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FITZSIMMONS ELLEN M

Disclosed activity across 4 companies

Tapewire entity
69893
SEC CIK
0001203249

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMEREN CORPAEE · Entity 3150DirectorJanuary 05, 2026January 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMEREN CORP

Report date January 05, 2026 · Filed January 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect53,026 Reported balance After 2026-01-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-05 · Grant · Acquired 1,686 · Balance 53,026

F1: Director compensation.

F2: Amount includes a total of 143 shares acquired during the first through fourth quarters of 2025 through reinvested dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Director compensation.

F2: Amount includes a total of 143 shares acquired during the first through fourth quarters of 2025 through reinvested dividends.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CSX CORP

Report date November 15, 2017 · Filed November 17, 2017

Section 16 reporting ended · disclosed 2017-11-17. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

SUNTRUST BANKS INC

Report date December 06, 2019 · Filed December 09, 2019

Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-06 transaction · row 1
1 source row

Row 1 · 2019-12-06 · Disposition to issuer · Disposed 1,215.728 · Balance 0

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

Common StockSEC Table I · non-derivativeIndirectTrust0 Reported balance After 2019-12-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-12-06 · Disposition to issuer · Disposed 42 · Balance 0

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13Direct0 Reported balance After 2019-12-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-06 · Disposition to issuer · Disposed 1,876.297 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,430 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct0 Reported balance After 2019-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-12-06 · Disposition to issuer · Disposed 1,876.233 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,430 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08Direct0 Reported balance After 2019-12-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-12-06 · Disposition to issuer · Disposed 7,567.207 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 9,800 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08Direct0 Reported balance After 2019-12-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-12-06 · Disposition to issuer · Disposed 7,566.175 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 9,798 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08Direct0 Reported balance After 2019-12-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-12-06 · Disposition to issuer · Disposed 7,566.173 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 9,798 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-01Direct0 Reported balance After 2019-12-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-12-06 · Disposition to issuer · Disposed 37,235.583 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 48,220 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct17,356.896 Reported balance After 2019-12-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-12-06 · Grant · Acquired 17,356.896 · Balance 17,356.896

F8: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct0 Reported balance After 2019-12-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-12-06 · Disposition to issuer · Disposed 17,356.896 · Balance 0

F9: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F10: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 22,477 shares of BB&T common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T Common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,430 shares of BB&T common stock.

F4: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,430 shares of BB&T common stock.

F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 9,800 shares of BB&T common stock.

F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 9,798 shares of BB&T common stock.

F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 48,220 shares of BB&T common stock.

F8: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.

F9: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F10: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 22,477 shares of BB&T common stock.

TRUIST FINANCIAL CORP

Report date December 31, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 48,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 8

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Underlying: Common Stock · 48,220 shares

Expires 2022-10-01

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 37,235.583 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 7

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2022-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.173 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 6

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2021-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.175 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 5

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 2,430 shares

Expires 2021-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,876.233 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 2,430 shares

Expires 2020-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,876.297 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 54 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 54

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 1,574 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
April 23, 2019 Filed Apr 24, 2019 17:21 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 36,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000126 · edgar.xml · derivative · entry 8

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,356

Underlying: Common Stock · 36,356 shares

Expires not disclosed

F2 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.exercise_price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:38 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionPhantom Stock Units · Derivative 1,817.728 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000084 · edgar.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,817.728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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February 13, 2019 Filed Feb 15, 2019 21:38 UTC SUNTRUST BANKS INC STI · Entity 106623 Tax withholdingCommon Stock 602 $64.65 $38,919.30
Disclosure

SEC source: 0000750556-19-000084 · edgar.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215.728

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February 13, 2019 Filed Feb 15, 2019 21:38 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionCommon Stock 1,817.728 $64.65 $117,516.12
Disclosure

SEC source: 0000750556-19-000084 · edgar.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817.728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 08, 2019 Filed Feb 11, 2019 20:57 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 2,199.0104 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000032 · edgar.xml · derivative · entry 7

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199.0104

Underlying: Common Stock · 2,199.0104 shares

Expires not disclosed

F2 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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February 08, 2019 Filed Feb 11, 2019 20:57 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 2,199.0104 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000032 · edgar.xml · derivative · entry 6

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199.0104

Underlying: Common Stock · 2,199.0104 shares

Expires not disclosed

F2 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 20:57 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 2,199.0104 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000032 · edgar.xml · derivative · entry 5

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199.0104

Underlying: Common Stock · 2,199.0104 shares

Expires not disclosed

F2 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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February 08, 2019 Filed Feb 15, 2019 20:32 UTC Amendment SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 7,330.0348 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000072 · edgar.xml · derivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330.0348

Underlying: Common Stock · 7,330.0348 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years.

