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Chang William H

Disclosed activity across 2 companies

Tapewire entity
69228
SEC CIK
0001594408

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ensysce Biosciences, Inc.ENSC · Entity 8108Director · 10% ownerJune 23, 2022June 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ensysce Biosciences, Inc.

Report date June 23, 2022 · Filed June 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2032-06-23Direct35,000 Reported balance After 2022-06-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-23 · Grant · Acquired 15,000 · Balance 35,000

F1: On June 23, 2022, Mr. Chang was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

Common StockSEC Table I · non-derivativeDirect353,451 Reported balance Holding disclosure · report date 2022-06-23 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 353,451

Common StockSEC Table I · non-derivativeIndirectBy Trust2,242,189 Reported balance Holding disclosure · report date 2022-06-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,242,189

Filing footnotes · ownership attribution and instrument terms

F1: On June 23, 2022, Mr. Chang was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Semler Scientific, Inc.

Report date January 16, 2026 · Filed January 16, 2026

Section 16 reporting ended · disclosed 2026-01-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-01-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-01-16 · Disposition to issuer · Disposed 428,682 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F3: Shares are held by W&D Chang Family Trust.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-01-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-01-16 · Disposition to issuer · Disposed 154,074 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F4: Shares are held in six grantor retained annuity trusts.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-01-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-01-16 · Disposition to issuer · Disposed 241,508 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F5: Shares are held by Chang 2020 GP LP.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.78 · Expires 2036-01-02Direct0 Reported balance After 2026-01-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-16 · Disposition to issuer · Acquired 4,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.16 · Expires 2035-05-02Direct0 Reported balance After 2026-01-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-16 · Disposition to issuer · Acquired 3,560 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.16 · Expires 2027-05-28Direct0 Reported balance After 2026-01-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-16 · Disposition to issuer · Acquired 500 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.94 · Expires 2035-01-06Direct0 Reported balance After 2026-01-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-16 · Disposition to issuer · Acquired 7,125 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.94 · Expires 2027-01-29Direct0 Reported balance After 2026-01-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-16 · Disposition to issuer · Acquired 1,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.32 · Expires 2026-05-24Direct0 Reported balance After 2026-01-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-16 · Disposition to issuer · Acquired 27,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F3: Shares are held by W&D Chang Family Trust.

F4: Shares are held in six grantor retained annuity trusts.

F5: Shares are held by Chang 2020 GP LP.

F6: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio, and the vesting of the unvested portion of the converted option immediately accelerated as of the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 171,618 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 7

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,953

F3 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.

Read SEC document
October 09, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 59,046 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 6

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,571

F3 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.

Read SEC document
October 09, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 29,523 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 5

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,376

F2 · ownership.direct: Shares are held in six GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
October 09, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 29,523 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 4

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,376

F1 · ownership.direct: Shares are held in six GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
October 09, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 59,046 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 6

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,571

F3 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.

Read SEC document
October 09, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 29,523 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 5

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,376

F2 · ownership.direct: Shares are held in six GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
October 09, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 29,523 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 4

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,376

F1 · ownership.direct: Shares are held in six GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 140,202 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 3

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,525

F3 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.

Read SEC document
September 03, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 70,101 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,899

F2 · ownership.direct: Shares are held in six GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2020 Filed Feb 16, 2021 17:12 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 70,101 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024373 · tm216980-1_5seq1.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,899

F1 · ownership.direct: Shares are held in six GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 140,202 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 3

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,525

F3 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.

Read SEC document
September 03, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 70,101 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,899

F2 · ownership.direct: Shares are held in six GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2020 Filed Mar 31, 2021 17:06 UTC Amendment Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 70,101 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-044855 · tm216980-1_5aseq1.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Chang 2020 GP LLC · CIK 0001847364 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,899

F1 · ownership.direct: Shares are held in six GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 18:19 UTC Semler Scientific, Inc. SMLR · Entity 69227 SaleCommon Stock 1,000 $50.00 $50,000.00
Disclosure

SEC source: 0001104659-20-007246 · tm205960d1_form4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,323

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

Read SEC document
January 22, 2020 Filed Jan 23, 2020 19:42 UTC Semler Scientific, Inc. SMLR · Entity 69227 SaleCommon Stock 5,451 $50.04 $272,765.86
Disclosure

SEC source: 0001104659-20-006405 · tm205637-1_4.xml · nonDerivative · entry 3

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,323

F3 · price: Represents a weighted average sale price. The shares were sold at prices ranging from $50.00 to $50.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

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January 21, 2020 Filed Jan 23, 2020 19:42 UTC Semler Scientific, Inc. SMLR · Entity 69227 SaleCommon Stock 6,360 $50.19 $319,237.02
Disclosure

SEC source: 0001104659-20-006405 · tm205637-1_4.xml · nonDerivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,774

F2 · price: Represents a weighted average sale price. The shares were sold at prices ranging from $50.00 to $51.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

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January 17, 2020 Filed Jan 23, 2020 19:42 UTC Semler Scientific, Inc. SMLR · Entity 69227 SaleCommon Stock 6,000 $50.00 $300,000.00
Disclosure

SEC source: 0001104659-20-006405 · tm205637-1_4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,134

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

Read SEC document
October 09, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 6

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F5 · ownership.direct: On October 9, 2019 the Trust contributed an aggregate 300,000 shares of the Issuer's common stock to six separate GRATS, 50,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares.

