Few Jason

SEC source: 0000897069-23-001275 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,999

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0000897069-23-001275 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one for-one basis.

SEC source: 0001567619-22-021587 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-22-021587 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,302

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0001567619-22-021587 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0001567619-22-021398 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,925

Underlying: Common Stock · 418,925 shares

Expires not disclosed

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001567619-22-021398 · doc1.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,925

Underlying: Common Stock · 418,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-22-020991 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

Underlying: Common Stock · 28,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-22-020991 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,124

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0001567619-22-020991 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 7

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221,212 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance share units were converted into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement.

F6 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement.

SEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 6

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,212

Underlying: Common Stock · 278,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units were converted into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement.

F6 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement.

SEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 5

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted restricted stock units, which vested 100% on August 26, 2022.

F5 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted restricted stock units, which vested 100% on August 26, 2022.

SEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 4

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,846

F4 · shares: Represents shares withheld to satisfy tax obligations upon the vesting and settlement of performance share units.

SEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units were converted into shares of common stock on a one-for-one basis.

SEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,249

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into shares of common stock on a one-for-one basis.

SEC source: 0001567619-22-016723 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,482

Underlying: Common Stock · 12,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-22-016723 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,949

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

SEC source: 0001567619-22-016723 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000101778-22-000061 · wf-form4_164625682268103.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,810.19

F1 · shares: Non-Retainer Annual Director Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. The annual non-retainer stock based compensation represented by these common stock units, along with their accrued dividend equivalent rights, are payable in shares of common stock upon the reporting person's departure from the Board of Directors.

F2 · balance_after: Includes dividends of 326.318 shares previously not reported pursuant to Rule 16a-11.

SEC source: 0001567619-21-022052 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001567619-21-022052 · doc1.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-21-021239 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,945

Underlying: Common Stock · 28,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-21-021239 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,252

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

SEC source: 0001567619-21-021239 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0001567619-21-016375 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,964

Underlying: Common Stock · 12,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-21-016375 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,704

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

SEC source: 0001567619-21-016375 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

SEC source: 0000101778-21-000046 · wf-form4_161480710434301.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,930.792

F1 · shares: Non-Retainer Annual Director Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. The annual non-retainer stock based compensation represented by these common stock units, along with their accrued dividend equivalent rights, are payable in shares of common stock upon the reporting person's departure from the Board of Directors.

F2 · balance_after: Includes dividends of 198.537 shares previously not reported pursuant to Rule 16a-11.

SEC source: 0001567619-21-001528 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,134

SEC source: 0001104659-20-129790 · tm2037175-3_4.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,317

Underlying: Common Stock · 79,317 shares

Expires not disclosed

F4 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F4 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001104659-20-129790 · tm2037175-3_4.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,317

Underlying: Common Stock · 79,317 shares

Expires not disclosed

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001104659-20-129790 · tm2037175-3_4.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,417

Underlying: Common Stock · 85,417 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-20-016029 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,892

Underlying: Common Stock · 74,892 shares

Expires not disclosed

F4 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F4 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001567619-20-016029 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,892

Underlying: Common Stock · 74,892 shares

Expires not disclosed

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

SEC source: 0001567619-20-016029 · doc1.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,446

Underlying: Common Stock · 37,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

SEC source: 0001567619-20-016027 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · date: The transaction date for these awards was erroneously shown as May 8, 2020 on the original report filed on May 12, 2020 and is corrected in this amendment to June 3, 2020.

F3 · derivative.exercise_date: Earned PSUs will vest on August 26, 2022 and the number earned, if any, will be based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals. The vesting of the PSUs is also subject to the reporting person's continuous employment with the Company through the vesting date.

F3 · derivative.expiration_date: Earned PSUs will vest on August 26, 2022 and the number earned, if any, will be based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals. The vesting of the PSUs is also subject to the reporting person's continuous employment with the Company through the vesting date.

SEC source: 0001567619-20-016027 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · date: The transaction date for these awards was erroneously shown as May 8, 2020 on the original report filed on May 12, 2020 and is corrected in this amendment to June 3, 2020.

F2 · derivative.exercise_date: RSUs will vest 100% on August 26, 2022, subject to the reporting person's continuous employment with the Company through the vesting date.

F2 · derivative.expiration_date: RSUs will vest 100% on August 26, 2022, subject to the reporting person's continuous employment with the Company through the vesting date.

SEC source: 0001567619-20-010563 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

SEC source: 0001567619-20-010563 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-009608 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Earned PSUs will vest on August 26, 2022 and the number earned, if any, will be based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals. The vesting of the PSUs is also subject to the reporting person's continuous employment with the Company through the vesting date.

F2 · derivative.expiration_date: Earned PSUs will vest on August 26, 2022 and the number earned, if any, will be based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals. The vesting of the PSUs is also subject to the reporting person's continuous employment with the Company through the vesting date.

SEC source: 0001567619-20-009608 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_date: RSUs will vest 100% on August 26, 2022, subject to the reporting person's continuous employment with the Company through the vesting date.

F1 · derivative.expiration_date: RSUs will vest 100% on August 26, 2022, subject to the reporting person's continuous employment with the Company through the vesting date.

SEC source: 0001567619-20-007864 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, or at the election of the Compensation Committee, the cash value thereof.

F2 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F2 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

SEC source: 0001567619-20-007864 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,727

SEC source: 0001567619-20-007864 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-010701 · doc1.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

F1 · balance_after: On April 13, 2020, the reporting person filed a Form 4 reporting that 5,269 shares were acquired as the result of an RSU vesting, and that 5,727 shares were beneficially owned after disposing of shares withheld for taxes. This amendment is being filed to correct the number of shares acquired to 5,629 and the total number of shares beneficially owned after disposing of shares withheld for taxes to 5,787.

SEC source: 0001567619-20-010701 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 13, 2020, the reporting person filed a Form 4 reporting that 5,269 shares were acquired as the result of an RSU vesting, and that 5,727 shares were beneficially owned after disposing of shares withheld for taxes. This amendment is being filed to correct the number of shares acquired to 5,629 and the total number of shares beneficially owned after disposing of shares withheld for taxes to 5,787.

SEC source: 0001567619-20-004575 · doc1.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Underlying: Common Stock · 8,302 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F2 · kind: Forfeiture of non-employee director compensation in connection with and following appointment as CEO.

F1 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F5 · balance_after: Balance reflects 1-for-12 reverse stock split effected May 9, 2019.

SEC source: 0001567619-20-004575 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629

Underlying: Common Stock · 8,738 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, or at the election of the Compensation Committee, the cash value thereof.

F2 · kind: Forfeiture of non-employee director compensation in connection with and following appointment as CEO.

F4 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F4 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F5 · balance_after: Balance reflects 1-for-12 reverse stock split effected May 9, 2019.