F1 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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February 08, 2019 Filed Feb 15, 2019 20:32 UTC Amendment SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 7,330.0348 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000072 · edgar.xml · derivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330.0348

Underlying: Common Stock · 7,330.0348 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years.

F1 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 08, 2019 Filed Feb 15, 2019 20:32 UTC Amendment SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 7,330.0348 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000072 · edgar.xml · derivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330.0348

Underlying: Common Stock · 7,330.0348 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years.

F1 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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January 02, 2019 Filed Jan 5, 2019 00:25 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,125 $0.00 $0.00
Disclosure

SEC source: 0001002910-19-000056 · edgar.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,679

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 966 shares acquired during the first through fourth quarters of 2018 through reinvested dividends at prices ranging from $53.84 to $70.19 per share.

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February 13, 2018 Filed Feb 15, 2018 14:12 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock · Derivative 1,766.7845 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-18-000044 · edgar.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,766.7845

Underlying: Common Stock · 1,766.7845 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:12 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock · Derivative 1,766.7845 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-18-000044 · edgar.xml · derivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,766.7845

Underlying: Common Stock · 1,766.7845 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:12 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock · Derivative 1,766.7845 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-18-000044 · edgar.xml · derivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Corp EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,766.7845

Underlying: Common Stock · 1,766.7845 shares

Expires not disclosed

F1 · security: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

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January 02, 2018 Filed Jan 4, 2018 22:41 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000035 · edgar.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,588

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 909 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

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May 05, 2017 Filed May 9, 2017 14:26 UTC CSX CORP CSX · Entity 442 Tax withholdingCommon Stock 5,324 $52.50 $279,510.00
Disclosure

SEC source: 0001209191-17-030766 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,348

F1 · shares: Withholding of stock to satisfy tax obligation.

Read SEC document
February 22, 2017 Filed Mar 8, 2017 00:12 UTC CSX CORP CSX · Entity 442 GrantOption · Derivative 59,312 $48.39 Strike: $48.39 $2,870,107.68
Disclosure

SEC source: 0001209191-17-019032 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,312

Underlying: Common Stock · 59,312 shares

Expires 2027-02-22

Read SEC document
February 22, 2017 Filed Mar 8, 2017 00:12 UTC CSX CORP CSX · Entity 442 GrantCommon Stock 13,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019032 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,672

F1 · security: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020.

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January 18, 2017 Filed Jan 20, 2017 21:21 UTC CSX CORP CSX · Entity 442 Tax withholdingCommon Stock 3,816 $36.88 $140,734.08
Disclosure

SEC source: 0001209191-17-004847 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,238

F2 · shares: Withholding of stock to satisfy tax obligation.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 21:21 UTC CSX CORP CSX · Entity 442 GrantCommon Stock 13,622 $36.88 $502,379.36
Disclosure

SEC source: 0001209191-17-004847 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,054

F1 · shares: Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:21 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,005 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000015 · edgar.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,623

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 875 shares acquired during the first through fourth quarters of 2016 through reinvested dividends at prices ranging from $49.45 to $52.89 per share.

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August 03, 2016 Filed Jan 20, 2017 21:21 UTC CSX CORP CSX · Entity 442 GiftCommon Stock 39,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-004847 · doc4.xml · nonDerivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · The Ellen M. Fitzsimmons Living Trust

Disclosed balance after: 279,228

F3 · kind: Gift of shares to a charitable organization.

F3 · price: Gift of shares to a charitable organization.

F4 · ownership.nature: By Ellen M. Fitzsimmons, Trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.