Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASV HOLDINGS, INC.ASV · Entity 155050 | Director | September 11, 2019 | September 11, 2019 |
| LL Flooring Holdings, Inc.LL · Entity 88233 | Director | May 10, 2023 | May 12, 2023 |
| QXO BUILDING PRODUCTS, INC.BECN · Entity 80418 | EVP & Chief Financial Officer | February 11, 2020 | February 13, 2020 |
| UNIFIRST CORPUNF · Entity 3907 | Director | December 16, 2025 | December 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASV HOLDINGS, INC.
Report date September 11, 2019 · Filed September 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 1
1 source rowRow 1 · 2019-09-11 · Disposition to issuer · Disposed 12,023 · Balance 0 F1: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes.
LL Flooring Holdings, Inc.
Report date May 10, 2023 · Filed May 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,610 |
Reported balance
After 2023-05-10 transaction · row 1
1 source rowRow 1 · 2023-05-10 · Grant · Acquired 30,303 · Balance 56,610 F1: Restricted stock award for non-employee directors that vests on the date of the 2024 Annual Meeting of Stockholders as a retainer for director services from the 2023 Annual Meeting of Stockholders until the 2024 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award for non-employee directors that vests on the date of the 2024 Annual Meeting of Stockholders as a retainer for director services from the 2023 Annual Meeting of Stockholders until the 2024 Annual Meeting of Stockholders.
QXO BUILDING PRODUCTS, INC.
Report date February 11, 2020 · Filed February 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 8,930 |
Reported balance
After 2020-02-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-11 · Grant · Acquired 8,930 · Balance 8,930 F1: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and are scheduled to settle on November 16, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
F2: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and are scheduled to settle on November 16, 2020.
UNIFIRST CORP
Report date December 16, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,213 |
Reported balance
After 2025-12-16 transaction · row 1
1 source rowRow 1 · 2025-12-16 · Grant · Acquired 575 · Balance 2,213 F1: Represents an award of unrestricted Common Stock under the UniFirst Corporation 2023 Stock Option and Incentive Plan. F2: These are annual grants for fiscal 2026. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $174.20 · Expires 2033-12-16 | Direct | 987 |
Reported balance
After 2025-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-16 · Grant · Acquired 987 · Balance 987 F2: These are annual grants for fiscal 2026. F3: This stock appreciation right is exercisable in full on the grant date (12/16/2025) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of December 16, 2033 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of unrestricted Common Stock under the UniFirst Corporation 2023 Stock Option and Incentive Plan.
F2: These are annual grants for fiscal 2026.
F3: This stock appreciation right is exercisable in full on the grant date (12/16/2025) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of December 16, 2033 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Diversified Restaurant Holdings, Inc.
Report date February 25, 2020 · Filed March 02, 2020
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-25 transaction · row 1
1 source rowRow 1 · 2020-02-25 · Disposition to issuer · Disposed 106,520 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and Patton Wings Intermediate Holdings, LLC for $1.05 per share in cash on the effective date of the merger. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2020-02-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-25 · Disposition to issuer · Disposed 21,900 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and Patton Wings Intermediate Holdings, LLC for $1.05 per share in cash on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer and Patton Wings Intermediate Holdings, LLC for $1.05 per share in cash on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2025 Filed Dec 19, 2025 01:14 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantStock Appreciation Right · Derivative | 987 | $0.00 Strike: $174.20 | $0.00 |
DisclosureSEC source: 0001193125-25-325390 · ownership.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 987 Underlying: Common Stock ($0.10 par value) · 987 shares Expires 2033-12-16 F2 · security: These are annual grants for fiscal 2026. F3 · security: This stock appreciation right is exercisable in full on the grant date (12/16/2025) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of December 16, 2033 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. Read SEC document |
| December 16, 2025 Filed Dec 19, 2025 01:14 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantCommon Stock | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-325390 · ownership.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,213 F1 · shares: Represents an award of unrestricted Common Stock under the UniFirst Corporation 2023 Stock Option and Incentive Plan. F2 · shares: These are annual grants for fiscal 2026. Read SEC document |
| November 19, 2024 Filed Nov 22, 2024 01:30 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantStock Appreciation Right · Derivative | 823 | $0.00 Strike: $192.83 | $0.00 |
DisclosureSEC source: 0000950170-24-129870 · ownership.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 823 Underlying: Common Stock ($0.10 par value) · 823 shares Expires 2032-11-19 F2 · security: This stock appreciation right is exercisable in full on the grant date (11/19/2024) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of November 19, 2032 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. Read SEC document |
