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person · Reporting owner

Hollis Michael L.

Disclosed activity across 4 companies

Tapewire entity
69628
SEC CIK
0001559864

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Diamondback Energy, Inc.FANG · Entity 1866Director · President and COOSeptember 16, 2019September 18, 2019
HighPeak Energy, Inc.HPK · Entity 4942Director · President and CEOJanuary 09, 2026January 09, 2026
Pure Acquisition Corp.PACQ · Entity 147029Director · PresidentAugust 12, 2020August 12, 2020
VNOM Sub, Inc.VNOM · Entity 15365DirectorNovember 01, 2018November 05, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Diamondback Energy, Inc.

Report date September 16, 2019 · Filed September 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy MBH Investments, Ltd.138,414 Reported balance After 2019-09-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-16 · Sale · Disposed 2,000 · Balance 138,414

F1: These securities are held by MBH Investments, Ltd., which is managed by MBH Financial, LLC, its general partner. Mr. Hollis, his spouse, and the Hollis 2014 Irrevocable Trust hold 100% of the membership interests in MBH Financial, LLC, of which Mr. Hollis is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are held by MBH Investments, Ltd., which is managed by MBH Financial, LLC, its general partner. Mr. Hollis, his spouse, and the Hollis 2014 Irrevocable Trust hold 100% of the membership interests in MBH Financial, LLC, of which Mr. Hollis is the manager.

HighPeak Energy, Inc.

Report date January 09, 2026 · Filed January 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect1,978,312 Reported balance After 2026-01-09 transaction · row 1
1 source row

Row 1 · 2026-01-09 · Grant · Acquired 550,000 · Balance 1,978,312

F1: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy Son1,860 Reported balance Holding disclosure · report date 2026-01-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,860

F2: The reporting person disclaims beneficial ownership of the common stock held by the reporting person's sons (the "Record Holders") except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy Son1,860 Reported balance Holding disclosure · report date 2026-01-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,860

F2: The reporting person disclaims beneficial ownership of the common stock held by the reporting person's sons (the "Record Holders") except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

F2: The reporting person disclaims beneficial ownership of the common stock held by the reporting person's sons (the "Record Holders") except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Pure Acquisition Corp.

Report date August 12, 2020 · Filed August 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Pure Acquisition Corp.SEC Table I · non-derivativeDirect16,802 Reported balance After 2020-08-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-08-12 · Purchase · Acquired 11,802 · Balance 16,802

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.59 to $10.62, inclusive.

F2: On August 5, 2020, the reporting person filed a Form 4 which inadvertently reported shares beneficially owned by the reporting person's sons as being directly owned by the reporting person. The amounts included in column 5 correct the amounts of shares of Class A Common Stock owned directly and indirectly by the reporting person

Pure Acquisition Corp.SEC Table I · non-derivativeIndirectBy Sons200 Reported balance Holding disclosure · report date 2020-08-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 200

F2: On August 5, 2020, the reporting person filed a Form 4 which inadvertently reported shares beneficially owned by the reporting person's sons as being directly owned by the reporting person. The amounts included in column 5 correct the amounts of shares of Class A Common Stock owned directly and indirectly by the reporting person

F3: Represents shares of Class A Common Stock owned by the reporting person's sons.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.59 to $10.62, inclusive.

F2: On August 5, 2020, the reporting person filed a Form 4 which inadvertently reported shares beneficially owned by the reporting person's sons as being directly owned by the reporting person. The amounts included in column 5 correct the amounts of shares of Class A Common Stock owned directly and indirectly by the reporting person

F3: Represents shares of Class A Common Stock owned by the reporting person's sons.

VNOM Sub, Inc.

Report date November 01, 2018 · Filed November 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units representing limited partner interestsSEC Table I · non-derivativeIndirectBy MBH Investments, Ltd.81,461 Reported balance After 2018-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-11-01 · Purchase · Acquired 3,000 · Balance 81,461

F1: These securities are held by MBH Investments, Ltd., which is managed by MBH Financial, LLC, its general partner. Mr. Hollis, his spouse, and the Hollis 2014 Irrevocable Trust hold 100% of the membership interests in MBH Financial, LLC, of which Mr. Hollis is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are held by MBH Investments, Ltd., which is managed by MBH Financial, LLC, its general partner. Mr. Hollis, his spouse, and the Hollis 2014 Irrevocable Trust hold 100% of the membership interests in MBH Financial, LLC, of which Mr. Hollis is the manager.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2033 Filed Nov 18, 2022 18:48 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 9,256 $22.42 $207,519.52
Disclosure

