Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brand Engagement Network Inc.DHCA · Entity 6882 | Director | March 01, 2021 | March 01, 2021 |
| SHYFT GROUP, INC.SHYF · Entity 77937 | Director | May 19, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brand Engagement Network Inc.
Report date March 01, 2021 · Filed March 01, 2021
This filing explicitly reported no securities owned.
SHYFT GROUP, INC.
Report date May 19, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,758 |
Reported balance
After 2021-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 2,740 · Balance 101,758 F1: Restricted Stock Units with one-year vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units with one-year vesting.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACCURIDE CORP
Report date November 18, 2016 · Filed November 21, 2016
Section 16 reporting ended · disclosed 2016-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-11-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-11-18 · Exercise / conversion · Acquired 663,078 · Balance 1,058,256 Row 2 · 2016-11-18 · Tax withholding · Disposed 214,084 · Balance 844,172 Row 3 · 2016-11-18 · Disposition to issuer · Disposed 844,172 · Balance 0 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-11-18 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-11-18 · Disposition to issuer · Disposed 10,000 · Balance 0 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy the Richard F. Dauch Revocable Trust | 0 |
Reported balance
After 2016-11-18 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2016-11-18 · Disposition to issuer · Disposed 40,432 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-18 · Exercise / conversion · Disposed 663,078 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by the reporting person at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by the reporting person at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.
Delphi Technologies PLC
Report date October 01, 2020 · Filed October 06, 2020
Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 1
1 source rowRow 1 · 2020-10-01 · Disposition to issuer · Disposed 17,154 · Balance 0 F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-01 · Disposition to issuer · Disposed 433,511 · Balance 0 F2: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to the product of target number of ordinary shares of Issuer subject to each performance-based restricted share unit award and approximately $16.6. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-01 · Disposition to issuer · Disposed 183,645 · Balance 0 F3: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to approximately $16.6. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.06 | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-01 · Disposition to issuer · Disposed 1,006,077 · Balance 0 F5: Reflects the disposition of share option awards to purchase ordinary shares of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each share option award was cancelled and converted into the right to receive an amount of cash equal to the product of (i) the excess, if any, of approximately $16.6 over the exercise price per ordinary share of such option award multiplied by (ii) the total number of Issuer ordinary shares subject to such share option award. F4: All of the share option awards to purchase ordinary shares of the Issuer were vested as of October 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.
F2: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to the product of target number of ordinary shares of Issuer subject to each performance-based restricted share unit award and approximately $16.6.
F3: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to approximately $16.6.
F4: All of the share option awards to purchase ordinary shares of the Issuer were vested as of October 1, 2020.
F5: Reflects the disposition of share option awards to purchase ordinary shares of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each share option award was cancelled and converted into the right to receive an amount of cash equal to the product of (i) the excess, if any, of approximately $16.6 over the exercise price per ordinary share of such option award multiplied by (ii) the total number of Issuer ordinary shares subject to such share option award.
Workhorse Group Inc.
Report date December 15, 2025 · Filed December 15, 2025
Section 16 reporting ended · disclosed 2025-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 1,310 |
Ending reported balance
After 2025-12-15 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2025-12-15 · Exercise / conversion · Acquired 1,273 · Balance 2,583 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 2 · 2025-12-15 · Sale · Disposed 1,273 · Balance 1,310 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 3 · 2025-12-15 · Exercise / conversion · Acquired 5,051 · Balance 6,361 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F4: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 4 · 2025-12-15 · Sale · Disposed 5,051 · Balance 1,310 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F4: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 5 · 2025-12-15 · Exercise / conversion · Acquired 331 · Balance 1,641 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 6 · 2025-12-15 · Sale · Disposed 331 · Balance 1,310 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 7 · 2025-12-15 · Exercise / conversion · Acquired 1,909 · Balance 3,219 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F6: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Row 8 · 2025-12-15 · Sale · Disposed 1,909 · Balance 1,310 F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F6: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-21 | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-12-15 · Exercise / conversion · Disposed 1,273 · Balance 0 F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-12-15 · Exercise / conversion · Disposed 5,051 · Balance 0 F4: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-12-15 · Exercise / conversion · Disposed 331 · Balance 0 F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2026-12-31 | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-12-15 · Exercise / conversion · Disposed 1,909 · Balance 0 F6: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.