| November 19, 2024 Filed Nov 22, 2024 01:30 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantCommon Stock | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-129870 · ownership.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,638 F1 · shares: Represents an award of unrestricted Common Stock under the UniFirst Corporation 2023 Stock Option and Incentive Plan. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:13 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantStock Appreciation Right · Derivative | 957 | $0.00 Strike: $164.43 | $0.00 |
DisclosureSEC source: 0001209191-23-054189 · doc4.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 957 Underlying: Common Stock ($0.10 par value) · 957 shares Expires 2031-10-31 F2 · security: This stock appreciation right is exercisable in full on the grant date (10/31/2023) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of October 31, 2031 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:13 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054189 · doc4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,119 F1 · shares: Represents an award of unrestricted Common Stock under the Amended and Restated UniFirst Corporation 2010 Stock Option and Incentive Plan. Read SEC document |
| May 10, 2023 Filed May 12, 2023 08:33 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | GrantCommon Stock | 30,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015324 · form4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,610 F1 · shares: Restricted stock award for non-employee directors that vests on the date of the 2024 Annual Meeting of Stockholders as a retainer for director services from the 2023 Annual Meeting of Stockholders until the 2024 Annual Meeting of Stockholders. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:42 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantStock Appreciation Right · Derivative | 858 | $0.00 Strike: $190.53 | $0.00 |
DisclosureSEC source: 0001209191-22-059094 · doc4.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock ($0.10 par value) · 858 shares Expires 2030-11-28 F2 · security: This stock appreciation right is exercisable in full on the grant date (11/28/2022) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of November 28, 2030 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:42 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059094 · doc4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754 F1 · shares: Represents an award of unrestricted Common Stock under the Amended and Restated UniFirst Corporation 2010 Stock Option and Incentive Plan. Read SEC document |
| May 18, 2022 Filed May 19, 2022 17:38 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | GrantCommon Stock | 9,082 | $11.01 | $99,992.82 |
DisclosureSEC source: 0001127602-22-015163 · form4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,307 F1 · shares: Restricted Stock Award for non-employee directors that vests on the date of the 2023 Annual Meeting of Stockholders as a retainer for director services from the 2022 Annual Meeting of Stockholders until the 2023 Annual Meeting of Stockholders. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:32 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantStock Appreciation Right · Derivative | 750 | $0.00 Strike: $174.81 | $0.00 |
DisclosureSEC source: 0001209191-22-023700 · doc4.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock ($0.10 par value) · 750 shares Expires 2030-04-05 F2 · security: This stock appreciation right is exercisable in full on the grant date (04/05/2022) and is required to be settled in stock at the time of exercise. The grant has an expiration date of the earlier of April 5, 2030 or the second anniversary of the date that the grantee ceases to be a member of the Board of Directors. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:32 UTC | UNIFIRST CORP UNF · Entity 3907 | GrantCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023700 · doc4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229 F1 · shares: Represents an award of unrestricted Common Stock under the Amended and Restated UniFirst Corporation 2010 Stock Option and Incentive Plan. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 17:59 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | PurchaseCommon Stock | 5,033 | $19.85 | $99,884.41 |
DisclosureSEC source: 0001127602-21-023486 · form4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,225 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.73 to $19.8699 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 20, 2021 17:49 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | GrantCommon Stock | 3,487 | $22.94 | $79,991.78 |
DisclosureSEC source: 0001127602-21-017670 · form4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,192 F1 · shares: Restricted stock award for non-employee directors that vests on the date of the 2022 Annual Meeting of Stockholders as a retainer for director services from the 2021 Annual Meeting of Stockholders until the 2022 Annual Meeting of Stockholders. Read SEC document |
| May 07, 2021 Filed May 7, 2021 17:39 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | PurchaseCommon Stock | 6,274 | $23.94 | $150,204.58 |
DisclosureSEC source: 0001127602-21-015930 · form4.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,705 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.89 to $23.9482 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 15:36 UTC | LL Flooring Holdings, Inc. LL · Entity 88233 | GrantCommon Stock | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000252 · edgar.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431 F1 · shares: Pro-rated restricted stock award that vests on the date of the 2021 Annual Meeting of Stockholders as a retainer for director services from September 1, 2020 until the 2021 Annual Meeting of Stockholders. Read SEC document |
| February 25, 2020 Filed Mar 2, 2020 12:18 UTC | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | Disposition to issuerCommon Stock | 21,900 | $1.05 | $22,995.00 |
