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WHITMORE R JANET

Disclosed activity across 1 company

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70784
SEC CIK
0001173970

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOLESENCE, INC.SLSN · Entity 7041DirectorDecember 24, 2025December 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOLESENCE, INC.

Report date December 24, 2025 · Filed December 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,085,698 Reported balance After 2025-12-24 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2025-12-24 · Purchase · Acquired 1,500 · Balance 2,085,698

Common StockSEC Table I · non-derivativeDirect2,086,698 Reported balance After 2025-12-24 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2025-12-24 · Purchase · Acquired 1,000 · Balance 2,086,698

Common StockSEC Table I · non-derivativeDirect2,084,198 Reported balance Holding disclosure · report date 2025-12-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,084,198

Deferred Common StockSEC Table II · derivative / convertible securityDirect20,030 Reported balance Holding disclosure · report date 2025-12-24 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 20,030

F1: Each share of deferred common stock represents the right to receive one share of common stock.

F2: The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.

F3: Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 20,030 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensaion Plan.

Common Stock (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.85 · Expires 2026-11-17Direct2,000 Reported balance Holding disclosure · report date 2025-12-24 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,000

F4: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. These 2000 shares were issued with an exercise price of $1.85.

Common Stock (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.17 · Expires 2028-12-28Direct20,000 Reported balance Holding disclosure · report date 2025-12-24 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 20,000

F5: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Common Stock (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.17 · Expires 2029-12-20Direct13,334 Reported balance Holding disclosure · report date 2025-12-24 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 13,334

F5: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Common Stock (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $0.61 · Expires 2030-12-27Direct12,600 Reported balance Holding disclosure · report date 2025-12-24 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 12,600

F5: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2031-12-31Direct12,000 Reported balance Holding disclosure · report date 2025-12-24 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 12,000

F5: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of deferred common stock represents the right to receive one share of common stock.

F2: The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.

F3: Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 20,030 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensaion Plan.

F4: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. These 2000 shares were issued with an exercise price of $1.85.

F5: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2017 Filed Aug 28, 2017 13:07 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 3,150 $0.67 $2,110.50
Disclosure

SEC source: 0001209191-17-050354 · doc4.xml · nonDerivative · entry 4

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,172

Read SEC document
August 25, 2017 Filed Aug 28, 2017 13:07 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 5,750 $0.67 $3,823.75
Disclosure

SEC source: 0001209191-17-050354 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,022

Read SEC document
August 02, 2017 Filed Aug 4, 2017 17:09 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 5,000 $0.67 $3,350.00
Disclosure

SEC source: 0001209191-17-047649 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,272

Read SEC document
June 21, 2017 Filed Jun 21, 2017 21:01 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 5,000 $0.67 $3,350.00
Disclosure

SEC source: 0001209191-17-041216 · doc4.xml · nonDerivative · entry 4

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,272

Read SEC document
June 21, 2017 Filed Jun 21, 2017 21:01 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 2,500 $0.67 $1,662.50
Disclosure

SEC source: 0001209191-17-041216 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,272

Read SEC document
June 20, 2017 Filed Jun 21, 2017 12:35 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 2,000 $0.66 $1,320.00
Disclosure

SEC source: 0001209191-17-041154 · doc4.xml · nonDerivative · entry 4

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,772

Read SEC document
June 20, 2017 Filed Jun 21, 2017 12:35 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 1,250 $0.66 $818.75
Disclosure

SEC source: 0001209191-17-041154 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,772

Read SEC document
June 16, 2017 Filed Jun 19, 2017 12:24 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 3,657 $0.67 $2,434.10
Disclosure

SEC source: 0001209191-17-040713 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,522

Read SEC document
June 13, 2017 Filed Jun 14, 2017 12:32 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 16,000 $0.66 $10,560.00
Disclosure

SEC source: 0001209191-17-039741 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,865

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:41 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 3,750 $0.66 $2,475.00
Disclosure

SEC source: 0001209191-17-039051 · doc4.xml · nonDerivative · entry 6

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,865

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:41 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 1,150 $0.65 $747.50
Disclosure

SEC source: 0001209191-17-039051 · doc4.xml · nonDerivative · entry 5

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,115

Read SEC document
June 08, 2017 Filed Jun 12, 2017 16:41 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 3,750 $0.65 $2,441.25
Disclosure

SEC source: 0001209191-17-039051 · doc4.xml · nonDerivative · entry 4

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,965

Read SEC document
June 08, 2017 Filed Jun 12, 2017 16:41 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 1,250 $0.67 $831.88
Disclosure

