person · Reporting owner
FAULKNER STEPHEN L JR
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMPIRE PETROLEUM CORPEP · Entity 6605 | Chief Financial Officer | June 06, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMPIRE PETROLEUM CORP
Report date June 06, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,411 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Grant · Acquired 30,000 · Balance 30,411 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Vital Energy, Inc.
Report date December 15, 2025 · Filed December 15, 2025
Section 16 reporting ended · disclosed 2025-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-12-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-12-15 · Exercise / conversion · Acquired 1,516 · Balance 12,537 F1: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Row 2 · 2025-12-15 · Exercise / conversion · Acquired 2,376 · Balance 14,913 F1: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Row 3 · 2025-12-15 · Disposition to issuer · Disposed 14,913 · Balance 0 F1: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F3: Pursuant to the Merger Agreement, each award of shares of Vital Common Stock subject to solely time-based vesting (each, a "Vital RS Award") outstanding immediately prior to the Effective Time automatically vested in full immediately prior to the Effective Time and was cancelled and converted into the right to receive 1.9062 fully paid and nonassessable shares of Class A common stock, par value $0.0001 per share, of Crescent, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration") with respect to each share of Vital Common Stock subject thereto. F4: Pursuant to the Merger Agreement, each share of Vital Common Stock, beneficially owned by the Reporting Person at the Effective Time was converted into the right to receive the Merger Consideration. |
| 2024 Performance UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-15 · Exercise / conversion · Disposed 1,516 · Balance 0 F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). |
| 2025 Performance UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-12-15 · Exercise / conversion · Disposed 2,376 · Balance 0 F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). |
Filing footnotes · ownership attribution and instrument terms
F1: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent.
F2: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).
F3: Pursuant to the Merger Agreement, each award of shares of Vital Common Stock subject to solely time-based vesting (each, a "Vital RS Award") outstanding immediately prior to the Effective Time automatically vested in full immediately prior to the Effective Time and was cancelled and converted into the right to receive 1.9062 fully paid and nonassessable shares of Class A common stock, par value $0.0001 per share, of Crescent, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration") with respect to each share of Vital Common Stock subject thereto.
F4: Pursuant to the Merger Agreement, each share of Vital Common Stock, beneficially owned by the Reporting Person at the Effective Time was converted into the right to receive the Merger Consideration.
WPX ENERGY, INC.
Report date January 07, 2021 · Filed January 11, 2021
Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 1
1 source rowRow 1 · 2021-01-07 · Disposition to issuer · Disposed 45,495.351 · Balance 0 F1: Includes 25,138 shares of restricted stock of WPX (as defined in footnote 2) subject to time-based vesting which were converted into awards denominated in shares of common stock of Devon (as defined in footnote 2) based on the Exchange Ratio (as defined in footnote 2) and which will vest in accordance with the terms and conditions governing the shares of restricted stock in effect immediately before the effective time (the "Effective Time") of the Merger (as defined in footnote 2). F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the Effective Time of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-07 · Disposition to issuer · Disposed 5,220 · Balance 0 F3: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F4: This award vests on March 2, 2021. F5: A performance measure of 200% was applied to these restricted units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-07 · Disposition to issuer · Disposed 5,904 · Balance 0 F3: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F6: This award vests on March 2, 2022. F7: A performance measure of 175% was applied to these restricted units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-07 · Disposition to issuer · Disposed 6,837 · Balance 0 F3: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F8: This award vests on March 2, 2023. F9: A performance measure of 125% was applied to these restricted units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 25,138 shares of restricted stock of WPX (as defined in footnote 2) subject to time-based vesting which were converted into awards denominated in shares of common stock of Devon (as defined in footnote 2) based on the Exchange Ratio (as defined in footnote 2) and which will vest in accordance with the terms and conditions governing the shares of restricted stock in effect immediately before the effective time (the "Effective Time") of the Merger (as defined in footnote 2).
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the Effective Time of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").
F3: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based.
F4: This award vests on March 2, 2021.
F5: A performance measure of 200% was applied to these restricted units.
F6: This award vests on March 2, 2022.
F7: A performance measure of 175% was applied to these restricted units.
F8: This award vests on March 2, 2023.
