Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | EVP, Chief HR Officer | December 12, 2025 | December 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date December 12, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 199,853 |
Reported balance
After 2025-12-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-12 · Tax withholding · Disposed 650 · Balance 199,853 F1: Represents the number of shares forfeited by the reporting person to cover the withholding of accelerated Federal Insurance Contributions Act (FICA) taxes for restricted stock unit awards previously granted under Baxter International Inc.'s Long-Term Incentive Plan. F2: Total includes the automatic reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares forfeited by the reporting person to cover the withholding of accelerated Federal Insurance Contributions Act (FICA) taxes for restricted stock unit awards previously granted under Baxter International Inc.'s Long-Term Incentive Plan.
F2: Total includes the automatic reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 5 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,620 F5 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 4 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,850 F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 13,511 | $73.47 | $992,653.17 |
DisclosureSEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 3 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,167 F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 16,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,678 F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 3,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-19-000002 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,830 F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,425 | $31.77 Strike: $31.77 | $394,742.25 |
DisclosureSEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 5 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 12,425 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,425 | $31.77 Strike: $31.77 | $394,742.25 |
DisclosureSEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 4 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,425 Underlying: Common Stock, $1 par value · 12,425 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,424 | $31.77 Strike: $31.77 | $394,710.48 |
DisclosureSEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 3 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,850 Underlying: Common Stock, $1 par value · 12,424 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 37,274 | $72.00 | $2,683,728.00 |
DisclosureSEC source: 0001362109-19-000001 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,382 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:27 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 37,274 | $31.77 | $1,184,194.98 |
DisclosureSEC source: 0001362109-19-000001 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,465 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0001362109-18-000004 · edgar.xml · derivative · entry 5 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 10,465 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,465 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0001362109-18-000004 · edgar.xml · derivative · entry 4 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 10,465 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,465 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0001362109-18-000004 · edgar.xml · derivative · entry 3 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 10,465 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 31,395 | $72.00 | $2,260,440.00 |
DisclosureSEC source: 0001362109-18-000004 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,382 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| May 21, 2018 Filed May 23, 2018 21:43 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 31,395 | $28.27 | $887,536.65 |
DisclosureSEC source: 0001362109-18-000004 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options granted by Baxter International Inc. to Ms. Mason. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:34 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 2,098 | $66.85 | $140,251.30 |
DisclosureSEC source: 0001362109-18-000003 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,382 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:18 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 46,679 | $0.00 Strike: $66.31 | $0.00 |
DisclosureSEC source: 0001362109-18-000002 · edgar.xml · derivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,679 Underlying: Common Stock, $1 par value · 46,679 shares Expires 2028-03-01 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:28 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-18-000001 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,480 F2 · kind: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2017 through December 31, 2019). Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:28 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 4,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-18-000001 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,973 F1 · kind: Represents shares earned from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2017 to December 31, 2017. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2016 through December 31, 2018). Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,117 | $0.00 Strike: $31.30 | $0.00 |
DisclosureSEC source: 0001362109-17-000005 · edgar.xml · derivative · entry 5 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 11,117 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to the stock options granted by Baxter International Inc. ("BII") to Ms. Mason on March 5, 2008. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,117 | $0.00 Strike: $31.30 | $0.00 |
DisclosureSEC source: 0001362109-17-000005 · edgar.xml · derivative · entry 4 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 11,117 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to the stock options granted by Baxter International Inc. ("BII") to Ms. Mason on March 5, 2008. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,116 | $0.00 Strike: $31.30 | $0.00 |
DisclosureSEC source: 0001362109-17-000005 · edgar.xml · derivative · entry 3 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 11,116 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to the stock options granted by Baxter International Inc. ("BII") to Ms. Mason on March 5, 2008. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 33,350 | $65.25 | $2,176,087.50 |
DisclosureSEC source: 0001362109-17-000005 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,259 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to the stock options granted by Baxter International Inc. ("BII") to Ms. Mason on March 5, 2008. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $64.88 through $65.72. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 33,350 | $31.30 | $1,043,855.00 |
DisclosureSEC source: 0001362109-17-000005 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to the stock options granted by Baxter International Inc. ("BII") to Ms. Mason on March 5, 2008. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 12,164 | $59.72 | $726,434.08 |
DisclosureSEC source: 0001362109-17-000004 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,222 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock granted on June 2, 2014. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 3,203 | $50.91 | $163,064.73 |
DisclosureSEC source: 0001362109-17-000003 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,303 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:28 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 74,866 | $0.00 Strike: $50.77 | $0.00 |
DisclosureSEC source: 0001362109-17-000002 · edgar.xml · derivative · entry 1 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,866 Underlying: Common Stock, $1 par value · 74,866 shares Expires 2027-03-02 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:37 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 5,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-17-000001 · edgar.xml · nonDerivative · entry 4 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,507 F4 · kind: Represents shares earned from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on the Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2016 to December 31, 2016. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2016 through December 31, 2018). Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:37 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 6,452 | $49.96 | $322,341.92 |
DisclosureSEC source: 0001362109-17-000001 · edgar.xml · nonDerivative · entry 3 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,005 F3 · kind: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2014, 2015 and 2016 as part of the 2014 PSUs. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:37 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-17-000001 · edgar.xml · nonDerivative · entry 2 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,457 F2 · kind: Represents shares awarded from the 2014 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Growth in Shareholder Value (GSV) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's GSV during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:37 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 4,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001362109-17-000001 · edgar.xml · nonDerivative · entry 1 Mason Jeanne K · CIK 0001362109 · CVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,360 F1 · kind: Represents shares awarded from the performance share unit award granted on March 4, 2014 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2014 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Return on Invested Capital (ROIC) performance, as assessed annually over a three-year period. One-third of the ROIC performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's ROIC during the January 1, 2016 to December 31, 2016 performance period. These shares have vested as the relevant three-year performance period January 1, 2014 to December 31, 2016 (the Three-Year Performance Period) has ended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.