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Coe Pamela L

Disclosed activity across 3 companies

Tapewire entity
69026
SEC CIK
0001562334

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LUNA INNOVATIONS INCLUNA · Entity 84494DirectorDecember 20, 2024December 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LUNA INNOVATIONS INC

Report date December 20, 2024 · Filed December 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,372 Reported balance After 2024-12-20 transaction · row 1
1 source row

Row 1 · 2024-12-20 · Exercise / conversion · Acquired 13,372 · Balance 13,372

Stock UnitsSEC Table II · derivative / convertible securityDirect26,744 Reported balance After 2024-12-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-20 · Exercise / conversion · Disposed 13,372 · Balance 26,744

F1: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2: The stock units are fully vested and were settled in shares of the Issuer's common stock on December 20, 2024 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2: The stock units are fully vested and were settled in shares of the Issuer's common stock on December 20, 2024 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Expedia Group, Inc.

Report date July 26, 2019 · Filed July 30, 2019

Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,577 Ending reported balance After 2019-07-26 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-07-26 · Exercise / conversion · Acquired 2,173 · Balance 8,615

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Row 2 · 2019-07-26 · Exercise / conversion · Acquired 1,377 · Balance 9,992

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Row 3 · 2019-07-26 · Grant · Acquired 1,005 · Balance 10,997

F2: Pursuant to the Merger Agreement, 2,793 shares of Series A common stock, par value S0.01 per share, of Liberty Expedia ("Liberty Expedia Series A Common Stock") held by the reporting person were converted into the right to receive in the aggregate 1,005 shares of Expedia Group common stock.

Row 4 · 2019-07-26 · Exercise / conversion · Acquired 580 · Balance 11,577

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-06-01Direct0 Reported balance After 2019-07-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-26 · Exercise / conversion · Disposed 580 · Balance 0

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-01Direct0 Reported balance After 2019-07-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-26 · Exercise / conversion · Disposed 1,377 · Balance 0

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-06-01Direct0 Reported balance After 2019-07-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-26 · Exercise / conversion · Disposed 2,173 · Balance 0

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

F2: Pursuant to the Merger Agreement, 2,793 shares of Series A common stock, par value S0.01 per share, of Liberty Expedia ("Liberty Expedia Series A Common Stock") held by the reporting person were converted into the right to receive in the aggregate 1,005 shares of Expedia Group common stock.

Frontier Communications Parent, Inc.

Report date January 20, 2026 · Filed January 22, 2026

Section 16 reporting ended · disclosed 2026-01-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-01-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-20 · Disposition to issuer · Disposed 20,378 · Balance 21,664

F1: In connection with the terms of the Agreement and Plan of Merger, dated September 4, 2024 (the "Merger Agreement"), by and among the Issuer, Verizon Communications Inc. ("Parent"), France Merger Sub Inc., a wholly owned Subsidiary of Parent ("Merger Sub"), in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent upon the consummation of the merger on January 20, 2026 (the "Effective Time").

F2: At the Effective Time, each outstanding share of Issuer common stock ("Share") was automatically converted into the right to receive an amount in cash equal to $38.50 per share, without interest.

Row 2 · 2026-01-20 · Disposition to issuer · Disposed 21,664 · Balance 0

F3: Represents each outstanding restricted stock unit ("RSU") which, at the Effective Time, vested and was canceled, with the holder thereof entitled to receive an amount in cash equal to the number of Shares underlying such RSUs multiplied by $38.50.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the terms of the Agreement and Plan of Merger, dated September 4, 2024 (the "Merger Agreement"), by and among the Issuer, Verizon Communications Inc. ("Parent"), France Merger Sub Inc., a wholly owned Subsidiary of Parent ("Merger Sub"), in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent upon the consummation of the merger on January 20, 2026 (the "Effective Time").

F2: At the Effective Time, each outstanding share of Issuer common stock ("Share") was automatically converted into the right to receive an amount in cash equal to $38.50 per share, without interest.

F3: Represents each outstanding restricted stock unit ("RSU") which, at the Effective Time, vested and was canceled, with the holder thereof entitled to receive an amount in cash equal to the number of Shares underlying such RSUs multiplied by $38.50.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2026 Filed Jan 22, 2026 16:01 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 Disposition to issuerCommon Stock 21,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-002041 · form4.xml · nonDerivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents each outstanding restricted stock unit ("RSU") which, at the Effective Time, vested and was canceled, with the holder thereof entitled to receive an amount in cash equal to the number of Shares underlying such RSUs multiplied by $38.50.