SEC source: 0001209191-17-039051 · doc4.xml · nonDerivative · entry 3

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,215

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 10,000 $0.68 Strike: $0.68 $6,800.00
Disclosure

SEC source: 0001209191-17-013458 · doc4.xml · derivative · entry 18

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-02-21

F6 · derivative.exercise_price: Beginning on this date, subject to certain restrictions, the stock option vests in three equal annual installments.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC SOLESENCE, INC. NANX · Entity 7041 GiftCommon Stock 102,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013458 · doc4.xml · nonDerivative · entry 2

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 102,909

F1 · price: Represents inheritance from the estate of a non-reporting person

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC SOLESENCE, INC. NANX · Entity 7041 GiftCommon Stock 102,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013458 · doc4.xml · nonDerivative · entry 1

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 135,584

F1 · price: Represents inheritance from the estate of a non-reporting person

Read SEC document
December 02, 2016 Filed Dec 2, 2016 21:30 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 6,000 $0.72 $4,320.00
Disclosure

SEC source: 0001209191-16-153030 · doc4.xml · nonDerivative · entry 2

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,965

Read SEC document
November 23, 2016 Filed Nov 28, 2016 14:30 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 7,500 $0.71 $5,325.00
Disclosure

SEC source: 0001209191-16-152063 · doc4.xml · nonDerivative · entry 2

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,965

Read SEC document
November 17, 2016 Filed Nov 21, 2016 17:01 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 11,300 $0.72 $8,136.00
Disclosure

SEC source: 0001209191-16-151357 · doc4.xml · nonDerivative · entry 2

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,465

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $0.99 Strike: $0.99 $1,980.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 17

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $1.10 Strike: $1.10 $2,200.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 16

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $1.85 Strike: $1.85 $3,700.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 15

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $0.84 Strike: $0.84 $1,680.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 14

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $1.18 Strike: $1.18 $2,360.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 13

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $1.05 Strike: $1.05 $2,100.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 12

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 GrantStock Option (right to buy) · Derivative 2,000 $0.90 Strike: $0.90 $1,800.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 11

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-11-17

F7 · derivative.exercise_price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

F7 · price: The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:33 UTC SOLESENCE, INC. NANX · Entity 7041 Disposition to issuerStock Appreciation Right · Derivative 14,000 $1.18 Strike: $1.18 $16,520.00
Disclosure

SEC source: 0001209191-16-151355 · doc4.xml · derivative · entry 5

WHITMORE R JANET · CIK 0001173970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F5 · security: The stock appreciation rights that were to become payable upon the reporting person's termination of service as a director of the Company. 2,000 were issued 4/8/2009 at a conversion price of $0.90, 2,000 were issued 7/1/2009 at a conversion price of $1.05, 2,000 were issued 10/1/2009 at a conversion price of $1.18, 2,000 were issued 1/4/2010 at a conversion price of $0.84, 2,000 were issued 4/1/2010 at a conversion price of $1.85, 2,000 were issued 7/1/2010 at a conversion price of $1.10, and 2,000 were issued 10/1/2010 at a conversion price of $0.99.

F5 · derivative.exercise_date: The stock appreciation rights that were to become payable upon the reporting person's termination of service as a director of the Company. 2,000 were issued 4/8/2009 at a conversion price of $0.90, 2,000 were issued 7/1/2009 at a conversion price of $1.05, 2,000 were issued 10/1/2009 at a conversion price of $1.18, 2,000 were issued 1/4/2010 at a conversion price of $0.84, 2,000 were issued 4/1/2010 at a conversion price of $1.85, 2,000 were issued 7/1/2010 at a conversion price of $1.10, and 2,000 were issued 10/1/2010 at a conversion price of $0.99.

F5 · derivative.expiration_date: The stock appreciation rights that were to become payable upon the reporting person's termination of service as a director of the Company. 2,000 were issued 4/8/2009 at a conversion price of $0.90, 2,000 were issued 7/1/2009 at a conversion price of $1.05, 2,000 were issued 10/1/2009 at a conversion price of $1.18, 2,000 were issued 1/4/2010 at a conversion price of $0.84, 2,000 were issued 4/1/2010 at a conversion price of $1.85, 2,000 were issued 7/1/2010 at a conversion price of $1.10, and 2,000 were issued 10/1/2010 at a conversion price of $0.99.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.