SEC source: 0001437749-22-027788 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,887

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $22.000 to $22.500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
January 09, 2026 Filed Jan 9, 2026 17:14 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantCommon Stock, par value $0.0001 per share 550,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001014 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,978,312

F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

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December 31, 2025 Filed Jan 5, 2026 16:07 UTC HighPeak Energy, Inc. HPK · Entity 4942 Tax withholdingCommon Stock, par value $0.0001 per share 45,253 $4.74 $214,499.22
Disclosure

SEC source: 0001437749-26-000320 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,312

F1 · shares: The reporting person had 115,000 shares of restricted stock that fully vested on December 31, 2025, of which 45,253 shares of common stock were withheld by the Company to satisfy Mr. Hollis's tax withholding obligations, resulting in a net issuance to Mr. Hollis of 69,747 shares of common stock.

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December 11, 2024 Filed Dec 12, 2024 16:04 UTC HighPeak Energy, Inc. HPK · Entity 4942 GiftCommon Stock, par value $0.0001 per share 1,760 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 1,860

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by each Record Holder.

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December 11, 2024 Filed Dec 12, 2024 16:04 UTC HighPeak Energy, Inc. HPK · Entity 4942 GiftCommon Stock, par value $0.0001 per share 1,760 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 1,860

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by each Record Holder.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 16:04 UTC HighPeak Energy, Inc. HPK · Entity 4942 GiftCommon Stock, par value $0.0001 per share 3,520 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,565

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 16:23 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 5,989 $16.64 $99,627.02
Disclosure

SEC source: 0001437749-23-026522 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,085

Read SEC document
September 19, 2023 Filed Sep 21, 2023 16:23 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 3,840 $16.33 $62,688.00
Disclosure

SEC source: 0001437749-23-026522 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471,096

Read SEC document
July 21, 2023 Filed Jul 21, 2023 16:24 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $10.50 $0.00
Disclosure

SEC source: 0001437749-23-020448 · rdgdoc.xml · derivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock, par value $0.0001 per share · 400,000 shares

Expires 2026-10-31

F2 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026.

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July 19, 2023 Filed Jul 21, 2023 16:24 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 1,142,542 $10.50 $11,996,691.00
Disclosure

SEC source: 0001437749-23-020448 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,467,256

F1 · price: Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter.

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December 07, 2022 Filed Dec 7, 2022 18:30 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 1,825 $21.73 $39,657.25
Disclosure

SEC source: 0001437749-22-028682 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,714

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $21.470 to $21.840, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 18:30 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 30,000 $21.99 $659,820.00
Disclosure

SEC source: 0001437749-22-028682 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,889

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $21.590 to $22.250, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 19:20 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 800 $22.48 $17,982.40
Disclosure

SEC source: 0001437749-22-027935 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,889

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $22.405 to $22.500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 19:20 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 42,202 $21.95 $926,460.51
Disclosure

SEC source: 0001437749-22-027935 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $21.450 to $22.410, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 18:48 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 3,598 $22.46 $80,803.88
Disclosure

SEC source: 0001437749-22-027788 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,033

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $22.330 to $22.500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 23, 2022 Filed Sep 23, 2022 16:05 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 3,500 $20.21 $70,717.50
Disclosure

SEC source: 0001437749-22-022977 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,033

Read SEC document
September 02, 2022 Filed Sep 6, 2022 07:39 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantCommon Stock, par value $0.0001 per share 16,197 $21.61 $350,017.17
Disclosure

SEC source: 0001437749-22-021857 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,533

F1 · balance_after: On September 2, 2022, the Reporting Person purchased shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"), pursuant to a subscription agreement by and between the Reporting Person and the Issuer, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Issuer's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

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August 22, 2022 Filed Aug 24, 2022 16:07 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantCommon Stock, par value $0.0001 per share 30,079 $21.61 $650,007.19
Disclosure

SEC source: 0001437749-22-021263 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,336

F1 · balance_after: On August 22, 2022, the Reporting Person purchased shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"), pursuant to a subscription agreement by and between the Reporting Person and the Issuer, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Issuer's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

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August 15, 2022 Filed Aug 15, 2022 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantEmployee Stock Option (right to buy) · Derivative 104,700 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001437749-22-020615 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,700

Underlying: Common Stock, par value $0.0001 per share · 104,700 shares

Expires 2032-08-13

F1 · derivative.exercise_date: The option was fully vested as of the date of grant.

