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Giardini Tony

Disclosed activity across 1 company

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71628
SEC CIK
0001562639

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Trilogy Metals Inc.TMQ · Entity 5362Director · President & CEODecember 11, 2025December 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Trilogy Metals Inc.

Report date December 11, 2025 · Filed December 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect8,758,728 Reported balance After 2025-12-11 transaction · row 1
1 source row

Row 1 · 2025-12-11 · Exercise / conversion · Acquired 60,000 · Balance 8,758,728

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.61 · Expires 2030-12-10Direct360,000 Reported balance After 2025-12-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-11 · Grant · Acquired 360,000 · Balance 360,000

F2: Converted from Canadian exercise price of C$6.35 using an exchange rate of C$1.3774 = US$1.00.

F3: The options vest as follows: 1/3 on December 11, 2025; 1/3 on December 11, 2026; and 1/3 on December 11, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect180,000 Reported balance After 2025-12-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-11 · Grant · Acquired 180,000 · Balance 180,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F4: The RSUs vest as follows: 1/3 on December 7, 2023; 1/3 on December 7, 2024; and 1/3 on December 7, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect120,000 Reported balance After 2025-12-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-12-11 · Exercise / conversion · Disposed 60,000 · Balance 120,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F4: The RSUs vest as follows: 1/3 on December 7, 2023; 1/3 on December 7, 2024; and 1/3 on December 7, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F2: Converted from Canadian exercise price of C$6.35 using an exchange rate of C$1.3774 = US$1.00.

F3: The options vest as follows: 1/3 on December 11, 2025; 1/3 on December 11, 2026; and 1/3 on December 11, 2027.

F4: The RSUs vest as follows: 1/3 on December 7, 2023; 1/3 on December 7, 2024; and 1/3 on December 7, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Feb 25, 2022 16:33 UTC Trilogy Metals Inc. TMQ · Entity 5362 PurchaseCommon Shares 50,000 $0.95 $47,500.00
Disclosure

SEC source: 0001567619-22-005572 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,014

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:33 UTC Trilogy Metals Inc. TMQ · Entity 5362 PurchaseCommon Shares 50,000 $0.94 $47,000.00
Disclosure

SEC source: 0001567619-22-005572 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,014

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.926 to $0.946, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 18:53 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 197,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000463 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 197,200 shares

Expires 2021-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents December 9, 2021, grant of restricted stock units which fully vest on the grant date. Settlement of the vested RSUs occurred on January 4, 2022.

F2 · derivative.exercise_date: Represents December 9, 2021, grant of restricted stock units which fully vest on the grant date. Settlement of the vested RSUs occurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 18:53 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 61,766 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000463 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,534

Underlying: Common Shares · 61,766 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents December 9, 2021, grant of restricted stock units which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of the vested RSUs occurred on January 4, 2022.

F1 · derivative.exercise_date: Represents December 9, 2021, grant of restricted stock units which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of the vested RSUs occurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 18:53 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 197,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-000463 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents December 9, 2021, grant of restricted stock units which fully vest on the grant date. Settlement of the vested RSUs occurred on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 18:53 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 61,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-000463 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents December 9, 2021, grant of restricted stock units which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of the vested RSUs occurred on January 4, 2022.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 01:41 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantRestricted Stock Units · Derivative 197,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021993 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,200

Underlying: Common Shares · 197,200 shares

Expires 2021-12-09

F4 · derivative.exercise_price: Represents December 9, 2021, grant of restricted stock units which fully vest on the grant date.

F4 · derivative.exercise_date: Represents December 9, 2021, grant of restricted stock units which fully vest on the grant date.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 01:41 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantRestricted Stock Units · Derivative 185,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021993 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,300

Underlying: Common Shares · 185,300 shares

Expires 2023-12-09

F3 · derivative.exercise_price: Represents December 9, 2021, grant of restricted stock units which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023.

F3 · derivative.exercise_date: Represents December 9, 2021, grant of restricted stock units which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 01:41 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001567619-21-021993 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Shares · 450,000 shares

Expires 2026-12-08

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.21 using an exchange rate of C$1.2700 = US$1.00.

F2 · derivative.exercise_date: The options were granted on December 9, 2021, and vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:57 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from Canadian exercise price of C$1.01 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:57 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:57 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 75,000 $0.82 $61,500.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Converted from Canadian exercise price of C$1.01 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:57 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 75,000 $0.57 $42,750.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:10 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (Right to Buy) · Derivative 900,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021006 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Shares · 900,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/10/2020; 1/3 on 12/10/2021; 1/3 on 12/10/2022.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:10 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (Right to Buy) · Derivative 223,400 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021006 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,400

Underlying: Common Shares · 223,400 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 20:36 UTC Trilogy Metals Inc. TMQ · Entity 5362 PurchaseCommon Shares 200,000 $1.45 $290,000.00
Disclosure

SEC source: 0001567619-20-018512 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,048

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 100,000 $0.38 $38,100.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 75,000 $0.34 $25,125.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (Right to Buy) · Derivative 170,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Shares · 170,000 shares

Expires 2025-05-31

F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (Right to Buy) · Derivative 1,600,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,000

Underlying: Common Shares · 1,600,000 shares

Expires 2025-05-31

F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 6/1/2020; 1/3 on 6/1/2021; 1/3 on 6/1/2022.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,324.36

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:39 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005452 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,601.99

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:31 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023639 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-27

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:43 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022636 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,729.93

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 75,000 $0.93 $69,450.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

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September 11, 2019 Filed Sep 12, 2019 21:36 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Shares 75,000 $0.47 $35,250.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

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September 03, 2019 Filed Sep 5, 2019 00:48 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017908 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,989.05

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 03, 2019 Filed Jun 4, 2019 21:07 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012697 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,364.15

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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March 01, 2019 Filed Mar 4, 2019 18:25 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005945 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,510.92

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 05, 2018 Filed Dec 7, 2018 22:22 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Options (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001567619-18-007506 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2023-12-04

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00.

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December 04, 2018 Filed Dec 6, 2018 18:21 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 1,343.17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007399 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,167.22

Underlying: Common Stock · 1,343.17 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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September 06, 2018 Filed Sep 7, 2018 19:46 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 1,665.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002274 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,824.05

Underlying: Common Stock · 1,665.13 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 01, 2018 Filed Jun 5, 2018 22:11 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,235.43 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027422 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,158.92

Underlying: Common Stock · 2,235.43 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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March 01, 2018 Filed Mar 2, 2018 23:16 UTC Trilogy Metals Inc. TMW · Entity 5362 GrantDeferred Share Units · Derivative 2,038.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011767 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,923.49

Underlying: Common Stock · 2,038.83 shares

Expires not disclosed

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:41 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045532 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

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December 01, 2017 Filed Dec 4, 2017 21:26 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044851 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,884.65

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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September 05, 2017 Filed Sep 6, 2017 23:25 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034465 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,484.9

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 05, 2017 Filed Jun 7, 2017 00:21 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024222 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,603.71

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:35 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009973 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,218.17

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 15, 2016 Filed Dec 16, 2016 23:31 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001140361-16-090100 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2021-12-14

F1 · derivative.exercise_price: Expressed in Canadian dollars.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:23 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 5,543.01 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088553 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,720.96

Underlying: Common Stock · 5,543.01 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.