DisclosureSEC source: 0001394156-20-000019 · wf-form4_158316951846701.xml · nonDerivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · date: Disposed of pursuant to merger agreement between the issuer and Patton Wings Intermediate Holdings, LLC for $1.05 per share in cash on the effective date of the merger. Read SEC document |
| February 25, 2020 Filed Mar 2, 2020 12:18 UTC | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | Disposition to issuerCommon Stock | 106,520 | $1.05 | $111,846.00 |
DisclosureSEC source: 0001394156-20-000019 · wf-form4_158316951846701.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: Disposed of pursuant to merger agreement between the issuer and Patton Wings Intermediate Holdings, LLC for $1.05 per share in cash on the effective date of the merger. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 17:41 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 8,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001172 · primarydocument.xml · derivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,930 Underlying: Common Stock, $0.01 par value · 8,930 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and are scheduled to settle on November 16, 2020. F2 · derivative.expiration_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and are scheduled to settle on November 16, 2020. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · derivative · entry 6 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: On November 18, 2016, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. F2 · derivative.expiration_date: On November 18, 2016, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · derivative · entry 5 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 2,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: On November 18, 2016, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. F2 · derivative.expiration_date: On November 18, 2016, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 221 | $34.47 | $7,617.87 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · nonDerivative · entry 4 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,731 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · nonDerivative · entry 3 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 849 | $34.47 | $29,265.03 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · nonDerivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,180 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005591 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:43 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantStock Option (right to buy) · Derivative | 12,955 | $0.00 Strike: $33.47 | $0.00 |
DisclosureSEC source: 0001562180-19-005517 · primarydocument.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,955 Underlying: Common Stock, $0.01 par value · 12,955 shares Expires 2029-11-12 F3 · derivative.exercise_date: The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:43 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 4,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005517 · primarydocument.xml · derivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,258 Underlying: Common Stock, $0.01 par value · 4,258 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 16:02 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | Disposition to issuerCommon Stock | 12,023 | $7.05 | $84,762.15 |
DisclosureSEC source: 0001562180-19-004731 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes. Read SEC document |
| July 01, 2019 Filed Sep 3, 2019 09:59 UTC | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | GrantCommon Stock | 42,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001394156-19-000065 · wf-form4_156751915796435.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,520 F1 · date: The reporting person did not previously report this transaction due to an administrative oversight. Read SEC document |
| May 24, 2019 Filed May 29, 2019 10:43 UTC | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | Tax withholdingCommon Stock | 6,897 | $0.88 | $6,069.36 |
DisclosureSEC source: 0001394156-19-000037 · wf-form4_155914097158666.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,854 F1 · date: This transaction reports the disposition of shares to the issuer as a tax withholding in connection with vesting of restricted stock. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 07:07 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | GrantCommon Stock | 9,836 | $3.05 | $29,999.80 |
DisclosureSEC source: 0001562180-19-001885 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,023 F1 · shares: Restricted Stock Units immediately vested upon grant. The shares of phantom stock represent a right to receive one share of common stock of ASV upon settlement at ASV's election, but in any event shares will be delivered to the reporting person no later than March 11, 2020. Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 16:06 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-005106 · primarydocument.xml · derivative · entry 3 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 11,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one for one basis. F3 · derivative.exercise_date: On December 23, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. F3 · derivative.expiration_date: On December 23, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 16:06 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 3,692 | $31.29 | $115,522.68 |