Read SEC document
May 04, 2022 Filed May 4, 2022 19:21 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantEmployee Stock Option (right to buy) · Derivative 121,500 $0.00 Strike: $29.67 $0.00
Disclosure

SEC source: 0001437749-22-010934 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Underlying: Common Stock, par value $0.0001 per share · 121,500 shares

Expires 2032-05-03

F1 · derivative.exercise_date: The option was fully vested as of the date of grant.

F2 · balance_after: This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings.

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March 21, 2022 Filed Mar 21, 2022 21:50 UTC HighPeak Energy, Inc. HPK · Entity 4942 SaleContingent Value Rights · Derivative 46 $0.45 $20.68
Disclosure

SEC source: 0001437749-22-006863 · rdgdoc.xml · derivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756

Underlying: Common Stock, par value $0.0001 per share · 97 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F5 · kind: The Reporting Person's sale of Contingent Value Rights reported herein was matchable under Section 16(b) of the Securities Act of 1934, as amended. The Reporting Person has agreed to pay the Issuer, upon settlement of the sale, the full amount of profit realized in connection with the short-swing transaction, less transaction costs.

F3 · price: The price reported in Column 8 is the price received in a single sale transaction of contingent value rights.

F1 · derivative.exercise_date: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · derivative.expiration_date: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · derivative.underlying_shares: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · balance_after: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

Read SEC document
March 17, 2022 Filed Mar 21, 2022 21:50 UTC HighPeak Energy, Inc. HPK · Entity 4942 SaleContingent Value Rights · Derivative 15,000 $0.25 $3,750.00
Disclosure

SEC source: 0001437749-22-006863 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,802

Underlying: Common Stock, par value $0.0001 per share · 31,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F5 · kind: The Reporting Person's sale of Contingent Value Rights reported herein was matchable under Section 16(b) of the Securities Act of 1934, as amended. The Reporting Person has agreed to pay the Issuer, upon settlement of the sale, the full amount of profit realized in connection with the short-swing transaction, less transaction costs.

F2 · price: The price reported in Column 8 is the price received in a single sale transaction of contingent value rights.

F1 · derivative.exercise_date: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · derivative.expiration_date: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · derivative.underlying_shares: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

F1 · balance_after: Pursuant to the Contingent Value Rights Agreement, dated August 21, 2020 (the "CVR Agreement"), by and among (i) HighPeak Energy, Inc. (the "Issuer"), (ii) HighPeak Energy, LP, (iii) HighPeak Energy II, LP, (iv) HighPeak Pure Acquisition, LLC and (v) Continental Stock Transfer & Trust Company, as rights agent, entered into in connection with the Transaction, each CVR entitles Qualifying CVR Holders (as defined in the CVR Agreement) to receive, in certain circumstances, additional shares of common stock (or, in limited circumstances, such other form as is provided for in the CVR Agreement), if necessary, to satisfy a 10% preferred simple annual return (based on a $10.00 per share price at the closing of the Transaction), subject to a floor downside per-share price of $4.00, for certain qualifying holders as of the CVR Maturity Date (as defined in the CVR Agreement).

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December 06, 2021 Filed Dec 7, 2021 17:29 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 130 $4.50 Strike: $11.50 $585.00
Disclosure

SEC source: 0001437749-21-028023 · rdgdoc.xml · derivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,051

Underlying: Common Stock, par value $0.0001 per share · 130 shares

Expires 2025-08-21

F2 · price: These warrants were purchased in multiple transactions at a price of $4.50 per warrant.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 17:29 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 3,000 $4.45 Strike: $11.50 $13,350.00
Disclosure

SEC source: 0001437749-21-028023 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,921

Underlying: Common Stock, par value $0.0001 per share · 3,000 shares

Expires 2025-08-21

F1 · price: These warrants were purchased in multiple transactions at a price of $4.45 per warrant.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 3,403 $4.49 Strike: $11.50 $15,279.47
Disclosure

SEC source: 0001437749-21-027741 · rdgdoc.xml · derivative · entry 5

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,921

Underlying: Common Stock, par value $0.0001 per share · 3,403 shares

Expires 2025-08-21

F5 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.44 to $4.50, inclusive.

