Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Transfer LPET · Entity 2966 | Director | January 02, 2026 | January 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Transfer LP
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 243,715 |
Reported balance
After 2025-12-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-12-29 · Gift · Acquired 10 · Balance 243,715 |
| Common UnitsSEC Table I · non-derivative | Direct | 751,138 |
Reported balance
After 2026-01-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-01-02 · Grant · Acquired 7,423 · Balance 751,138 F1: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2029 and 40% on January 2, 2031, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Grimm Family Limited Partnership | 629,112 |
Reported balance
Holding disclosure · report date 2026-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 629,112 |
Filing footnotes · ownership attribution and instrument terms
F1: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2029 and 40% on January 2, 2031, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANADARKO PETROLEUM CORP
Report date August 08, 2019 · Filed August 09, 2019
Section 16 reporting ended · disclosed 2019-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-08 transaction · row 1
1 source rowRow 1 · 2019-08-08 · Disposition to issuer · Disposed 6,301 · Balance 0 F1: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.
Energy Transfer Operating, L.P.
Report date October 19, 2018 · Filed October 23, 2018
Section 16 reporting ended · disclosed 2018-10-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-19 transaction · row 1
1 source rowRow 1 · 2018-10-19 · Disposition to issuer · Disposed 77,074 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Daughter | 0 |
Reported balance
After 2018-10-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-19 · Disposition to issuer · Disposed 2,300 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F2: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Son | 0 |
Reported balance
After 2018-10-19 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-10-19 · Disposition to issuer · Disposed 2,300 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F3: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.
F2: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Energy Transfer, LP
Report date April 28, 2017 · Filed May 02, 2017
Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON UNITSSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-28 · Disposition to issuer · Disposed 32,742 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding and each ETP restricted cash unit outstanding was converted into the right to receive 1.5 SXL common units and 1.5 restricted cash units relating to SXL Common Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding and each ETP restricted cash unit outstanding was converted into the right to receive 1.5 SXL common units and 1.5 restricted cash units relating to SXL Common Units.
RSP Permian, Inc.
Report date July 19, 2018 · Filed July 20, 2018
Section 16 reporting ended · disclosed 2018-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 63,206 · Balance 0 F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following conversion into shares of Concho common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy family limited partnership | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 526,249 · Balance 0 F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following conversion into shares of Concho common stock. F3: Mr. Grimm is a manager of the general partner of Grimm Family Limited Partnership and therefore may be deemed to indirectly beneficially own these securities. Mr. Grimm disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho.
F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following conversion into shares of Concho common stock.
F3: Mr. Grimm is a manager of the general partner of Grimm Family Limited Partnership and therefore may be deemed to indirectly beneficially own these securities. Mr. Grimm disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 6, 2026 22:00 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 7,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-004720 · ownership.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 751,138 F1 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2029 and 40% on January 2, 2031, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| December 29, 2025 Filed Jan 6, 2026 22:00 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-004720 · ownership.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,715 Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:30 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 7,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002188 · ownership.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,705 F1 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2028 and 40% on January 2, 2030, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| December 23, 2024 Filed Jan 6, 2025 21:30 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002188 · ownership.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,945 F3 · balance_after: The amount of securities reported as beneficially owned include 20,691 common units acquired under the terms of a qualified distribution reinvestment plan. Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 22:04 UTC | Energy Transfer LP ET · Entity 2966 | Exercise / conversionPhantom Units · Derivative | 3,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000184 · doc4.xml · derivative · entry 5 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. F2 · derivative.exercise_date: Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. F2 · derivative.expiration_date: Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 22:04 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 9,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000184 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,244 F1 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2027 and 40% on January 2, 2029, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 22:04 UTC | Energy Transfer LP ET · Entity 2966 | Exercise / conversionCommon Units | 3,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000184 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 22:04 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000184 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,343 Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 22:01 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 12,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002389 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,333 Read SEC document |
| December 14, 2022 Filed Jan 6, 2023 22:01 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002389 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,642 F1 · balance_after: The amount of securities reported as beneficially owned includes 8,543 common units acquired under the terms of a qualified distribution reinvestment plan. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:00 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 2,300 | $11.32 | $26,036.00 |