DisclosureSEC source: 0001562180-18-005106 · primarydocument.xml · nonDerivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,062 F1 · shares: Represents shares withheld to cover the tax liability related to the settlement of RSUs, per Company policy Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 16:06 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 11,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-005106 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 18:03 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 14,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004690 · primarydocument.xml · derivative · entry 3 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 14,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: On November 22, 2013, the reporting individual was granted restricted stock units which vested and settled on the fifth anniversary of the grant date. F2 · derivative.expiration_date: On November 22, 2013, the reporting individual was granted restricted stock units which vested and settled on the fifth anniversary of the grant date. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 18:03 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 4,387 | $28.06 | $123,099.22 |
DisclosureSEC source: 0001562180-18-004690 · primarydocument.xml · nonDerivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,383 Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 18:03 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 14,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004690 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:28 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004668 · primarydocument.xml · derivative · entry 4 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772 Underlying: Common Stock, $0.01 par value · 772 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F3 · derivative.exercise_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on November 20, 2019. F3 · derivative.expiration_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on November 20, 2019. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:28 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004668 · primarydocument.xml · derivative · entry 3 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 2,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: On November 20, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. F2 · derivative.expiration_date: On November 20, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:28 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 898 | $28.06 | $25,197.88 |
DisclosureSEC source: 0001562180-18-004668 · primarydocument.xml · nonDerivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:28 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004668 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 18:08 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantStock Option (right to buy) · Derivative | 18,571 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0001562180-18-004571 · primarydocument.xml · derivative · entry 2 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,571 Underlying: Common Stock, $0.01 par value · 18,571 shares Expires 2028-11-13 F3 · derivative.exercise_date: The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 18:08 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 5,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004571 · primarydocument.xml · derivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,961 Underlying: Common Stock, $0.01 par value · 5,961 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 16:48 UTC | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | GrantCommon Stock | 27,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001394156-18-000042 · wf-form4_152762691566254.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,751 Read SEC document |
| May 24, 2018 Filed Sep 14, 2018 14:50 UTC Amendment | Diversified Restaurant Holdings, Inc. SAUC · Entity 151171 | GrantCommon Stock | 27,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001394156-18-000078 · wf-form4a_153695101825157.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,751 Read SEC document |
| May 18, 2018 Filed May 22, 2018 12:39 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | PurchaseCommon Stock, $0.01 par value | 2,470 | $40.45 | $99,912.49 |
DisclosureSEC source: 0001562180-18-002605 · primarydocument.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,113 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 14:45 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | GrantCommon Stock | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013837 · doc1.xml · nonDerivative · entry 1 NOWICKI JOSEPH M · CIK 0001238633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 F1 · shares: Restricted Stock Units immediately vested upon grant. The shares of phantom stock represent a right to receive one share of common stock of ASV upon settlement at ASV's election, but in any event shares will be delivered to the reporting person no later than March 15, 2019. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 16:07 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 11,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003675 · primarydocument.xml · derivative · entry 6 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,371 Underlying: Common Stock, $0.01 par value · 11,371 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one for one basis. F4 · derivative.exercise_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on December 23, 2018. F4 · derivative.expiration_date: Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on December 23, 2018. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 16:07 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 3,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003675 · primarydocument.xml · derivative · entry 5 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 3,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one for one basis. F2 · derivative.exercise_date: On November 21, 2014, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. F2 · derivative.expiration_date: On November 21, 2014, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 16:07 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 1,156 | $58.98 | $68,180.88 |
DisclosureSEC source: 0001562180-17-003675 · primarydocument.xml · nonDerivative · entry 4 NOWICKI JOSEPH M · CIK 0001238633 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,808 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.