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December 02, 2021 Filed Dec 2, 2021 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 2,200 $13.17 $28,974.00
Disclosure

SEC source: 0001437749-21-027741 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,257

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $13.13 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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December 01, 2021 Filed Dec 2, 2021 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 1,846 $4.50 Strike: $11.50 $8,307.00
Disclosure

SEC source: 0001437749-21-027741 · rdgdoc.xml · derivative · entry 4

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,518

Underlying: Common Stock, par value $0.0001 per share · 1,846 shares

Expires 2025-08-21

F4 · price: These warrants were purchased in multiple transactions at a price of $4.50 per warrant.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 2,538 $4.45 Strike: $11.50 $11,294.10
Disclosure

SEC source: 0001437749-21-027741 · rdgdoc.xml · derivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,672

Underlying: Common Stock, par value $0.0001 per share · 2,538 shares

Expires 2025-08-21

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.42 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.

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November 30, 2021 Filed Dec 2, 2021 19:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 2,801 $13.25 $37,113.25
Disclosure

SEC source: 0001437749-21-027741 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,057

F1 · price: These shares of common stock were purchased in multiple transactions at a price of $13.25 per share.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 20:26 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseWarrants (right to buy) · Derivative 366 $4.45 Strike: $11.50 $1,628.70
Disclosure

SEC source: 0001437749-21-027414 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,134

Underlying: Common Stock, par value $0.0001 per share · 366 shares

Expires 2025-08-21

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.45 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 04, 2021 Filed Nov 8, 2021 16:17 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $14.36 $0.00
Disclosure

SEC source: 0001437749-21-025705 · rdgdoc.xml · derivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,000

Underlying: Common Stock, par value $0.0001 per share · 35,000 shares

Expires 2031-11-03

F1 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant.

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November 04, 2021 Filed Nov 8, 2021 16:17 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantCommon Stock, par value $0.0001 per share 115,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-025705 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,256

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:03 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseCommon Stock, par value $0.0001 per share 45,454 $10.00 $454,540.00
Disclosure

SEC source: 0001437749-21-024153 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,256

F1 · shares: The Reporting Person purchased the shares of common stock reported hereby from the underwriters in an underwritten public offering conducted by the Issuer pursuant to an underwriting agreement, dated October 20, 2021, between the Issuer and the representative of the several underwriters. Each share of common stock was sold by the underwriters at a price of $10.00 per share.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 SaleWarrants · Derivative 5,000 $4.77 Strike: $11.50 $23,850.00
Disclosure

SEC source: 0001437749-21-000313 · rdgdoc.xml · derivative · entry 7

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,768

Underlying: Common Stock, par value $0.0001 per share · 5,000 shares

Expires 2025-08-21

F5 · kind: The Reporting Person's sale of HPK warrants reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 5,000 shares of common stock, with the following transactions: (i) the Reporting Person's purchase of 188 HPK Warrants at a price of $1.06 per share on August 28, 2020, (ii) the Reporting Person's purchase of 962 HPK warrants at a price of $1.24 per share on August 31, 2020, (iii) the Reporting Person's purchase of 100 HPK Warrants at a price of $1.13 per share on August 31, 2020, and (iv) the Reporting Person's purchase of 3,750 HPK warrants at a weighted average price of $1.18 per share on September 1, 2020. The Reporting Person has agreed to pay the Issuer, upon settlement of the sale, $17,942.84, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

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January 04, 2021 Filed Jan 6, 2021 21:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001437749-21-000313 · rdgdoc.xml · derivative · entry 6

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,000

Underlying: Common Stock, par value $0.0001 per share · 35,000 shares

Expires 2030-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted options pursuant to Rule 16b-3 to purchase a total of 1,250,000 shares on August 24, 2020 (the "date of grant"), vesting in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 SaleCommon Stock, par value $0.0001 per share 5,000 $16.46 $82,300.00
Disclosure

SEC source: 0001437749-21-000313 · rdgdoc.xml · nonDerivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

F2 · kind: The Reporting Person's sale of common stock of the Issuer reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 3,386 shares of common stock, with the Reporting Person's purchase of 3,386 warrants of the Issuer (the "HPK warrants") at a price of $1.24 per share on August 31, 2020. The Reporting Person has agreed to pay the Issuer, upon settlement of the sale, $12,731.36, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 SaleCommon Stock, par value $0.0001 per share 35,000 $16.20 $567,000.00
Disclosure

SEC source: 0001437749-21-000313 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,802

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.82 to $16.36, inclusive. The Reporting Person undertakes to provide to HighPeak Energy, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock, par value $0.001 per share of the Issuer ("common stock") sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:12 UTC HighPeak Energy, Inc. HPK · Entity 4942 Exercise / conversionCommon Stock, par value $0.0001 per share 35,000 $10.00 $350,000.00
Disclosure