F9: A performance measure of 125% was applied to these restricted units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2025 Filed Dec 15, 2025 17:04 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Exercise / conversion2025 Performance Units · Derivative | 2,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-319390 · ownership.xml · derivative · entry 5 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 17:04 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Exercise / conversion2024 Performance Units · Derivative | 1,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-319390 · ownership.xml · derivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 17:04 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Disposition to issuerCommon Stock | 14,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-319390 · ownership.xml · nonDerivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2 · price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). F3 · price: Pursuant to the Merger Agreement, each award of shares of Vital Common Stock subject to solely time-based vesting (each, a "Vital RS Award") outstanding immediately prior to the Effective Time automatically vested in full immediately prior to the Effective Time and was cancelled and converted into the right to receive 1.9062 fully paid and nonassessable shares of Class A common stock, par value $0.0001 per share, of Crescent, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration") with respect to each share of Vital Common Stock subject thereto. F4 · price: Pursuant to the Merger Agreement, each share of Vital Common Stock, beneficially owned by the Reporting Person at the Effective Time was converted into the right to receive the Merger Consideration. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 17:04 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Exercise / conversionCommon Stock | 2,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-319390 · ownership.xml · nonDerivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2 · price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 17:04 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Exercise / conversionCommon Stock | 1,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-319390 · ownership.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent. F2 · price: Pursuant to the Merger Agreement, each award of outstanding restricted stock units of the Issuer that was subject in whole or in part to performance-based vesting and payable in cash (each, a "Vital Cash-Settled PSU Award") outstanding immediately prior to the effective time of the First Company Merger (the "Effective Time") automatically vested in full, with performance conditions deemed to have been satisfied at the target level, immediately prior to the Effective Time and was cancelled and converted into the right to receive a lump sum cash payment equal to the product of (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock") subject to such Vital Cash-Settled PSU Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date). Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 16:37 UTC | Vital Energy, Inc. VTLE · Entity 71532 | Tax withholdingCommon Stock | 656 | $20.10 | $13,185.60 |
DisclosureSEC source: 0001528129-25-000066 · wk-form4_1743626258.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,021 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of a portion of restricted shares previously granted to the Reporting Person under the Issuer's Omnibus Equity Incentive Plan. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 16:35 UTC | Vital Energy, Inc. VTLE · Entity 71532 | GrantPerformance Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001528129-25-000038 · wk-form4_1740173702.xml · derivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,376 Underlying: Common Stock · 2,376 shares Expires not disclosed F2 · derivative.exercise_price: These performance units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance unit represents a share of common stock. The performance units will be payable, if at all, in common stock, cash, or a combination of common stock and cash, to be determined in the discretion of the Issuer's Compensation Committee, based upon (i) the Issuer's total shareholder return measured against an industry peer group on an absolute share return basis, (ii) earnings before interest, taxes, depreciation, amortization and exploration expense divided by three-year total debt reduction, (iii) growth in inventory and (iv) emissions reduction, over a three-year performance period ending December 31, 2027. The final number of shares of common stock or cash earned is dependent on the performance of the stock price and the factors identified herein with the performance unit multiple having a range from 0% to 225%. F2 · derivative.expiration_date: These performance units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance unit represents a share of common stock. The performance units will be payable, if at all, in common stock, cash, or a combination of common stock and cash, to be determined in the discretion of the Issuer's Compensation Committee, based upon (i) the Issuer's total shareholder return measured against an industry peer group on an absolute share return basis, (ii) earnings before interest, taxes, depreciation, amortization and exploration expense divided by three-year total debt reduction, (iii) growth in inventory and (iv) emissions reduction, over a three-year performance period ending December 31, 2027. The final number of shares of common stock or cash earned is dependent on the performance of the stock price and the factors identified herein with the performance unit multiple having a range from 0% to 225%. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 16:35 UTC | Vital Energy, Inc. VTLE · Entity 71532 | GrantCommon Stock | 7,129 | $30.90 | $220,286.10 |
DisclosureSEC source: 0001528129-25-000038 · wk-form4_1740173702.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,677 F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary date of the grant. