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person · Reporting owner

MASON MARK K

Disclosed activity across 1 company

Tapewire entity
71172
SEC CIK
0001396928

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed December 18, 2025 · Amendment

Section 16 reporting ended · disclosed 2025-12-18. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,569 Last balance in matching sequence After 2025-09-02 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2025-09-02 · Grant · Acquired 14,848 · Balance 213,196

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units (PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued by unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed to Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Tax withholding · Disposed 5,843 · Balance 207,353

F3: This amendment is being filed to correct the number of shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. It was previously reported that the Issuer withheld 6,430 shares of the Issuer Class A common stock upon vesting of a PSU award granted on January 1, 2023, when in fact the number of shares withheld was 5,843 shares.

Row 3 · 2025-09-02 · Grant · Acquired 33,333 · Balance 240,686

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units (PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued by unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed to Mechanics Bancorp.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 4 · 2025-09-02 · Tax withholding · Disposed 13,117 · Balance 227,569

F5: This amendment is being filed to correct the number of shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. It was previously reported that the Issuer withheld 14,434 shares of the Issuer Class A common stock upon vesting of a PSU award granted on January 1, 2024, when in fact the number of shares withheld was 13,117 shares.

Common StockSEC Table I · non-derivativeIndirectCourtney Mason, Mr. Mason's spouse2,800 Reported balance Holding disclosure · report date 2025-09-02 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 2,800

F6: These shares are owned by the Reporting Person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units (PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued by unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed to Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: This amendment is being filed to correct the number of shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. It was previously reported that the Issuer withheld 6,430 shares of the Issuer Class A common stock upon vesting of a PSU award granted on January 1, 2023, when in fact the number of shares withheld was 5,843 shares.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F5: This amendment is being filed to correct the number of shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. It was previously reported that the Issuer withheld 14,434 shares of the Issuer Class A common stock upon vesting of a PSU award granted on January 1, 2024, when in fact the number of shares withheld was 13,117 shares.

F6: These shares are owned by the Reporting Person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2022 Filed Jan 4, 2022 18:37 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 7,710 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,095 $52.00 $56,940.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,288

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,865 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · derivative · entry 7

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

Underlying: Common Stock · 4,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · balance_after: The reporting person's remaining RSUs includes 3,307 RSUs granted on March 28 2019, which vest on March 28, 2022; 8,182 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 11,595 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,175

Underlying: Common Stock · 3,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,610 $45.77 $73,689.70
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · nonDerivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,518

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · nonDerivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 998 $45.77 $45,678.46
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,037

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000074 · wf-form4_161715300418979.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 16:26 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000048 · wf-form4_161230118575487.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,482

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 6,614 RSUs granted on March 28 2019, which vest on incrementally in equal amounts on March 28, 2021 and March 28, 2022; 12,273 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 11,595 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 16:26 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,260 $36.40 $45,864.00
Disclosure

SEC source: 0001518715-21-000048 · wf-form4_161230118575487.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,728

Read SEC document
January 29, 2021 Filed Feb 2, 2021 16:26 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000048 · wf-form4_161230118575487.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 20:17 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 11,595 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000010 · wf-form4_160980945794759.xml · derivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,375

Underlying: Common Stock · 11,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, 6,614 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 12,273 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 11,595 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 19:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · derivative · entry 5

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,780

Underlying: Common Stock · 3,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, 6,614 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 12,273 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 19:30 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 12,273 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,087

Underlying: Common Stock · 12,273 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 19:30 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,302 $21.39 $27,849.78
Disclosure

SEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,095

Read SEC document
March 28, 2020 Filed Mar 31, 2020 19:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000073 · wf-form4_158569743359934.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 17:18 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,814

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 9,921 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 17:18 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,480 $25.91 $38,346.80
Disclosure