Read SEC document
January 20, 2026 Filed Jan 22, 2026 16:01 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 Disposition to issuerCommon Stock 20,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-002041 · form4.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,664

F1 · shares: In connection with the terms of the Agreement and Plan of Merger, dated September 4, 2024 (the "Merger Agreement"), by and among the Issuer, Verizon Communications Inc. ("Parent"), France Merger Sub Inc., a wholly owned Subsidiary of Parent ("Merger Sub"), in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent upon the consummation of the merger on January 20, 2026 (the "Effective Time").

F2 · price: At the Effective Time, each outstanding share of Issuer common stock ("Share") was automatically converted into the right to receive an amount in cash equal to $38.50 per share, without interest.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 21:00 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 GrantCommon Stock 4,846 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-081317 · ownership.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,042

F1 · shares: Restricted stock units granted under the Registrant's 2024 Management Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock subject to the applicable vesting and settlement conditions.

Read SEC document
December 20, 2024 Filed Dec 26, 2024 17:52 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 Exercise / conversionStock Units · Derivative 13,372 $0.00 $0.00
Disclosure

SEC source: 0001239819-24-000129 · wk-form4_1735253564.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,744

Underlying: Common Stock · 13,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units are fully vested and were settled in shares of the Issuer's common stock on December 20, 2024 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The stock units are fully vested and were settled in shares of the Issuer's common stock on December 20, 2024 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 20, 2024 Filed Dec 26, 2024 17:52 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 Exercise / conversionCommon Stock 13,372 $0.00 $0.00
Disclosure

SEC source: 0001239819-24-000129 · wk-form4_1735253564.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 21:30 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 18,313.95 $0.00 $0.00
Disclosure

SEC source: 0001239819-24-000082 · wk-form4_1719883851.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,429.59

Underlying: Common Stock · 18,313.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $63,000 divided by $3.44, the closing price of the issuer's stock on the Nasdaq Capital Market on June 27, 2024, the date of grant.

F3 · derivative.exercise_date: The stock units vest upon the one year anniversary of the grant date, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

F3 · derivative.expiration_date: The stock units vest upon the one year anniversary of the grant date, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 21:00 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 GrantCommon Stock 6,795 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068248 · ownership.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,196

F1 · shares: Restricted stock units granted under the Registrant's 2024 Management Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock ("Common Stock") subject to the applicable vesting and settlement conditions.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:55 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 212.59 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000112 · wk-form4_1696366499.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,115.64

Underlying: Common Stock · 212.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:55 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 212.59 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000112 · wk-form4_1696366499.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,903.05

Underlying: Common Stock · 212.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:55 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,785.71 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000112 · wk-form4_1696366499.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,690.46

Underlying: Common Stock · 1,785.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $10,500.00 divided by $5.88, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:16 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 138.12 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000096 · wf-form4_168859175360929.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,904.75

Underlying: Common Stock · 138.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $9.05, the closing price of issuer's common stock on the Nasdaq Capital Market on July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:16 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 138.12 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000096 · wf-form4_168859175360929.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,766.63

Underlying: Common Stock · 138.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $9.05, the closing price of issuer's common stock on the Nasdaq Capital Market on July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:16 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,160.22 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000096 · wf-form4_168859175360929.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,628.51

Underlying: Common Stock · 1,160.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $10,500.00 divided by $9.05, the closing price of the issuer's common stock on the Nasdaq Capital Market July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 19:57 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 GrantCommon Stock 10,023 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025830 · ownership.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,401

F1 · shares: Restricted stock units granted under the Registrant's 2021 Management Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock ("Common Stock") subject to the applicable vesting and settlement conditions. The reporting person has elected to defer the receipt of Common Stock upon vesting of these restricted stock units until the earlier to occur of a separation from service with the Registrant or a change of control, pursuant to the terms of the Registrant's Non-Employee Directors Deferred Compensation Plan.

F2 · balance_after: Includes 10,023 restricted stock units for which the reporting person has elected to defer the receipt of shares of Common Stock upon vesting until the earlier to occur of a separation from service with the Registrant or a change of control, pursuant to the terms of the Registrant's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:18 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 7,102 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000080 · wf-form4_168513227624167.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,468.29

Underlying: Common Stock · 7,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $63,000 divided by $8.87, the closing price of the issuer's stock on the Nasdaq Capital Market on May 24, 2023, the date of grant.