SEC source: 0001437749-21-000313 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 1, 2020 18:46 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseHighPeak Energy, Inc. Warrant · Derivative 3,750 $1.18 Strike: $11.50 $4,425.00
Disclosure

SEC source: 0001437749-20-019149 · rdgdoc.xml · derivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,768

Underlying: Common Stock, par value $0.0001 per share · 3,750 shares

Expires 2025-08-21

F2 · price: The price in column 8 is a weighted average price. The warrants were purchased in multiple transactions at prices ranging from $1.10 to $1.21, inclusive.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 18:46 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseHighPeak Energy, Inc. Warrant · Derivative 4,448 $1.24 Strike: $11.50 $5,515.52
Disclosure

SEC source: 0001437749-20-019149 · rdgdoc.xml · derivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,018

Underlying: Common Stock, par value $0.0001 per share · 4,448 shares

Expires 2025-08-21

F1 · price: The price in column 8 is a weighted average price. The warrants were purchased in multiple transactions at prices ranging from $1.13 to $1.24, inclusive

Read SEC document
August 28, 2020 Filed Sep 1, 2020 18:46 UTC HighPeak Energy, Inc. HPK · Entity 4942 PurchaseHighPeak Energy, Inc. Warrant · Derivative 188 $1.06 Strike: $11.50 $199.28
Disclosure

SEC source: 0001437749-20-019149 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,570

Underlying: Common Stock, par value $0.0001 per share · 188 shares

Expires 2025-08-21

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:56 UTC HighPeak Energy, Inc. HPK · Entity 4942 GrantEmployee Stock Option (right to buy) · Derivative 1,250,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001437749-20-018783 · rdgdoc.xml · derivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock, par value $0.0001 per share · 1,250,000 shares

Expires 2030-08-23

F1 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant.

Read SEC document
August 12, 2020 Filed Aug 12, 2020 19:33 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. 11,802 $10.61 $125,266.43
Disclosure

SEC source: 0001437749-20-017706 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,802

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.59 to $10.62, inclusive.

F2 · balance_after: On August 5, 2020, the reporting person filed a Form 4 which inadvertently reported shares beneficially owned by the reporting person's sons as being directly owned by the reporting person. The amounts included in column 5 correct the amounts of shares of Class A Common Stock owned directly and indirectly by the reporting person

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July 28, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. 1,115 $10.63 $11,852.45
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · nonDerivative · entry 6

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Read SEC document
July 27, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. 1,885 $10.69 $20,150.65
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · nonDerivative · entry 5

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.67 to $10.73, inclusive.

Read SEC document
July 21, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. Warrant · Derivative 200 $1.41 Strike: $11.50 $282.00
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · derivative · entry 10

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580

Underlying: Class A Common Stock · 200 shares

Expires not disclosed

F4 · derivative.exercise_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

F4 · derivative.expiration_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

Read SEC document
July 09, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. Warrant · Derivative 381 $1.26 Strike: $11.50 $480.06
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · derivative · entry 9

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Class A Common Stock · 381 shares

Expires not disclosed

F4 · derivative.exercise_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

F4 · derivative.expiration_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

Read SEC document
July 08, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. Warrant · Derivative 499 $1.35 Strike: $11.50 $673.65
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · derivative · entry 8

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,999

Underlying: Class A Common Stock · 499 shares

Expires not disclosed

F4 · derivative.exercise_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

F4 · derivative.expiration_date: The Warrants may be exercised during the period (a) commencing thirty (30) days after the completion of the issuer's initial business combination and (b) expiring on the fifth anniversary of the issuer's initial business combination, or earlier upon redemption or liquidation.

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July 08, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 PurchasePure Acquisition Corp. 1,500 $10.54 $15,810.00
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · nonDerivative · entry 4

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.51 to $10.55, inclusive.

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July 06, 2020 Filed Aug 5, 2020 21:44 UTC Pure Acquisition Corp. PACQ · Entity 147029 GiftPure Acquisition Corp. 100 $10.56 $1,056.00
Disclosure

SEC source: 0001437749-20-016729 · rdgdoc.xml · nonDerivative · entry 3

Hollis Michael L. · CIK 0001559864 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 700

F3 · kind: This transaction involved gifts of securities by the reporting person to his daughter and son, who share reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter and son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's or son's shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.