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Smith David P

Disclosed activity across 1 company

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69971
SEC CIK
0001642280

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRAN TIERRA ENERGY INC.GTE · Entity 5740DirectorJanuary 02, 2026January 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAN TIERRA ENERGY INC.

Report date January 02, 2026 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,750 Ending reported balance After 2026-01-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-02 · Exercise / conversion · Acquired 3,021 · Balance 62,771

Row 2 · 2026-01-02 · Disposition to issuer · Disposed 3,021 · Balance 59,750

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.26 · Expires 2025-12-31Direct19,120 Reported balance After 2026-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-02 · Exercise / conversion · Disposed 3,021 · Balance 19,120

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 7, 2026 02:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionStock Option (Right to buy) · Derivative 3,021 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001104659-26-001529 · tm262343-3_4seq1.xml · derivative · entry 3

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,120

Underlying: Common Stock · 3,021 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 02:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 3,021 $4.26 $12,869.46
Disclosure

SEC source: 0001104659-26-001529 · tm262343-3_4seq1.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,750

Read SEC document
January 02, 2026 Filed Jan 7, 2026 02:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 3,021 $4.26 $12,869.46
Disclosure

SEC source: 0001104659-26-001529 · tm262343-3_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2025 Filed Oct 9, 2025 00:16 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001104659-25-098025 · tm2528358-1_4seq1.xml · derivative · entry 3

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,141

Underlying: Common Stock · 4,798 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2025 Filed Oct 9, 2025 00:16 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 4,798 $2.30 $11,035.40
Disclosure

SEC source: 0001104659-25-098025 · tm2528358-1_4seq1.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 03, 2025 Filed Oct 9, 2025 00:16 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 4,798 $4.26 $20,439.48
Disclosure

SEC source: 0001104659-25-098025 · tm2528358-1_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2025 Filed Oct 1, 2025 22:47 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCommon Stock 7,750 $4.58 $35,495.00
Disclosure

SEC source: 0001104659-25-095735 · tm2527798-1_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,750

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionStock Option (Right to buy) · Derivative 2,417 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001104659-25-065904 · tm2519921-4_4seq1.xml · derivative · entry 3

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,939

Underlying: Common Stock · 2,417 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 2,417 $5.01 $12,109.17
Disclosure

SEC source: 0001104659-25-065904 · tm2519921-4_4seq1.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 2,417 $3.50 $8,459.50
Disclosure

SEC source: 0001104659-25-065904 · tm2519921-4_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2025 Filed Mar 27, 2025 01:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001104659-25-028361 · tm2510613-1_4seq1.xml · derivative · entry 3

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,356

Underlying: Common Stock · 4,798 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2025 Filed Mar 27, 2025 01:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCommon Stock 4,798 $5.15 $24,709.70
Disclosure

SEC source: 0001104659-25-028361 · tm2510613-1_4seq1.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Read SEC document
March 26, 2025 Filed Mar 27, 2025 01:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 4,798 $5.16 $24,757.68
Disclosure

SEC source: 0001104659-25-028361 · tm2510613-1_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:00 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 10,500 $4.29 $45,045.00
Disclosure

SEC source: 0001104659-25-021406 · tm258524-1_4seq1.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:00 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 1,500 $4.18 $6,270.00
Disclosure

SEC source: 0001104659-25-021406 · tm258524-1_4seq1.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,000

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
October 01, 2024 Filed Oct 18, 2024 21:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,685 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001104659-24-109898 · tm2426514-5_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,685

Underlying: Common Stock · 1,685 shares

Expires 2029-10-01

Read SEC document
July 01, 2024 Filed Jul 3, 2024 18:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,118 $0.00 Strike: $9.61 $0.00
Disclosure

SEC source: 0001104659-24-077730 · tm2418877-6_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 1,118 shares

Expires 2029-07-01

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:45 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,508 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001104659-24-043203 · tm2411027-6_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2029-04-01

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:05 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,970 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001104659-24-001345 · tm242088-4_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 1,970 shares

Expires 2029-01-01

Read SEC document
October 01, 2023 Filed Oct 4, 2023 23:16 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,276 $0.00 Strike: $6.94 $0.00
Disclosure

SEC source: 0001104659-23-106924 · tm2327766-4_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 1,276 shares

Expires 2028-10-01

Read SEC document
July 01, 2023 Filed Jul 5, 2023 19:22 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,808 $0.00 Strike: $5.03 $0.00
Disclosure

SEC source: 0001104659-23-078030 · tm2320592-5_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,808

Underlying: Common Stock · 1,808 shares

Expires 2028-07-01

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:00 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 10,195 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001104659-23-041296 · tm2311441-5_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock · 10,195 shares