F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

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April 03, 2023 Filed Apr 4, 2023 18:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 176.55 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000059 · wf-form4_168064816887285.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,366.29

Underlying: Common Stock · 176.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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April 03, 2023 Filed Apr 4, 2023 18:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 176.55 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000059 · wf-form4_168064816887285.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,189.74

Underlying: Common Stock · 176.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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April 03, 2023 Filed Apr 4, 2023 18:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,483.05 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000059 · wf-form4_168064816887285.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,013.19

Underlying: Common Stock · 1,483.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $10,500.00 divided by $7.08, the closing price of the issuer's common stock on the Nasdaq Capital Market April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2023 Filed Jan 4, 2023 17:17 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 139.04 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000009 · wf-form4_167287063247199.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,530.14

Underlying: Common Stock · 139.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2023 Filed Jan 4, 2023 17:17 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 139.04 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000009 · wf-form4_167287063247199.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,391.1

Underlying: Common Stock · 139.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:17 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,167.96 $0.00 $0.00
Disclosure

SEC source: 0001239819-23-000009 · wf-form4_167287063247199.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,252.06

Underlying: Common Stock · 1,167.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $10,500.00 divided by $8.99, the closing price of the issuer's common stock on the Nasdaq Capital Market January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:21 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 274.12 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000112 · wf-form4_166491845897348.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,084.1

Underlying: Common Stock · 274.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:21 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 274.12 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000112 · wf-form4_166491845897348.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809.98

Underlying: Common Stock · 274.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:21 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 2,302.63 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000112 · wf-form4_166491845897348.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,535.86

Underlying: Common Stock · 2,302.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $10,500.00 divided by $4.56, the closing price of the issuer's common stock on the Nasdaq Capital Market October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:07 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 224.82 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000096 · wf-form4_165705520639387.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,233.23

Underlying: Common Stock · 224.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:07 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 224.82 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000096 · wf-form4_165705520639387.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,008.41

Underlying: Common Stock · 224.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on Jully 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:07 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,888.49 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000096 · wf-form4_165705520639387.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,783.59

Underlying: Common Stock · 1,888.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $10,500.00 divided by $5.56, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 19:11 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 GrantCommon Stock 6,827 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020782 · doc4.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,377

F1 · shares: Restricted stock units granted under the Registrant's 2021 Management Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock subject to the applicable vesting and settlement conditions.

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May 10, 2022 Filed May 12, 2022 17:59 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 11,819 $0.00 $0.00
Disclosure

SEC source: 0001239819-22-000070 · wf-form4_165239273733035.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,895.1

Underlying: Common Stock · 11,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $63,000 divided by $5.33, the closing price of the issuer's stock on the Nasdaq Capital Market on May 10, 2022, the date of grant.

F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:12 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 133.51 $7.49 $999.99
Disclosure

SEC source: 0001239819-22-000054 · wf-form4_164910672911958.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,076.1

Underlying: Common Stock · 133.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:12 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 133.51 $7.49 $999.99
Disclosure

SEC source: 0001239819-22-000054 · wf-form4_164910672911958.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,942.59

Underlying: Common Stock · 133.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:12 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,251.67 $7.49 $9,375.01
Disclosure

SEC source: 0001239819-22-000054 · wf-form4_164910672911958.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809.08

Underlying: Common Stock · 1,251.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $9,375.00 divided by $7.49, the closing price of the issuer's common stock on the Nasdaq Capital Market April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:39 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 118.2 $8.46 $999.97
Disclosure

SEC source: 0001239819-22-000006 · wf-form4_164133232518327.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,557.41

Underlying: Common Stock · 118.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $1,000.00 divided by $8.46, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2022 Filed Jan 4, 2022 16:39 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 118.2 $8.46 $999.97
Disclosure

SEC source: 0001239819-22-000006 · wf-form4_164133232518327.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439.21

Underlying: Common Stock · 118.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $1,000.00 divided by $8.46, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2022 Filed Jan 4, 2022 16:39 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,108.16 $8.46 $9,375.03
Disclosure

SEC source: 0001239819-22-000006 · wf-form4_164133232518327.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321.01

Underlying: Common Stock · 1,108.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $9,375.00 divided by $8.46, the closing price of the issuer's common stock on the Nasdaq Capital Market January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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October 01, 2021 Filed Oct 4, 2021 18:10 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 106.38 $9.40 $999.97
Disclosure

SEC source: 0001239819-21-000089 · wf-form4_163338543940914.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212.85

Underlying: Common Stock · 106.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $1,000.00 divided by $9.40, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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October 01, 2021 Filed Oct 4, 2021 18:10 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 106.38 $9.40 $999.97
Disclosure