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 16:43 UTC | Vital Energy, Inc. VTLE · Entity 71532 | GrantPerformance Units · Derivative | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001528129-24-000089 · wk-form4_1712176986.xml · derivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,516 Underlying: Common Stock · 1,516 shares Expires not disclosed F2 · derivative.exercise_price: These performance units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance unit represents a share of common stock. The performance units will be payable, if at all, in common stock, cash, or a combination of common stock and cash, to be determined in the discretion of the Issuer's Compensation Committee, based upon (i) the Issuer's total shareholder return measured against an industry peer group on an absolute share return basis, (ii) earnings before interest, taxes, depreciation, amortization and exploration expense divided by three-year total debt reduction, (iii) growth in inventory and (iv) emissions reduction, over a three-year performance period ending December 31, 2026. The final number of shares of common stock or cash earned is dependent on the performance of the stock price and the factors identified herein with the performance unit multiple having a range from 0% to 225%. F2 · derivative.expiration_date: These performance units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance unit represents a share of common stock. The performance units will be payable, if at all, in common stock, cash, or a combination of common stock and cash, to be determined in the discretion of the Issuer's Compensation Committee, based upon (i) the Issuer's total shareholder return measured against an industry peer group on an absolute share return basis, (ii) earnings before interest, taxes, depreciation, amortization and exploration expense divided by three-year total debt reduction, (iii) growth in inventory and (iv) emissions reduction, over a three-year performance period ending December 31, 2026. The final number of shares of common stock or cash earned is dependent on the performance of the stock price and the factors identified herein with the performance unit multiple having a range from 0% to 225%. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 16:43 UTC | Vital Energy, Inc. VTLE · Entity 71532 | GrantCommon Stock | 4,548 | $52.64 | $239,406.72 |
DisclosureSEC source: 0001528129-24-000089 · wk-form4_1712176986.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,548 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan that are currently unvested and will vest in substantially equal annual installments on the first three anniversaries of their applicable grant date. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 01:25 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-23-000354 · ownership.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,411 Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 20:02 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-23-000003 · ownership.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · Controller and Chief Acctg Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411 Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 23:58 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerRestricted Stock Units · Derivative | 6,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003088 · doc4.xml · derivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,546 shares Expires not disclosed F3 · derivative.exercise_price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F3 · price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F8 · derivative.exercise_date: This award vests on March 2, 2023. F8 · derivative.expiration_date: This award vests on March 2, 2023. F3 · derivative.underlying_shares: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F9 · derivative.underlying_shares: A performance measure of 125% was applied to these restricted units. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 23:58 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerRestricted Stock Units · Derivative | 5,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003088 · doc4.xml · derivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,332 shares Expires not disclosed F3 · derivative.exercise_price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F3 · price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F6 · derivative.exercise_date: This award vests on March 2, 2022. F6 · derivative.expiration_date: This award vests on March 2, 2022. F3 · derivative.underlying_shares: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F7 · derivative.underlying_shares: A performance measure of 175% was applied to these restricted units. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 23:58 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerRestricted Stock Units · Derivative | 5,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003088 · doc4.xml · derivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,440 shares Expires not disclosed F3 · derivative.exercise_price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F3 · price: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F4 · derivative.exercise_date: This award vests on March 2, 2021. F4 · derivative.expiration_date: This award vests on March 2, 2021. F3 · derivative.underlying_shares: WPX's performance-based restricted stock units vest using a performance measure that is based on total shareholder return with absolute and relative dependent measures. Pursuant to the Merger Agreement, the performance measure was calculated using actual results over the units' performance period with an ending value for WPX's common stock equal to the average of the stock's closing price on the five trading days immediately preceding the Effective Time. After applying this performance measure to the performance-based restricted units, these units were then converted to awards denominated as restricted stock units of Devon's common stock based on the Exchange Ratio whose sole remaining vesting criteria is time-based. F5 · derivative.underlying_shares: A performance measure of 200% was applied to these restricted units. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 23:58 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerCommon Stock | 45,495.351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003088 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 25,138 shares of restricted stock of WPX (as defined in footnote 2) subject to time-based vesting which were converted into awards denominated in shares of common stock of Devon (as defined in footnote 2) based on the Exchange Ratio (as defined in footnote 2) and which will vest in accordance with the terms and conditions governing the shares of restricted stock in effect immediately before the effective time (the "Effective Time") of the Merger (as defined in footnote 2). F1 · price: Includes 25,138 shares of restricted stock of WPX (as defined in footnote 2) subject to time-based vesting which were converted into awards denominated in shares of common stock of Devon (as defined in footnote 2) based on the Exchange Ratio (as defined in footnote 2) and which will vest in accordance with the terms and conditions governing the shares of restricted stock in effect immediately before the effective time (the "Effective Time") of the Merger (as defined in footnote 2). F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the Effective Time of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 20:41 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,801 | $8.15 | $14,678.15 |
