Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKY BRANDS, INC.RCKY · Entity 5833 | Director · Chmn, President and CEO | January 01, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKY BRANDS, INC.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 17,621 |
Reported balance
After 2026-01-01 transaction · row 1
1 source rowRow 1 · 2026-01-01 · Exercise / conversion · Acquired 4,233 · Balance 17,621 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-01-01 | Direct | 0 |
Reported balance
After 2026-01-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-01 · Exercise / conversion · Disposed 4,233 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 6,818 |
Reported balance
After 2026-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-01 · Grant · Acquired 6,818 · Balance 6,818 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 6,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000231 · doc4.xml · derivative · entry 3 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,818 Underlying: Common Stock, without par value · 6,818 shares Expires 2029-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000231 · doc4.xml · derivative · entry 2 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,233 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 22:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000231 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 23:22 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,200 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001225208-25-008924 · doc4.xml · derivative · entry 2 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 1,200 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 23:22 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,200 | $11.56 | $13,872.00 |
DisclosureSEC source: 0001225208-25-008924 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 22:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003489 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,233 Underlying: Common Stock, without par value · 6,233 shares Expires 2027-03-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:04 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 4,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000252 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,824 Underlying: Common Stock, without par value · 4,824 shares Expires 2028-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| January 01, 2024 Filed Apr 2, 2024 21:12 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004825 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,313 Underlying: Common Stock, without par value · 3,313 shares Expires 2027-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| May 15, 2023 Filed May 15, 2023 18:32 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | PurchaseCommon Stock, without par value | 1,000 | $18.88 | $18,879.90 |
DisclosureSEC source: 0001225208-23-005871 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,188 Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 19:51 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantRestricted Stock Unit · Derivative | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000147 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,233 Underlying: Common Stock, without par value · 4,233 shares Expires 2026-01-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 21:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | PurchaseCommon Stock, without par value | 1,000 | $30.73 | $30,732.60 |
DisclosureSEC source: 0001225208-22-009532 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,188 F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $30.50 to $30.86. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001225208-22-000255 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2032-01-03 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $28.07 | $0.00 |
DisclosureSEC source: 0001225208-21-000204 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock, without par value · 6,000 shares Expires 2031-01-04 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2020 Filed Jan 6, 2020 16:59 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000420 · doc4.xml · derivative · entry 3 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2020 Filed Jan 6, 2020 16:59 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000420 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:59 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001225208-20-000420 · doc4.xml · derivative · entry 2 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · derivative · entry 8 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock, without par value · 600 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · derivative · entry 7 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock, without par value · 1,000 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · derivative · entry 6 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock, without par value · 600 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · derivative · entry 5 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 2,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 600 | $11.56 | $6,936.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · nonDerivative · entry 4 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 600 | $13.42 | $8,052.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · nonDerivative · entry 3 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,000 | $11.55 | $11,550.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · nonDerivative · entry 2 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 17:09 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $14.57 | $29,140.00 |
DisclosureSEC source: 0001225208-19-014696 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 9, 2019 00:05 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 4,000 | $31.01 | $124,022.80 |
DisclosureSEC source: 0001225208-19-014326 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,238 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.89 to $31.10. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| November 06, 2019 Filed Mar 12, 2020 22:34 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GiftCommon Stock, without par value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004963 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,238 Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 20:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000767 · doc4.xml · derivative · entry 4 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 20:17 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000767 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000212 · doc4.xml · derivative · entry 5 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2029-01-02 F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000212 · doc4.xml · derivative · entry 4 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 750 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:11 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000212 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,200 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · derivative · entry 8 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock, without par value · 1,200 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · derivative · entry 7 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 1,000 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · derivative · entry 6 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock, without par value · 1,800 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,000 | $11.55 | $11,550.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · nonDerivative · entry 3 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,200 | $11.56 | $13,872.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · nonDerivative · entry 2 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 21:06 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 1,800 | $13.42 | $24,156.00 |
DisclosureSEC source: 0001225208-18-013327 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 2,578 | $30.55 | $78,757.90 |
DisclosureSEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 3 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,203 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,244 | $30.55 | $38,004.20 |
DisclosureSEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 8 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Minor Children Disclosed balance after: 2,000 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,244 | $30.57 | $38,029.08 |
DisclosureSEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 7 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Minor Children Disclosed balance after: 3,244 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 1,244 | $30.55 | $38,004.20 |
DisclosureSEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 5 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,535 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:42 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 3,178 | $30.55 | $97,087.90 |
DisclosureSEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 2 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,781 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 7 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2028-01-02 F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 6 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 5 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock, without par value · 750 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 4 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 500 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000679 · doc4.xml · nonDerivative · entry 1 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:39 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $14.25 | $0.00 |
DisclosureSEC source: 0001225208-17-010870 · doc4.xml · derivative · entry 1 Brooks Jason · CIK 0001516425 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, without par value · 10,000 shares Expires 2027-06-01 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000551 · doc4.xml · derivative · entry 8 Brooks Jason · CIK 0001516425 · President-US Wholesale Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock, without par value · 750 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000551 · doc4.xml · nonDerivative · entry 2 Brooks Jason · CIK 0001516425 · President-US Wholesale Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.