DisclosureSEC source: 0001209191-22-023892 · doc4.xml · nonDerivative · entry 4 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 7,700 Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:00 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 2,300 | $11.30 | $25,990.00 |
DisclosureSEC source: 0001209191-22-023892 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 7,700 Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:00 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 500,000 | $11.21 | $5,605,000.00 |
DisclosureSEC source: 0001209191-22-023892 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Grimm Family Limited Partnership Disclosed balance after: 500,000 F2 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $11.16 to $11.23, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:02 UTC | Energy Transfer LP ET · Entity 2966 | Exercise / conversionPhantom Units · Derivative | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001780 · doc4.xml · derivative · entry 5 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 Underlying: Common Units · 4,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Phantom unit previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. F3 · derivative.exercise_price: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:02 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 11,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001780 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,702 F1 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2025 and 40% on January 2, 2027, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:02 UTC | Energy Transfer LP ET · Entity 2966 | Exercise / conversionCommon Units | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001780 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Jan 5, 2022 22:02 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 1,520 | $8.30 | $12,616.00 |
DisclosureSEC source: 0001209191-22-001780 · doc4.xml · nonDerivative · entry 4 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 4,850 Read SEC document |
| December 17, 2021 Filed Jan 5, 2022 22:02 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 1,520 | $8.30 | $12,616.00 |
DisclosureSEC source: 0001209191-22-001780 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 4,850 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:00 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 16,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001452 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,881 F1 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2024 and 40% on January 2, 2026 generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| December 09, 2020 Filed Jan 5, 2021 23:00 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001452 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,700 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:02 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 7,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001963 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,680 F2 · shares: An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2023 and 40% on January 2, 2025 generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| December 26, 2019 Filed Jan 6, 2020 22:02 UTC | Energy Transfer LP ET · Entity 2966 | GiftCommon Units | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001963 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,660 F1 · balance_after: Amount of Securities Beneficially Owned has been adjusted to include units acquired under a qualified distribution reinvestment plan. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 17:11 UTC | ANADARKO PETROLEUM CORP APC · Entity 67647 | Disposition to issuerCommon Stock | 6,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-026350 · form4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:17 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 386 | $14.14 | $5,458.04 |
DisclosureSEC source: 0001209191-19-037760 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 3,330 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:17 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 386 | $14.14 | $5,458.04 |
DisclosureSEC source: 0001209191-19-037760 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 3,330 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:17 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 3,116 | $14.14 | $44,060.24 |
DisclosureSEC source: 0001209191-19-037760 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,222 F1 · balance_after: The total units beneficially owned includes 2,092 units acquired under the Partnership's distribution reinvestment plan. Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:49 UTC | ANADARKO PETROLEUM CORP APC · Entity 67647 | GrantCommon Stock | 3,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018814 · form4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,301 F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:08 UTC | Energy Transfer LP ET · Entity 2966 | GrantPhantom Units · Derivative | 7,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002236 · doc4.xml · derivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,047 Underlying: Common Units · 7,547 shares Expires not disclosed F2 · derivative.exercise_price: An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2022 and 40% on January 2, 2024 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. F2 · derivative.exercise_date: An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2022 and 40% on January 2, 2024 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. F2 · derivative.expiration_date: An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2022 and 40% on January 2, 2024 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. F2 · derivative.underlying: An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2022 and 40% on January 2, 2024 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 16:59 UTC | ANADARKO PETROLEUM CORP APC · Entity 67647 | GrantCommon Stock | 2,437 | $50.74 | $123,643.88 |