SEC source: 0001239819-21-000089 · wf-form4_163338543940914.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,106.47

Underlying: Common Stock · 106.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $1,000.00 divided by $9.40, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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October 01, 2021 Filed Oct 4, 2021 18:10 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 997.34 $9.40 $9,375.00
Disclosure

SEC source: 0001239819-21-000089 · wf-form4_163338543940914.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000.09

Underlying: Common Stock · 997.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $9,375.00 divided by $9.40, the closing price of the issuer's common stock on the Nasdaq Capital Market October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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July 09, 2021 Filed Jul 13, 2021 16:30 UTC Frontier Communications Parent, Inc. FYBR · Entity 69025 GrantCommon Stock 13,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028218 · doc4.xml · nonDerivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,550

F1 · kind: Restricted stock units granted under the Registrant's 2021 Management Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock subject to the applicable vesting and settlement conditions.

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July 01, 2021 Filed Jul 2, 2021 16:51 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 92.17 $10.85 $1,000.04
Disclosure

SEC source: 0001239819-21-000072 · wf-form4_162525903858341.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,002.75

Underlying: Common Stock · 92.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the nominating and governance committee of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.85, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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July 01, 2021 Filed Jul 2, 2021 16:51 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 92.17 $10.85 $1,000.04
Disclosure

SEC source: 0001239819-21-000072 · wf-form4_162525903858341.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910.58

Underlying: Common Stock · 92.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Ms. Coe's service on the audit committee of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.85, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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July 01, 2021 Filed Jul 2, 2021 16:51 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 864.06 $10.85 $9,375.05
Disclosure

SEC source: 0001239819-21-000072 · wf-form4_162525903858341.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818.41

Underlying: Common Stock · 864.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Ms. Coe's service as a member of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $9,375.00 divided by $10.85, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:30 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 50.14 $11.08 $555.55
Disclosure

SEC source: 0001239819-21-000052 · wf-form4_162093780546337.xml · derivative · entry 4

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954.35

Underlying: Common Stock · 50.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F7 · shares: This grant was awarded as compensation for Ms. Coe's service on the nominating and governance committee of the issuer's board of directors for the period of May 11, 2021 to June 30, 2021. The number of restricted stock units is equal to $555.56 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units.

F5 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F5 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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May 11, 2021 Filed May 13, 2021 16:30 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 50.14 $11.08 $555.55
Disclosure

SEC source: 0001239819-21-000052 · wf-form4_162093780546337.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904.21

Underlying: Common Stock · 50.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F6 · shares: This grant was awarded as compensation for Ms. Coe's service on the audit committee of the issuer's board of directors for the period of May 11, 2021 to June 30, 2021. The number of restricted stock units is equal to $555.56 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units.

F5 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F5 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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May 11, 2021 Filed May 13, 2021 16:30 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 470.07 $11.08 $5,208.38
Disclosure

SEC source: 0001239819-21-000052 · wf-form4_162093780546337.xml · derivative · entry 2

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854.07

Underlying: Common Stock · 470.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was awarded as compensation for Ms. Coe's service as member of the board of directors for the period May 11, 2021 to June 30, 2021. The number of restricted stock units awarded is equal to $5,208.33 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units.

F5 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F5 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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May 11, 2021 Filed May 13, 2021 16:30 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 3,384 $11.08 $37,494.72
Disclosure

SEC source: 0001239819-21-000052 · wf-form4_162093780546337.xml · derivative · entry 1

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

Underlying: Common Stock · 3,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $37,500 divided by $11.08, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2021, the date of grant.

F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.

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July 26, 2019 Filed Jul 30, 2019 21:03 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010670 · doc4.xml · derivative · entry 7

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,173 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:03 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 1,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010670 · doc4.xml · derivative · entry 6

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,377 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

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July 26, 2019 Filed Jul 30, 2019 21:03 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010670 · doc4.xml · derivative · entry 5

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:03 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010670 · doc4.xml · nonDerivative · entry 4

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to and upon the consummation of the business combination transactions contemplated by the Agreement and Plan of Merger, dated as of April 15, 2019, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of June 5, 2019 (the "Merger Agreement"), by and among the Expedia Group, Inc. ("Expedia Group"), LEMS I LLC, LEMS II Inc. and Liberty Expedia Holdings, Inc. ("Liberty Expedia"), 4,130 restricted stock units denominated in shares of Expedia Group common stock held by the reporting person became fully vested and settled upon the reporting person's resignation from the Board of Directors of Expedia Group.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.