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Kimble John Louis

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70645
SEC CIK
0001795096

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CompanyLast reported asReport datePublished
JAKKS PACIFIC INCJAKK · Entity 6006Chief Financial OfficerJanuary 01, 2026January 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

JAKKS PACIFIC INC

Report date January 01, 2026 · Filed January 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect171,277 Ending reported balance After 2026-01-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-01-01 · Exercise / conversion · Acquired 16,079 · Balance 152,245

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 2 · 2026-01-01 · Exercise / conversion · Acquired 8,227 · Balance 160,472

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 3 · 2026-01-01 · Exercise / conversion · Acquired 10,805 · Balance 171,277

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-01 · Exercise / conversion · Disposed 16,079 · Balance 0

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F7: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect8,227 Reported balance After 2026-01-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-01 · Exercise / conversion · Disposed 8,227 · Balance 8,227

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect21,610 Reported balance After 2026-01-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-01 · Exercise / conversion · Disposed 10,805 · Balance 21,610

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect56,220 Reported balance After 2026-01-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-01 · Grant · Acquired 56,220 · Balance 56,220

F4: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F5: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7: Does not include additional RSUs previously granted and reported with different vesting terms.

Filing footnotes · ownership attribution and instrument terms

F1: Vested according to the terms of the RSU described in a previous filing.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F4: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F5: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F7: Does not include additional RSUs previously granted and reported with different vesting terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2022 Filed Nov 22, 2022 20:40 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 7,404 $18.54 $137,270.16
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · nonDerivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,667

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 8,824 $18.54 $163,596.96
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · nonDerivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 13,360 $18.54 $247,694.40
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 3,921 $18.54 $72,695.34
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2022 Filed Mar 9, 2023 23:37 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 2,206 $18.54 $40,899.24
Disclosure

SEC source: 0001185185-23-000195 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2022 Filed Mar 9, 2023 23:37 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 4,412 $18.54 $81,798.48
Disclosure

SEC source: 0001185185-23-000195 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
October 25, 2022 Filed Jan 5, 2023 22:05 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 41,988 $19.32 $811,208.16
Disclosure

SEC source: 0001185185-23-000009 · ownership.xml · derivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,988

Underlying: Common Stock · 41,988 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F8 · derivative.exercise_date: RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest.

F8 · derivative.expiration_date: RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:41 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 53,228 $10.16 $540,796.48
Disclosure

SEC source: 0001185185-22-000010 · ownership.xml · derivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

Underlying: Common Stock · 53,228 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F2 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,360 $10.93 $146,024.80
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,720

Underlying: Common Stock · 13,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 3,922 $10.93 $42,867.46
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921

Underlying: Common Stock · 3,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 13,360 $10.93 $146,024.80
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 3,922 $10.93 $42,867.46
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:28 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 100,200 $4.99 $499,998.00
Disclosure

SEC source: 0001104659-20-129086 · tm2037068-1_4.xml · derivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,200

Underlying: Common Stock · 100,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F8 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F7 · derivative.exercise_date: 60,120 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 40,080 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F7 · derivative.expiration_date: 60,120 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 40,080 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:28 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 3,922 $4.99 $19,570.78
Disclosure

SEC source: 0001104659-20-129086 · tm2037068-1_4.xml · derivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

Underlying: Common Stock · 3,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock on the date of vesting, as reported by NASDAQ.

F5 · derivative.exercise_date: Granted November 20, 2019. 17,647 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 11,765 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F5 · derivative.expiration_date: Granted November 20, 2019. 17,647 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 11,765 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:28 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 29,762 $4.99 $148,512.38
Disclosure

SEC source: 0001104659-20-129086 · tm2037068-1_4.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock on the date of vesting, as reported by NASDAQ.

F2 · derivative.exercise_date: Vested on the one year anniversary of its grant.

F2 · derivative.expiration_date: Vested on the one year anniversary of its grant.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:28 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 29,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129086 · tm2037068-1_4.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vested on the one year anniversary of its grant.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:28 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 3,922 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129086 · tm2037068-1_4.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described on Table II granted on November 20, 2019.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2019 Filed Nov 26, 2019 00:59 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit (RSU) · Derivative 294,118 $0.85 $250,000.30
Disclosure

SEC source: 0001052918-19-000340 · primary_doc.xml · derivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,118

Underlying: Common stock · 294,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F5 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ

F3 · derivative.exercise_date: 176,471 of RSUs will be subject to three year 'cliff vesting' (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50 percent); (ii) Net revenue growth as compared to the Company's peer group (weighted 25 percent), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25 percent). 117,647 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · derivative.expiration_date: 176,471 of RSUs will be subject to three year 'cliff vesting' (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50 percent); (ii) Net revenue growth as compared to the Company's peer group (weighted 25 percent), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25 percent). 117,647 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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November 20, 2019 Filed Nov 26, 2019 00:59 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit (RSU) · Derivative 297,619 $0.84 $249,999.96
Disclosure

SEC source: 0001052918-19-000340 · primary_doc.xml · derivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,619

Underlying: Common stock · 297,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F4 · price: Represents the closing price of the Company's common stock for the date of grant, as reported by NASDAQ.

F2 · derivative.exercise_date: Vests on the 12 month anniversary of the date of grant.

F2 · derivative.expiration_date: Vests on the 12 month anniversary of the date of grant.

F6 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.