DisclosureSEC source: 0001127602-18-033771 · form4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 16:38 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | Disposition to issuerCommon Units | 2,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055966 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 0 F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F3 · ownership.nature: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 16:38 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | Disposition to issuerCommon Units | 2,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055966 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 0 F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F2 · ownership.nature: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 16:38 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | Disposition to issuerCommon Units | 77,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055966 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 21:01 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 2,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055973 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 2,944 F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F3 · ownership.nature: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 21:01 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 2,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055973 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 2,944 F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F2 · ownership.nature: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 21:01 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 84,708 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055973 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,708 F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 18:14 UTC | RSP Permian, Inc. RSPP · Entity 164859 | Disposition to issuerCommon Stock | 526,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-020310 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family limited partnership Disclosed balance after: 0 F1 · kind: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F1 · price: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F2 · price: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following conversion into shares of Concho common stock. F3 · ownership.nature: Mr. Grimm is a manager of the general partner of Grimm Family Limited Partnership and therefore may be deemed to indirectly beneficially own these securities. Mr. Grimm disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 18:14 UTC | RSP Permian, Inc. RSPP · Entity 164859 | Disposition to issuerCommon Stock | 63,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-020310 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F1 · price: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly owned subsidiary of Concho. F2 · price: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following conversion into shares of Concho common stock. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 18:54 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 2,300 | $17.07 | $39,253.87 |
DisclosureSEC source: 0001209191-18-020983 · doc4.xml · nonDerivative · entry 4 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Son Disclosed balance after: 2,300 F3 · ownership.nature: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 18:54 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 1,117 | $17.05 | $19,044.85 |
DisclosureSEC source: 0001209191-18-020983 · doc4.xml · nonDerivative · entry 3 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 2,300 F2 · ownership.nature: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 18:54 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 1,183 | $17.05 | $20,168.38 |
DisclosureSEC source: 0001209191-18-020983 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Daughter Disclosed balance after: 1,183 F2 · ownership.nature: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 18:11 UTC | RSP Permian, Inc. RSPP · Entity 164859 | Tax withholdingCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001588216-18-000083 · wf-form4_152003227693842.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,206 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 18:23 UTC | RSP Permian, Inc. RSPP · Entity 164859 | Tax withholdingCommon Stock | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001588216-18-000075 · wf-form4_151986020324201.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,580 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:59 UTC | RSP Permian, Inc. RSPP · Entity 164859 | GrantCommon Stock | 5,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001588216-18-000052 · wf-form4_151882194476063.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,745 F1 · kind: Restricted stock grant that will vest on February 15, 2019. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 18:00 UTC | RSP Permian, Inc. RSPP · Entity 164859 | Tax withholdingCommon Stock | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001588216-18-000028 · wf-form4_151856279781837.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,402 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:20 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | GrantCommon Units | 5,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002074 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,023 F1 · shares: Grant of restricted units awarded under the terms of the Energy Transfer Partners, L.P. 2008 Long-Term Incentive Plan, as amended, that will vest 60% on 01/02/2021 and 40% on 01/02/2023 generally contingent upon the reporting person's continued service on the board of directors on each applicable vesting date. Read SEC document |
| December 12, 2017 Filed Jan 4, 2018 17:20 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | GiftCommon Units | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002074 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,643 Read SEC document |
| May 17, 2017 Filed May 19, 2017 17:47 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 23 | $23.04 | $529.86 |
DisclosureSEC source: 0001209191-17-034030 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,656 Read SEC document |
| May 17, 2017 Filed May 19, 2017 17:47 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 3,000 | $23.19 | $69,564.60 |
DisclosureSEC source: 0001209191-17-034030 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,633 Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:20 UTC | Energy Transfer, LP ETP · Entity 176600 | Disposition to issuerCOMMON UNITS | 32,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011454 · doc4.xml · nonDerivative · entry 1 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding and each ETP restricted cash unit outstanding was converted into the right to receive 1.5 SXL common units and 1.5 restricted cash units relating to SXL Common Units. F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding and each ETP restricted cash unit outstanding was converted into the right to receive 1.5 SXL common units and 1.5 restricted cash units relating to SXL Common Units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:56 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | GrantRestricted Units | 12,455 | $12,455.00 | $155,127,025.00 |
DisclosureSEC source: 0001209191-17-029390 · doc4.xml · nonDerivative · entry 2 Grimm Michael K · CIK 0001349124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,455 F1 · price: Represents restricted units granted under the Energy Transfer Partners, L.P. Second Amended and Restated 2008 Long-Term Incentive Plan and/or the Energy Transfer Partners, L.P. Amended and Restated 2011 Long-Term Incentive Plan (the "Restricted Units") that vest periodically so long as the reporting person is continuously providing services to the issuer or one of its affiliates on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.