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person · Reporting owner

Rosenthal Bennett

Disclosed activity across 3 companies

Tapewire entity
71217
SEC CIK
0001304465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARES CAPITAL CORPARCC · Entity 3377DirectorDecember 31, 2022February 14, 2024
AZEK Co Inc.AZEK · Entity 77750DirectorJune 11, 2020June 11, 2020
Ares Management CorpARES · Entity 3048Director · Co-Founder & Chairman of PEGDecember 16, 2025December 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARES CAPITAL CORP

Report date December 31, 2022 · Filed February 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy BAR Holdings, LLC130,138 Reported balance After 2022-12-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-12-23 · Gift · Disposed 125,000 · Balance 130,138

F1: The reporting person transferred 125,000 shares to the Allison & Bennett Rosenthal Charitable Foundation (the "Foundation"), a charitable foundation of which the reporting person is a director. The reporting person has voting and investment power over all securities owned by the Foundation.

F2: These shares are held by BAR Holdings, LLC, a Delaware limited liability company, of which the reporting person is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person transferred 125,000 shares to the Allison & Bennett Rosenthal Charitable Foundation (the "Foundation"), a charitable foundation of which the reporting person is a director. The reporting person has voting and investment power over all securities owned by the Foundation.

F2: These shares are held by BAR Holdings, LLC, a Delaware limited liability company, of which the reporting person is the manager.

AZEK Co Inc.

Report date June 11, 2020 · Filed June 11, 2020

This filing explicitly reported no securities owned.

Ares Management Corp

Report date December 16, 2025 · Filed December 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Ares Owners Holdings L.P.1,061,052 Reported balance After 2025-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-12-16 · Gift · Disposed 15,000 · Balance 1,061,052

F1: Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on December 16, 2025 to a charitable foundation of which the reporting person is a director.

F2: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on December 16, 2025 to a charitable foundation of which the reporting person is a director.

F2: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Jun 4, 2024 22:39 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 4,561 $143.43 $654,184.23
Disclosure

SEC source: 0001628280-24-026716 · wk-form4_1717540752.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 150,641

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $143.10 to $144.04.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:39 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 5,283 $142.38 $752,193.54
Disclosure

SEC source: 0001628280-24-026716 · wk-form4_1717540752.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 155,202

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $142.10 to $143.05.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:39 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 6,696 $141.74 $949,091.04
Disclosure

SEC source: 0001628280-24-026716 · wk-form4_1717540752.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 160,485

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $141.09 to $142.09.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:39 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 50,729 $140.23 $7,113,727.67
Disclosure

SEC source: 0001628280-24-026716 · wk-form4_1717540752.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 167,181

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $140.09 to $141.08.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:39 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 32,090 $139.59 $4,479,443.10
Disclosure

SEC source: 0001628280-24-026716 · wk-form4_1717540752.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 217,910

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $139.09 to $140.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6 and 7.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC Ares Management Corp ARES · Entity 3048 ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-024194 · wk-form4_1715988699.xml · derivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 8,921,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F3 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC Ares Management Corp ARES · Entity 3048 ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024194 · wk-form4_1715988699.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: No plan indicated

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 01:38 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 4,008 $132.41 $530,699.28
Disclosure

SEC source: 0001628280-24-016492 · wk-form4_1713317876.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 15, 2024 in multiple transactions at prices ranging from $132.08 to $132.70.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 01:38 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 2,553 $131.24 $335,055.72
Disclosure

SEC source: 0001628280-24-016492 · wk-form4_1713317876.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 4,008

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 15, 2024 in multiple transactions at prices ranging from $130.99 to $131.93.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 01:38 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 12,895 $130.70 $1,685,376.50
Disclosure

SEC source: 0001628280-24-016492 · wk-form4_1713317876.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 6,561

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 15, 2024 in multiple transactions at prices ranging from $129.99 to $130.98.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 01:38 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 10,739 $129.34 $1,388,982.26
Disclosure

SEC source: 0001628280-24-016492 · wk-form4_1713317876.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 19,456

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 15, 2024 in multiple transactions at prices ranging from $128.99 to $129.90.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 01:38 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 19,805 $128.54 $2,545,734.70
Disclosure

SEC source: 0001628280-24-016492 · wk-form4_1713317876.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 30,195

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 15, 2024 in multiple transactions at prices ranging from $127.98 to $128.97. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5 and 6.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:15 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 7,052 $132.27 $932,768.04
Disclosure

SEC source: 0001628280-24-015110 · wk-form4_1712362505.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 50,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 3, 2024 in multiple transactions at prices ranging from $131.96 to $132.95.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:15 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 6,044 $131.78 $796,478.32
Disclosure

SEC source: 0001628280-24-015110 · wk-form4_1712362505.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 57,052

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 3, 2024 in multiple transactions at prices ranging from $130.96 to $131.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 3.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 21,441 $130.59 $2,799,980.19
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 63,096

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 2, 2024 in multiple transactions at prices ranging from $130.30 to $130.90.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 16,345 $129.74 $2,120,600.30
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 84,537

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 2, 2024 in multiple transactions at prices ranging from $129.30 to $130.29.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 15,214 $129.01 $1,962,758.14
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 100,882

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 2, 2024 in multiple transactions at prices ranging from $128.30 to $129.29.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 7,594 $132.39 $1,005,369.66
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 116,096

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 1, 2024 in multiple transactions at prices ranging from $132.28 to $132.77.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 19,703 $131.78 $2,596,461.34
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 123,690

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 1, 2024 in multiple transactions at prices ranging from $131.28 to $132.27.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 00:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 6,607 $130.92 $864,988.44
Disclosure

SEC source: 0001628280-24-014464 · wk-form4_1712105452.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 143,393

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 1, 2024 in multiple transactions at prices ranging from $130.28 to $131.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6 and 7.

