Toler William Douglas

SEC source: 0001104659-21-046579 · tm2112131d1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,641

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001104659-21-041564 · tm219089d2_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,082

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,860 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 3

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663,258

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,942

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 103,443 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723,877

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 452,563 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

SEC source: 0001104659-20-135310 · tm2038234d1_4.xml · derivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

F1 · derivative.exercise_date: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

F1 · derivative.expiration_date: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

SEC source: 0001104659-20-135310 · tm2038234d1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

SEC source: 0001104659-20-101579 · tm2029480-32_4.xml · derivative · entry 4

Toler William Douglas · CIK 0001686696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock · 50,000 shares

Expires not disclosed

F2 · kind: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · derivative.exercise_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · derivative.expiration_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

SEC source: 0001104659-20-101579 · tm2029480-32_4.xml · derivative · entry 3

Toler William Douglas · CIK 0001686696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 52,500 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

SEC source: 0001104659-20-101579 · tm2029480-32_4.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

SEC source: 0001104659-20-101579 · tm2029480-32_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis.

SEC source: 0001686696-17-000006 · wf-form4_151190635694584.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · price: Reflects the weighted average price of purchases on November 24, 2017. The shares were acquired in multiple transactions at prices ranging from $12.85 to $12.90, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.

SEC source: 0001686696-17-000004 · wf-form4_150818773992408.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: (1)On October 12, 2017, in connection with his announced retirement, the reporting person and Hostess Brands, Inc. agreed that the reporting person shall be entitled to 75,000 of his previously awarded restricted shares that are scheduled to vest on January 1, 2018 if the Company has positive earnings per share for fiscal 2017 and the reporting person remains employed through the earlier of (i) the date of his retirement and (ii) January 1, 2018. The reporting person waived his rights with respect to the vesting of the remaining 360,000 restricted shares.

SEC source: 0001686696-17-000002 · wf-form4_150279782415881.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,000

F1 · price: Reflects the weighted average price of purchase on August 11, 2017. The shares were acquired in multiple transactions at prices ranging from $13.54 to $14.28, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.

SEC source: 0000899243-17-015141 · doc4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,000

F1 · price: Reflects the weighted average price of purchases on May 31, 2017. The shares were acquired in multiple transactions at prices ranging from $15.84 to $15.88, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range

SEC source: 0000899243-17-008709 · doc4.xml · derivative · entry 2

Toler William Douglas · CIK 0001686696 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,498

Underlying: Class A Common Stock · 437,498 shares

Expires 2027-03-22

F2 · derivative.exercise_date: Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020 (an "Option Vesting Date"), assuming continued employment through the applicable Option Vesting Date.

SEC source: 0000899243-17-008709 · doc4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,000

F1 · security: Consists of a grant of restricted shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of Hostess Brands, Inc. (the "Company"), subject to time-based vesting. Such restricted shares shall vest in equal or nearly equal installments on each of January 1, 2018, November 4, 2018 and November 4, 2019 (a "Vesting Date"), assuming continued employment through the applicable Vesting Date. Notwithstanding the foregoing, no installment will vest on a Vesting Date if the Company's earnings per share as reported to investors for the fiscal year ending immediately prior to such Vesting Date is not positive.