DisclosureSEC source: 0001209191-21-000897 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,495.351 F1 · kind: The Board of Directors (the "Board") of WPX Energy, Inc. (the "Company") approved the accelerated vesting, effective as of December 31, 2020, of 4,060 shares of time-based restricted stock previously granted to the Reporting Person which originally were scheduled to vest on March 2, 2021. The Board approved the accelerated vesting in order to mitigate potential adverse tax consequences to the Company and the Reporting Person of Section 280G of the Internal Revenue Code, as amended, in connection with the Company's merger with Devon Energy Corporation. The reported disposition represents shares withheld to satisfy withholding tax obligations due upon the accelerated vesting of restricted stock. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:05 UTC | WPX ENERGY, INC. WPX · Entity 35798 | SaleCommon Stock | 25,000 | $8.25 | $206,195.00 |
DisclosureSEC source: 0001209191-20-061785 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,296.351 Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 4,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · derivative · entry 8 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,961 Underlying: Common Stock · 4,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Vesting of performance-based awards are subject to compensation committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F3 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. F3 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. F9 · derivative.exercise_date: Award vested on March 2, 2020. F9 · derivative.expiration_date: Award vested on March 2, 2020. F2 · derivative.underlying_shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 1. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantRestricted Stock Units · Derivative | 6,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · derivative · entry 7 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,838 Underlying: Common Stock · 6,837 shares Expires not disclosed F6 · security: Vesting of performance-based awards are subject to compensation committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F7 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company has met the three-year performance measure. F8 · derivative.exercise_date: Subject to the applicable award agreement and compensation committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2023. F8 · derivative.expiration_date: Subject to the applicable award agreement and compensation committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2023. F7 · derivative.underlying_shares: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company has met the three-year performance measure. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantCommon Stock | 15,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 6 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,296.351 F5 · shares: Subject to the applicable award agreement, this award vests in the following increments: 5,318 on March 2, 2021, 5,318 on March 2, 2022, and 5,318 on March 2, 2023. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,124 | $9.08 | $19,285.92 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 5 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,342.351 F4 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 4,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,466.351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 1. F3 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,280 | $9.08 | $20,702.40 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,589.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,863 | $9.08 | $16,916.04 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,869.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,884 | $9.08 | $17,106.72 |
DisclosureSEC source: 0001209191-20-016442 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,732.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 21:24 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GiftCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047854 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,616.351 F1 · shares: The transaction reported involved a gift by the reporting person of 1,900 shares of common stock to a charitable donor-advised fund. Read SEC document |
| March 02, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 7,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · derivative · entry 8 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 14,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Vesting of performance-based awards are subject to Compensation Committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F4 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and Compensation Committee certification that the Company had met the three-year performance measure. F4 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and Compensation Committee certification that the Company had met the three-year performance measure. F9 · derivative.exercise_date: Award vested on March 2, 2019. F9 · derivative.expiration_date: Award vested on March 2, 2019. F3 · derivative.underlying_shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 2. Read SEC document |
| March 02, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 6,505 | $12.54 | $81,572.70 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 6 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,516.351 F5 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 02, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 14,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 5 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,021.351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 2. F4 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and Compensation Committee certification that the Company had met the three-year performance measure. Read SEC document |
| March 02, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,801 | $12.70 | $22,872.70 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,355.351 F2 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantRestricted Stock Units · Derivative | 5,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · derivative · entry 7 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Underlying: Common Stock · 5,904 shares Expires not disclosed F6 · security: Vesting of performance-based awards are subject to Compensation Committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F7 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and Compensation Committee certification that the Company has met the three-year performance measure. F8 · derivative.exercise_date: Subject to the applicable award agreement and Compensation Committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2022. F8 · derivative.expiration_date: Subject to the applicable award agreement and Compensation Committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2022. F7 · derivative.underlying_shares: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and Compensation Committee certification that the Company has met the three-year performance measure. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,683 | $12.54 | $21,104.82 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,156.351 F2 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,517 | $12.54 | $31,563.18 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,839.351 F2 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 01:31 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantCommon Stock | 13,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017178 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,356.351 F1 · shares: Subject to the applicable award agreement, this award vests in the following increments: 4,592 on March 2, 2020, 4,592 on March 2, 2021, and 4,592 on March 2, 2022. Read SEC document |