Read SEC document
March 21, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 1,700 $137.53 $233,801.00
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 150,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 21, 2024 in multiple transactions at prices ranging from $137.30 to $137.80.

Read SEC document
March 21, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 2,810 $136.66 $384,014.60
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 151,700

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 21, 2024 in multiple transactions at prices ranging from $136.18 to $137.17.

Read SEC document
March 21, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 300 $135.16 $40,548.00
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 154,510

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 21, 2024 in multiple transactions at prices ranging from $134.85 to $135.77.

Read SEC document
March 20, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 5,830 $133.48 $778,188.40
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 154,810

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 20, 2024 in multiple transactions at prices ranging from $133.21 to $133.64.

Read SEC document
March 20, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 9,117 $132.75 $1,210,281.75
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 160,640

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 20, 2024 in multiple transactions at prices ranging from $132.21 to $133.19.

Read SEC document
March 20, 2024 Filed Mar 23, 2024 01:22 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 2,776 $131.89 $366,126.64
Disclosure

SEC source: 0001628280-24-012789 · wk-form4_1711156930.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 169,757

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 20, 2024 in multiple transactions at prices ranging from $131.21 to $132.18. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6 and 7.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 617 $132.76 $81,912.92
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 12

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 172,533

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $132.54 to $132.93.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 11,661 $132.05 $1,539,835.05
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 11

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 173,150

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $131.53 to $132.52.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 3,400 $130.92 $445,128.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 10

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 184,811

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $130.51 to $131.40.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 1,431 $130.08 $186,144.48
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 9

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 188,211

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $129.51 to $130.42.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 218 $132.82 $28,954.76
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 8

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 189,642

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $132.76 to $132.94.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 1,300 $131.78 $171,314.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 7

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 189,860

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $131.60 to $132.46.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 13,377 $131.10 $1,753,724.70
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 191,160

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $130.60 to $131.58.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 7,260 $130.15 $944,889.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 204,537

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $129.60 to $130.58.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · derivative · entry 14

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,171,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F15 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 700 $134.22 $93,954.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 211,797

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $134.00 to $134.33.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 8,366 $133.33 $1,115,438.78
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 212,497

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $132.99 to $133.98.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 29,137 $132.19 $3,851,620.03
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 220,863

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $131.99 to $132.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7, 8, 9, 10, 11 and 12.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC Ares Management Corp ARES · Entity 3048 ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 01:43 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 3,600 $101.30 $364,680.00
Disclosure

SEC source: 0001628280-23-033917 · wk-form4_1696470176.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 3, 2023 in multiple transactions at prices ranging from $100.86 to $101.85.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 01:43 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 11,679 $100.09 $1,168,951.11
Disclosure

SEC source: 0001628280-23-033917 · wk-form4_1696470176.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 3,600

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 3, 2023 in multiple transactions at prices ranging from $99.82 to $100.81.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 01:43 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 6,539 $99.43 $650,172.77
Disclosure

SEC source: 0001628280-23-033917 · wk-form4_1696470176.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 15,279

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 3, 2023 in multiple transactions at prices ranging from $98.82 to $99.81.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:43 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 7,899 $103.14 $814,702.86
Disclosure

SEC source: 0001628280-23-033917 · wk-form4_1696470176.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 21,818

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2023 in multiple transactions at prices ranging from $102.91 to $103.69.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:43 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 70,283 $102.46 $7,201,196.18
Disclosure

SEC source: 0001628280-23-033917 · wk-form4_1696470176.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 29,717

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2023 in multiple transactions at prices ranging from $101.91 to $102.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5 and 6.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 01:31 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 102,141 $104.99 $10,723,783.59
Disclosure

SEC source: 0001628280-23-032501 · wk-form4_1695087054.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 100,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 15, 2023 in multiple transactions at prices ranging from $104.70 to $105.33.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 01:31 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 47,859 $104.37 $4,995,043.83
Disclosure

SEC source: 0001628280-23-032501 · wk-form4_1695087054.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 202,141

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 15, 2023 in multiple transactions at prices ranging from $103.70 to $104.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 3.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 00:25 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 47,511 $97.51 $4,632,797.61
Disclosure

SEC source: 0001628280-23-029916 · wk-form4_1692318301.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 250,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2023 in multiple transactions at prices ranging from $97.14 to $97.85.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:25 UTC Ares Management Corp ARES · Entity 3048 ConversionAres Operating Group Units · Derivative 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-029916 · wk-form4_1692318301.xml · derivative · entry 8

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,421,596

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F9 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:25 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 571 $100.41 $57,334.11
Disclosure

SEC source: 0001628280-23-029916 · wk-form4_1692318301.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 297,511

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $100.31 to $100.59.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:25 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 37,861 $99.92 $3,783,071.12
Disclosure

SEC source: 0001628280-23-029916 · wk-form4_1692318301.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 298,082

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $99.31 to $100.28.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.