982 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the second quarter of 2020, pursuant to an election made in December 2019. F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on July 1, 2020. F3 · balance_after: Includes 6,810 restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:27 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 520 | $19.21 | $9,989.20 |
DisclosureSEC source: 0001562180-20-002880 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,082 F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the first quarter of 2020, pursuant to an election made in December 2019. F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on April 1, 2020. F3 · balance_after: Includes 6,810 restricted stock units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:05 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 950 | $80.15 | $76,142.50 |
DisclosureSEC source: 0001127602-20-007981 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,192 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:49 UTC | ITRON, INC. ITRI · Entity 2773 | GrantStock Option (Right to Buy) · Derivative | 6,549 | $0.00 Strike: $87.27 | $0.00 |
DisclosureSEC source: 0001127602-20-007300 · form4.xml · derivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,549 Underlying: Common Stock · 6,549 shares Expires 2030-02-20 F2 · derivative.exercise_date: This option is exercisable in one third equal annual increments beginning on the first anniversary of date of grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:49 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 2,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007300 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,142 F1 · shares: This award vests in one third equal annual increments beginning on the first anniversary of date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:04 UTC | Quanterix Corp QTRX · Entity 6649 | GrantStock Option (Right to Buy) · Derivative | 7,900 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001562180-20-000207 · primarydocument.xml · derivative · entry 3 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Common Stock · 7,900 shares Expires 2030-01-02 F5 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:04 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 432 | $23.12 | $9,987.84 |
DisclosureSEC source: 0001562180-20-000207 · primarydocument.xml · nonDerivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,562 F3 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the fourth quarter of 2019. F4 · price: Closing price of the Company's common stock on the Nasdaq Global Market on January 2, 2020. F2 · balance_after: Includes 6,810 restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:04 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 2,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000207 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,130 F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2020 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 6,810 restricted stock units. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:28 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 320 | $21.41 | $6,851.20 |
DisclosureSEC source: 0001562180-19-005106 · primarydocument.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860 F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2019, pursuant to an election made in July 2019. F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on October 1, 2019. F3 · balance_after: Includes 4,540 restricted stock units. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:07 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 3,195 | $73.33 | $234,289.35 |
DisclosureSEC source: 0001127602-19-028451 · form4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award. Read SEC document |
| September 12, 2019 Filed Feb 13, 2020 23:24 UTC | ITRON, INC. ITRI · Entity 2773 | GiftCommon Stock | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005355 · form5.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,137 F1 · shares: Since the date of the reporting person's last ownership report, the reporting person gifted these shares to an adult not residing with the reporting person. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| July 25, 2019 Filed Jul 25, 2019 21:05 UTC | Quanterix Corp QTRX · Entity 6649 | GrantStock Option (right to buy) · Derivative | 15,800 | $0.00 Strike: $31.91 | $0.00 |
DisclosureSEC source: 0001104659-19-041922 · a4.xml · derivative · entry 2 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 15,800 shares Expires 2029-07-25 F1 · shares: Initial equity grant under the Quanterix Corporation 2018 Non-Employee Director Compensation Policy upon Ms. Hlavinka's election to the Quanterix Board of Directors. F3 · derivative.exercise_date: The option vests as to one-third of the shares on July 25, 2020, and the remaining two-thirds of the shares over the following two years in 24 successive equal monthly installments at the end of each month until July 25, 2022. Read SEC document |
| July 25, 2019 Filed Jul 25, 2019 21:05 UTC | Quanterix Corp QTRX · Entity 6649 | GrantCommon Stock | 4,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-041922 · a4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,540 F1 · shares: Initial equity grant under the Quanterix Corporation 2018 Non-Employee Director Compensation Policy upon Ms. Hlavinka's election to the Quanterix Board of Directors. F2 · shares: Represents shares of common stock issuable upon vesting of restricted stock units. The restricted stock units vest as to one-third of the shares on each of July 25, 2020, July 25, 2021 and July 25, 2022. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:11 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 6,567 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004776 · doc4.xml · nonDerivative · entry 1 Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,124 F1 · shares: These restricted stock units were awarded on February 21, 2019 and will vest in one-third annual increments beginning February 21, 2020. Read SEC document |
| September 12, 2018 Filed Sep 17, 2018 22:40 UTC | ITRON, INC. ITRI · Entity 2773 | GrantStock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $66.30 | $0.00 |
DisclosureSEC source: 0001127602-18-027804 · form4.xml · derivative · entry 3 McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 8,800 shares Expires 2028-09-12 F3 · derivative.exercise_date: One-third of the option is exercisable on each of September 12, 2019, September 12, 2020, and September 12, 2021, subject to the terms of the award agreement. Read SEC document |
| September 12, 2018 Filed Sep 17, 2018 22:40 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 7,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-027804 · form4.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,557 F2 · shares: The award vests on September 12, 2019, subject to the terms of the award agreement. Read SEC document |
| September 12, 2018 Filed Sep 17, 2018 22:40 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 3,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-027804 · form4.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 F1 · shares: The award vests on each of September 12, 2019, September 12, 2020, and September 12, 2021, subject to the terms of the award agreement. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 21:14 UTC | XEROX CORP XRX · Entity 12016 | GrantStock Options · Derivative | 30,186 | $0.00 Strike: $27.98 | $0.00 |