F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.
F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.
F4: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.
F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.
F6: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionPerformance Share Units · Derivative | 1,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · derivative · entry 12 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 1,909 shares Expires 2026-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F6 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionPerformance Share Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · derivative · entry 11 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 331 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionRestricted Stock Units · Derivative | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · derivative · entry 10 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 5,051 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F4 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionRestricted Stock Units · Derivative | 1,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · derivative · entry 9 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 1,273 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 1,909 | $6.51 | $12,427.59 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 8 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F6 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 1,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 7 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F6 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 331 | $6.51 | $2,154.81 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 6 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 5 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 5,051 | $6.51 | $32,882.01 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 4 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F4 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 5,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 3 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F4 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 1,273 | $6.51 | $8,287.23 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:52 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 1,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001077696-25-000003 · wk-form4_1765835569.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits. F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target. F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 16:32 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantRestricted Stock Units · Derivative | 60,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000083 · wk-form4_1755721928.xml · derivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,607 Underlying: Common Stock, $0.001 par value per share · 60,607 shares Expires 2026-02-18 F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionPerformance Share Units · Derivative | 1,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · derivative · entry 6 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 1,980 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionPerformance Share Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · derivative · entry 5 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 1,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on November 5, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 1,980 | $1.31 | $2,593.80 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · nonDerivative · entry 4 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,364 F3 · shares: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 1,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · nonDerivative · entry 3 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 1,000 | $1.31 | $1,310.00 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,364 F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on November 5, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000032 · wk-form4_1745282580.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on November 5, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| February 23, 2025 Filed Feb 25, 2025 20:39 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 5,783 | $0.49 | $2,815.16 |
DisclosureSEC source: 0001425287-25-000019 · wk-form4_1740533963.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,547 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 20:39 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,459 | $0.49 | $710.24 |
DisclosureSEC source: 0001425287-25-000019 · wk-form4_1740533963.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,330 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2025 Filed Apr 28, 2025 20:39 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionRestricted Stock Units · Derivative | 7,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000050 · wk-form4_1745887136.xml · derivative · entry 3 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,268 Underlying: Common Stock, $0.001 par value per share · 7,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. F3 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F3 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| February 22, 2025 Filed Apr 28, 2025 20:39 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,283 | $6.09 | $13,903.47 |
DisclosureSEC source: 0001425287-25-000050 · wk-form4_1745887136.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,716 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted stock units previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2025 Filed Apr 28, 2025 20:39 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 7,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000050 · wk-form4_1745887136.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 17:34 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 6,162 | $0.78 | $4,775.55 |
DisclosureSEC source: 0001425287-24-000136 · wk-form4_1735338889.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,789 F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 18:40 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 622 | $0.76 | $472.72 |
DisclosureSEC source: 0001425287-24-000129 · wk-form4_1730763631.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,951 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 17:18 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,245 | $0.68 | $846.60 |
DisclosureSEC source: 0001425287-24-000115 · wk-form4_1725482206.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,573 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| April 30, 2024 Filed May 3, 2024 09:35 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,533 | $0.15 | $1,894.99 |
DisclosureSEC source: 0001425287-24-000088 · wk-form4_1714743328.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,621,893 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 14:29 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 25,066 | $0.34 | $8,447.24 |
DisclosureSEC source: 0001425287-24-000060 · wk-form4_1709666967.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,634,426 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 19:41 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 115,819 | $0.29 | $33,205.31 |