Expires 2028-04-01

Read SEC document
January 01, 2023 Filed Jan 4, 2023 02:58 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 9,062 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001104659-23-000551 · tm231531-5_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

Underlying: Common Stock · 9,062 shares

Expires 2028-10-01

F1 · security: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:08 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 8,156 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001104659-22-105835 · tm2227402d6_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,156

Underlying: Common Stock · 8,156 shares

Expires 2027-10-01

Read SEC document
October 01, 2022 Filed Oct 14, 2022 10:08 UTC Amendment GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 7,347 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001104659-22-108631 · tm2228258-5_4aseq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,347

Underlying: Common Stock · 7,347 shares

Expires 2027-10-01

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:33 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 8,408 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001104659-22-077785 · tm2220560-6_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires 2027-07-01

Read SEC document
April 01, 2022 Filed Apr 5, 2022 13:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 6,473 $0.00 Strike: $1.57 $0.00
Disclosure

SEC source: 0001104659-22-042598 · tm2211635-9_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Underlying: Common Stock · 6,473 shares

Expires 2027-04-01

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:17 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 13,593 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001104659-22-001150 · tm221627-6_4seq1.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,593

Underlying: Common Stock · 13,593 shares

Expires 2027-01-01

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:17 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 25,488 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001150 · tm221627-6_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,455

Underlying: Common Stock · 25,488 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 10:13 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 13,824 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001104659-21-122740 · tm2129246-6_4seq1.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824

Underlying: Common Stock · 13,824 shares

Expires 2026-10-01

Read SEC document
October 01, 2021 Filed Oct 5, 2021 10:13 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 25,488 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-122740 · tm2129246-6_4seq1.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,967

Underlying: Common Stock · 25,488 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 3, 2021 00:11 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 13,824 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001104659-21-089054 · tm2121424d6_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824

Underlying: Common Stock · 13,824 shares

Expires 2026-07-01

Read SEC document
July 01, 2021 Filed Jul 3, 2021 00:11 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 25,225 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-089054 · tm2121424d6_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,479

Underlying: Common Stock · 25,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:05 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 14,829 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001104659-21-046553 · tm2112150-5_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,829

Underlying: Common Stock · 14,829 shares

Expires 2026-04-01

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:05 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 27,187 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046553 · tm2112150-5_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,254

Underlying: Common Stock · 27,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 30,208 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001104659-21-000892 · tm211703d1_form4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

Underlying: Common Stock · 30,208 shares

Expires 2026-01-01

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 53,192 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-000892 · tm211703d1_form4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,067

Underlying: Common Stock · 53,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 11:00 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 47,977 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001104659-20-111949 · tm2032399-6_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,977

Underlying: Common Stock · 47,977 shares

Expires 2025-10-01

Read SEC document
October 01, 2020 Filed Oct 5, 2020 11:00 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 81,562 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111949 · tm2032399-6_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,875

Underlying: Common Stock · 81,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 22:59 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 24,166 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001104659-20-081426 · tm2024211-6_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,166

Underlying: Common Stock · 24,166 shares

Expires 2025-07-01

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July 01, 2020 Filed Jul 6, 2020 22:59 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 41,648 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-081426 · tm2024211-6_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,313

Underlying: Common Stock · 41,648 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

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April 01, 2020 Filed Apr 3, 2020 21:06 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 47,977 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001104659-20-043209 · tm2015005-6_form4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,977

Underlying: Common Stock · 47,977 shares

Expires 2025-04-01

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April 01, 2020 Filed Apr 3, 2020 21:06 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 74,147 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-043209 · tm2015005-6_form4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,665

Underlying: Common Stock · 74,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

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March 13, 2020 Filed Mar 13, 2020 21:35 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 85,000 $0.26 $21,675.00
Disclosure

SEC source: 0001104659-20-033312 · tm2012737-2_form4.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,500

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

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January 01, 2020 Filed Jan 3, 2020 21:58 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 10,195 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001104659-20-000936 · tm201219d3_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock · 10,195 shares

Expires 2025-01-01

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:58 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 14,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000936 · tm201219d3_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,518

Underlying: Common Stock · 14,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

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October 01, 2019 Filed Oct 3, 2019 21:45 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 10,875 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001144204-19-047199 · tv530633_4.xml · derivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

Underlying: Common Stock · 10,875 shares

Expires 2024-10-01

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:45 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 15,786 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-047199 · tv530633_4.xml · derivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,954

Underlying: Common Stock · 15,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 100,000 $1.28 $128,000.00
Disclosure

SEC source: 0001144204-19-042537 · tv528646_4.xml · nonDerivative · entry 2

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 222,500

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 105,000 $1.28 $134,400.00
Disclosure

SEC source: 0001144204-19-042537 · tv528646_4.xml · nonDerivative · entry 1

Smith David P · CIK 0001642280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.