| May 22, 2018 Filed May 24, 2018 21:16 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GiftCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033071 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,580.351 F1 · shares: The transaction reported involved a gift by the reporting person of 1,900 shares of common stock to a charitable donor-advised fund. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:14 UTC | WPX ENERGY, INC. WPX · Entity 35798 | SaleCommon Stock | 8,100 | $18.87 | $152,871.30 |
DisclosureSEC source: 0001209191-18-029251 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,480.351 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 6,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · derivative · entry 8 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,430 Underlying: Common Stock · 6,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Vesting of performance-based awards are subject to compensation committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F3 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. F3 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. F9 · derivative.exercise_date: Award vested on March 2, 2018. F9 · derivative.expiration_date: Award vested on March 2, 2018. F2 · derivative.underlying_shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 1. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantRestricted Stock Units · Derivative | 5,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · derivative · entry 7 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,606 Underlying: Common Stock · 5,220 shares Expires not disclosed F6 · security: Vesting of performance-based awards are subject to compensation committee certification that the Company has met a three-year performance measure, which is based on total shareholder return with absolute and relative dependent measures. F7 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company has met the three-year performance measure. F8 · derivative.exercise_date: Subject to the applicable award agreement and compensation committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2021. F8 · derivative.expiration_date: Subject to the applicable award agreement and compensation committee certification that the Company has met the applicable three-year performance measure, this award vests on March 2, 2021. F7 · derivative.underlying_shares: Each performance-based restricted stock unit represents a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company has met the three-year performance measure. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantCommon Stock | 12,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 6 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,580.351 F5 · shares: Subject to the applicable award agreement, this award vests in the following increments: 4,060 on March 1, 2019, 4,060 on March 2, 2020, and 4,060 on March 2, 2021. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,740 | $14.54 | $39,839.60 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 5 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,400.351 F4 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 6,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,140.351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares of common stock paid out was equal to the number of performance-based restricted stock units originally granted based on the applicable award agreement and a performance factor of 1. F3 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of common stock, subject to adjustment based on the applicable award agreement and compensation committee certification that the Company had met the three-year performance measure. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,683 | $14.54 | $24,470.82 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,964.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,530 | $14.54 | $36,786.20 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,647.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 2,113 | $14.54 | $30,723.02 |
DisclosureSEC source: 0001209191-18-017391 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,177.351 F1 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 20:51 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GiftCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060254 · doc4.xml · nonDerivative · entry 1 FAULKNER STEPHEN L JR · CIK 0001625022 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,290.351 F1 · shares: Gift to Mr. Faulkner's church. Read SEC document |
| April 02, 2017 Filed Apr 3, 2017 19:44 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 544 | $13.39 | $7,284.16 |
DisclosureSEC source: 0001209191-17-024105 · doc4.xml · nonDerivative · entry 4 FAULKNER STEPHEN L JR · CIK 0001625022 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,640.351 F2 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| April 02, 2017 Filed Apr 3, 2017 19:44 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 1,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024105 · doc4.xml · nonDerivative · entry 3 FAULKNER STEPHEN L JR · CIK 0001625022 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,184.351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 19:44 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 4,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024105 · doc4.xml · derivative · entry 5 FAULKNER STEPHEN L JR · CIK 0001625022 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680 Underlying: Common Stock · 4,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F1 · price: Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F3 · derivative.exercise_date: Award vested on April 1, 2017. F3 · derivative.expiration_date: Award vested on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 19:44 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Tax withholdingCommon Stock | 1,327 | $13.39 | $17,768.53 |
DisclosureSEC source: 0001209191-17-024105 · doc4.xml · nonDerivative · entry 2 FAULKNER STEPHEN L JR · CIK 0001625022 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,504.351 F2 · shares: Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.