F7 · ownership.direct: Shares are held in three GRATs (separate from those referenced in footnote 4), for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
October 09, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 5

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F5 · ownership.direct: On October 9, 2019 the Trust contributed an aggregate 300,000 shares of the Issuer's common stock to six separate GRATS, 50,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares.

F6 · ownership.direct: Shares are held in three GRATs (separate from those referenced in footnote 3), for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
October 09, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 4

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,134

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

F5 · ownership.direct: On October 9, 2019 the Trust contributed an aggregate 300,000 shares of the Issuer's common stock to six separate GRATS, 50,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares.

Read SEC document
September 03, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 3

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F2 · ownership.direct: On September 3, 2019 the Trust contributed an aggregate 600,000 shares of the Issuer's common stock to six separate grantor retained annuity trusts ("GRATS"), 100,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares.

F4 · ownership.direct: Shares are held in three GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F2 · ownership.direct: On September 3, 2019 the Trust contributed an aggregate 600,000 shares of the Issuer's common stock to six separate grantor retained annuity trusts ("GRATS"), 100,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares.

F3 · ownership.direct: Shares are held in three GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

Read SEC document
September 03, 2019 Filed Nov 14, 2019 16:03 UTC Semler Scientific, Inc. SMLR · Entity 69227 GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064159 · tm1922878-1_4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Chang Diana Shon · CIK 0001793712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,134

F1 · ownership.direct: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

F2 · ownership.direct: On September 3, 2019 the Trust contributed an aggregate 600,000 shares of the Issuer's common stock to six separate grantor retained annuity trusts ("GRATS"), 100,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares.

Read SEC document
May 06, 2019 Filed May 7, 2019 00:04 UTC Semler Scientific, Inc. SMLR · Entity 69227 SaleCommon Stock 89,285 $44.00 $3,928,540.00
Disclosure

SEC source: 0001144204-19-023983 · tv520826_4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,134

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:20 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock Warrant (Right to Buy) · Derivative 134,616 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001571049-18-000496 · tv504066_4.xml · derivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 134,616 shares

Expires 2022-01-21

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:20 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock 134,616 $2.60 $350,001.60
Disclosure

SEC source: 0001571049-18-000496 · tv504066_4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,419

Read SEC document
April 20, 2018 Filed Jun 7, 2018 21:28 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock 23,975 $8.34 $199,951.50
Disclosure

SEC source: 0001571049-18-000335 · tv496049_4.xml · nonDerivative · entry 3

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,803

Read SEC document
April 20, 2018 Filed Jun 7, 2018 21:28 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock 23,975 $8.34 $199,951.50
Disclosure

SEC source: 0001571049-18-000335 · tv496049_4.xml · nonDerivative · entry 2

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,828

Read SEC document
April 20, 2018 Filed Jun 7, 2018 21:28 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock 23,975 $8.34 $199,951.50
Disclosure

SEC source: 0001571049-18-000335 · tv496049_4.xml · nonDerivative · entry 1

William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 · CIK 0001742975 · 10% owner

Chang William H · CIK 0001594408 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,853

Read SEC document
December 07, 2017 Filed Mar 1, 2018 21:40 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock Warrant (right to buy) · Derivative 114,286 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001144204-18-012275 · tv487445_4.xml · derivative · entry 4

Chang William H · CIK 0001594408 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chang Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 114,286 shares

Expires 2018-01-21

Read SEC document
December 07, 2017 Filed Mar 1, 2018 21:40 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock Warrant (right to buy) · Derivative 114,286 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001144204-18-012275 · tv487445_4.xml · derivative · entry 3

Chang William H · CIK 0001594408 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chang Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 114,286 shares

Expires 2018-01-15

Read SEC document
December 07, 2017 Filed Mar 1, 2018 21:40 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock 114,286 $1.75 $200,000.50
Disclosure

SEC source: 0001144204-18-012275 · tv487445_4.xml · nonDerivative · entry 2

Chang William H · CIK 0001594408 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chang Family Trust

Disclosed balance after: 1,193,878

Read SEC document
December 07, 2017 Filed Mar 1, 2018 21:40 UTC Semler Scientific, Inc. SMLR · Entity 69227 OtherCommon Stock 114,286 $1.75 $200,000.50
Disclosure

SEC source: 0001144204-18-012275 · tv487445_4.xml · nonDerivative · entry 1

Chang William H · CIK 0001594408 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chang Family Trust

Disclosed balance after: 1,079,592

Read SEC document
May 02, 2017 Filed May 4, 2017 20:18 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock Warrant (right to buy) · Derivative 134,616 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001571049-17-004462 · t1701344_x1-chang.xml · derivative · entry 1

Chang William H · CIK 0001594408 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chang Family Trust

Disclosed balance after: 134,616

Underlying: Common Stock · 134,616 shares

Expires 2022-01-21

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.