Pushis Glenn

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 9

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,008

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 8

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,861

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 7

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,714

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 6

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,567

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 5

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,523

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 4

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,479

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,435

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,393

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000002 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,041

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-25-000052 · form4.xml · nonDerivative · entry 4

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,178

F4 · shares: Represents disposition to issuer to cover taxes payable upon issuance of restricted shares required to be issued to reporting person by reason of his age, in advance of the otherwise applicable second year of the two-year vesting requirement of previously issued restricted stock units; subject however, to an additional one-year holding period.

SEC source: 0001022671-25-000052 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,337

F3 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-25-000052 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,542

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

SEC source: 0001022671-25-000052 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,691

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

SEC source: 0001022671-25-000004 · form4.xml · derivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,284 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001022671-25-000004 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,350

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

SEC source: 0001022671-25-000004 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

SEC source: 0001062993-25-005436 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,350

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-25-005436 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,390

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's 2023 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-25-003415 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,711

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003415 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,371

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003415 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,015

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003294 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,974

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 02/20/2027, 1/3 on 02/20/2028 and the final 1/3 on 02/20/2029, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-25-002151 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,140

F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.39 to $134.83, inclusive. The reporting person undertakes to provide to Steel Dynamics, Inc., any securityholder of Steel Dynamics, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001062993-24-019558 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,789

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-019558 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,056

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-24-017794 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,693

SEC source: 0001062993-24-017794 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,020

SEC source: 0001062993-24-017794 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,987

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 7,750 shares of Steel Dynamics, Inc. common stock to his ex-spouse pursuant to a domestic relations order.

SEC source: 0001062993-24-006487 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,384

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-24-006487 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,331

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's 2023 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-24-004407 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,079

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-004407 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,740

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-004407 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,386

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2026, 1/3 on 2/22/2027 and the final 1/3 on 2/22/2028, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-24-001726 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,849

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

SEC source: 0001062993-23-022840 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,407

SEC source: 0001062993-23-021572 · form4.xml · derivative · entry 6

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,284

Underlying: Common Stock · 5,629 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-23-021572 · form4.xml · derivative · entry 5

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,269 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-23-021572 · form4.xml · nonDerivative · entry 4

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,520

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee compromised soley of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3e.

SEC source: 0001062993-23-021572 · form4.xml · nonDerivative · entry 3

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee compromised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

SEC source: 0001062993-23-021572 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,520

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee compromised soley of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3e.

F2 · shares: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee compromised soley of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3e.

SEC source: 0001062993-23-021572 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee compromised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

F1 · shares: Deemed acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee compromised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

SEC source: 0001062993-23-021269 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,520

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-23-021269 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,923

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-23-006920 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,456

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-23-006920 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,704

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-23-005063 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-23-004764 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,419

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-23-001908 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,867

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

SEC source: 0001062993-22-022619 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,431

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-22-022619 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,473

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.