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,090

Read SEC document
March 08, 2020 Filed Mar 10, 2020 17:18 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000052 · wf-form4_158387509865457.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, 2,893 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 9,921 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:06 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,134 $31.75 $36,004.50
Disclosure

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,810

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000032 · wf-form4_158050838638396.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 19:13 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,015 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,467

Underlying: Common Stock · 3,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, 5,786 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 9,921 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 19:13 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,328 $32.46 $43,106.88
Disclosure

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,051

Read SEC document
January 26, 2020 Filed Jan 28, 2020 19:13 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,015 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 19:48 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 9,921 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000070 · wf-form4_155416250512409.xml · derivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Underlying: Common Stock · 9,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020 and 5,786 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:14 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,561

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 5,786 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:14 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,480 $26.70 $39,516.00
Disclosure

SEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,364

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:14 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:33 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,321

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 7,520 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 5,786 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:33 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,139 $24.58 $27,996.62
Disclosure

SEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,084

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:33 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,893 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,409 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · derivative · entry 7

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,214

Underlying: Common Stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 10,227 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 7,520 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020; and 8,679 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,327 $24.55 $32,577.85
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · nonDerivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,330

Read SEC document
January 28, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · nonDerivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28 2016.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,015 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,623

Underlying: Common Stock · 3,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 1,347 $24.32 $32,759.04
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,248

Read SEC document
January 26, 2019 Filed Jan 29, 2019 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,015 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000026 · wf-form4_154881394117566.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
April 27, 2018 Filed May 1, 2018 19:29 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 200 $25.59 $5,118.00
Disclosure

SEC source: 0001518715-18-000158 · wf-form4_152520293660517.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Indirect · Courtney Mason, Mr. Mason's spouse

Disclosed balance after: 200

F1 · kind: The purchase of shares of HomeStreet ("HMST") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of shares of HMST common stock at a price of $30.50 per share on March 14, 2018, to the extent of 200 shares. The reporting person has paid to HMST $971.05, representing the full amount of the loss avoided in connection with the short-swing transaction, less transaction costs.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:59 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 2,208 $28.52 $62,962.00
Disclosure

SEC source: 0001518715-18-000119 · wf-form4_152209435130876.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,580

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 5,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · derivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 1,485 $30.50 $45,292.50
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,788

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.55, inclusive. The reporting person undertakes to provide to HomeStreet, any security holder of HomeStreet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 5,220 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

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March 08, 2018 Filed Mar 9, 2018 17:54 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000096 · wf-form4_152061802584865.xml · derivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,638

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,409 RSUs granted on January 28, 2016, which vest on January 28, 2019, 6,030 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, 7,520 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, respectively, and 8,679 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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March 08, 2018 Filed Mar 9, 2018 17:54 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,760 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000096 · wf-form4_152061802584865.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

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February 01, 2018 Filed Feb 2, 2018 19:29 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 6,934 $29.53 $204,761.02
Disclosure

SEC source: 0001518715-18-000055 · wf-form4_151759974219566.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,293

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018.

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February 01, 2018 Filed Feb 7, 2018 19:27 UTC Amendment Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 6,934 $29.53 $204,761.02
Disclosure

SEC source: 0001518715-18-000063 · wf-form4a_151803161657180.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,293

F1 · shares: This amendment is being filed solely to correct the footnote of Mr. Mason's sale of common stock on February 1, 2018, which was reported on the original Form 4 filed on February 2, 2018.

F2 · shares: Shares were sold primarily to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018.

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January 29, 2018 Filed Jan 31, 2018 22:10 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 8,679 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000048 · wf-form4_151743649140042.xml · derivative · entry 7

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,398

Underlying: Common Stock · 8,679 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F8 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F8 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F9 · balance_after: The reporting person's remaining RSUs includes 3,409 RSUs granted on January 28, 2016, which vest on January 28, 2019, 6,030 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 11,280 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 29, 2018 Filed Jan 31, 2018 22:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000048 · wf-form4_151743649140042.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,719

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 8,463 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.