DisclosureSEC source: 0001425287-24-000057 · wk-form4_1708994489.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,659,492 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 19:41 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 137,004 | $0.29 | $39,073.54 |
DisclosureSEC source: 0001425287-24-000057 · wk-form4_1708994489.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,775,311 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:38 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 5,725,552 | $0.32 | $1,814,999.98 |
DisclosureSEC source: 0001425287-24-000031 · wk-form4_1708724271.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,912,315 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| February 21, 2024 Filed Sep 4, 2024 16:27 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | GrantRestricted Stock Units · Derivative | 286,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-24-000113 · wk-form4a_1725481647.xml · derivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,278 Underlying: Common Stock, $0.001 par value per share · 286,278 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. F1 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 18:08 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 37,566 | $0.75 | $28,245.88 |
DisclosureSEC source: 0001628280-23-031423 · wk-form4_1693951718.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,186,763 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 16:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 495,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015741 · wf-form4_168323119420300.xml · derivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,050 Underlying: Common Stock, $0.001 par value per share · 495,050 shares Expires 2024-12-31 F2 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| May 02, 2023 Filed May 4, 2023 16:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 1,485,149 | $2.02 | $3,000,000.98 |
DisclosureSEC source: 0001628280-23-015741 · wf-form4_168323119420300.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224,329 F1 · shares: Represents shares of common stock granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. The awarded shares vest in three equal amounts on May 2, 2024, February 22, 2025, and February 22, 2026, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| April 30, 2023 Filed May 2, 2023 17:23 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 12,533 | $0.94 | $11,806.09 |
DisclosureSEC source: 0001628280-23-014927 · wf-form4_168306258807950.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,739,180 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 14:35 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 25,066 | $1.76 | $44,116.16 |
DisclosureSEC source: 0001425287-23-000067 · wf-form4_167787209238681.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,713 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 15:22 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 116,055 | $1.99 | $230,949.45 |
DisclosureSEC source: 0001425287-23-000047 · wf-form4_167752932637386.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776,779 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 10:45 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 50,000 | $1.87 | $93,525.00 |
DisclosureSEC source: 0001425287-22-000119 · wf-form4_167085992038734.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,892,834 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.865 to $1.88. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 31, 2022 Filed Dec 1, 2022 18:33 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 18,783 | $2.70 | $50,714.10 |
DisclosureSEC source: 0001425287-22-000110 · wf-form4_166993761724941.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,834 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| September 01, 2022 Filed Dec 1, 2022 18:31 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 37,566 | $3.14 | $117,957.24 |
DisclosureSEC source: 0001425287-22-000108 · wf-form4_166993748893128.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,617 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 30, 2022 Filed Dec 1, 2022 18:29 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 18,783 | $3.01 | $56,536.83 |
DisclosureSEC source: 0001425287-22-000106 · wf-form4_166993736235887.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,183 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 16:22 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 50,000 | $3.10 | $155,000.00 |
DisclosureSEC source: 0001425287-22-000037 · wf-form4_164746210312876.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,955,115 Read SEC document |
| March 01, 2022 Filed Mar 28, 2022 16:53 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 37,149 | $3.74 | $138,937.26 |
DisclosureSEC source: 0001425287-22-000041 · wf-form4_164850074086463.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,917,966 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on March 1, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 18:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 247,524.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-22-000028 · wf-form4_164583059198345.xml · derivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,524.5 Underlying: Common Stock, $0.001 par value per share · 247,524.5 shares Expires 2024-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 18:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 1,155,115 | $3.03 | $3,499,998.45 |
DisclosureSEC source: 0001425287-22-000028 · wf-form4_164583059198345.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,905,115 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 18:33 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 296,429 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0001425287-22-000004 · wf-form4_164133918472716.xml · derivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,429 Underlying: Common Stock, $0.001 par value per share · 296,429 shares Expires 2031-11-30 F1 · derivative.exercise_date: Represents 296,429 options to purchase common stock granted by Workhorse Group Inc., vesting in equal amounts over a three year period in six month intervals beginning on March 1, 2022. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 18:48 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantPerformance Share Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-022631 · wf-form4_163650170941230.xml · derivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock, $0.001 par value per share · 250,000 shares Expires 2024-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of common stock of the Company. The shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive one share of common stock of the Company. The shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 18:48 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 750,000 | $7.22 | $5,415,000.00 |
DisclosureSEC source: 0001628280-21-022631 · wf-form4_163650170941230.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 F1 · shares: Represents (i) 500,000 shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals beginning on March 1, 2022, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting and (ii) 250,000 shares of common stock granted by the Company under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals beginning on April 30, 2022, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on November 4, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.