DisclosureSEC source: 0001127602-18-014339 · form4.xml · derivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,186 Underlying: Common Stock · 30,186 shares Expires 2028-04-06 F2 · derivative.exercise_date: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 21:14 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 9,829 | $27.98 | $275,015.42 |
DisclosureSEC source: 0001127602-18-014339 · form4.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,661 F1 · shares: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:39 UTC | XEROX CORP XRX · Entity 12016 | Tax withholdingCommon Stock | 7,135 | $28.78 | $205,345.30 |
DisclosureSEC source: 0001127602-18-013516 · form4.xml · nonDerivative · entry 3 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,685 F4 · shares: Shares withheld to pay for taxes on restricted shares that have vested. F3 · price: FMV price is based on the last business day closing price prior to vesting. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:39 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionCommon Stock | 22,820 | $28.78 | $656,759.60 |
DisclosureSEC source: 0001127602-18-013516 · form4.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: FMV price is based on the last business day closing price prior to vesting. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:39 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionRestricted Stock Units | 22,820 | $28.78 | $656,759.60 |
DisclosureSEC source: 0001127602-18-013516 · form4.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These restricted stock units may have different vesting and distribution dates. F2 · shares: This award of restricted stock units vests in three installments of 40%, 50% and 10% on the first, second and third anniversaries of the date of grant, April 1, 2017. F3 · price: FMV price is based on the last business day closing price prior to vesting. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:49 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 9,572 | $28.73 | $275,003.56 |
DisclosureSEC source: 0001127602-17-022808 · form4.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,652 F1 · shares: Incentive stock rights under 16b-3 plan payable in shares treated as restricted stock. These rights are subject to vesting requirements. F2 · balance_after: On June 14, 2017, Xerox Corporation effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:18 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 68,120 | $7.34 | $500,000.80 |
DisclosureSEC source: 0001127602-17-013748 · form4.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,322 F2 · shares: These restricted stock rights are subject to 3-year cliff vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:18 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 228,202 | $7.34 | $1,675,002.68 |
DisclosureSEC source: 0001127602-17-013748 · form4.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,202 F1 · shares: These restricted stock rights are subject to 3-year graded vesting requirements. Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 15:53 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Tax withholdingCommon Stock | 3,072 | $40.47 | $124,323.84 |
DisclosureSEC source: 0001140361-17-002138 · doc1.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,630 F1 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 981 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 11:58 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | GrantCommon Stock | 3,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001638 · doc1.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,708 F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2014, based on TSR performance in the 3 year period ending 10/31/2016 as compared to the S&P 600. These awards vest on 9/8/2017. F3 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 7,452 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 11:58 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | GrantCommon Stock | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001638 · doc1.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,857 F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2016. These performance shares vest on 1/14/2017. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 10:00 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | SaleCommon Stock | 4,172 | $40.46 | $168,779.09 |
DisclosureSEC source: 0001140361-17-000229 · doc1.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.22 to $40.685, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. F2 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,621 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 09:42 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Exercise / conversionStock Options · Derivative | 7,479 | $0.00 Strike: $25.30 | $0.00 |
DisclosureSEC source: 0001140361-17-000005 · doc1.xml · derivative · entry 3 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494 Underlying: Common Stock · 7,479 shares Expires 2020-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock options granted under the 2006 Equity Incentive Plan. F4 · derivative.exercise_date: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 09:42 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | SaleCommon Stock | 6,249 | $40.68 | $254,199.32 |
DisclosureSEC source: 0001140361-17-000005 · doc1.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,197 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.62 to $40.79, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. F2 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,621 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 09:42 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Exercise / conversionCommon Stock | 7,479 | $25.30 | $189,218.70 |
DisclosureSEC source: 0001140361-17-000005 · doc1.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 10:59 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Exercise / conversionStock Options · Derivative | 12,857 | $0.00 Strike: $18.31 | $0.00 |
DisclosureSEC source: 0001140361-16-091154 · doc1.xml · derivative · entry 3 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,857 shares Expires 2019-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock options granted under the 2006 Equity Incentive Plan. F4 · derivative.exercise_date: 25% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 10:59 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | SaleCommon Stock | 9,770 | $40.45 | $395,196.50 |
DisclosureSEC source: 0001140361-16-091154 · doc1.xml · nonDerivative · entry 2 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.65, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. F2 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,621 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 10:59 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Exercise / conversionCommon Stock | 12,857 | $18.31 | $235,411.67 |
DisclosureSEC source: 0001140361-16-091154 · doc1.xml · nonDerivative · entry 1 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 17:17 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | Exercise / conversionStock Options · Derivative | 10,401 | $0.00 Strike: $19.09 | $0.00 |
DisclosureSEC source: 0001140361-16-090505 · doc1.xml · derivative · entry 3 McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,401 shares Expires 2018-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock options granted under the 2006 Equity Incentive Plan. F4 · derivative.exercise_date: 25% exercisable on 9/13/2012 and 25% on the anniversary date of the following three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.