Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | GVIC-Controlled Entity | January 16, 2026 | January 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date January 16, 2026 · Filed January 23, 2026
Jointly reported with GLOBAL VALUE INVESTMENT CORP., GVP 2021-A, L.P., GEYGAN JEFFREY RICHART, GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 1,971,306 |
Reported balance
After 2026-01-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-16 · Purchase · Acquired 11,300 · Balance 1,971,306 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common StockSEC Table I · non-derivative | Direct | 6,213 |
Reported balance
Holding disclosure · report date 2026-01-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,213 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2027 Filed Jul 28, 2023 20:09 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,400 | $5.75 | $42,561.84 |
DisclosureSEC source: 0001209191-23-043659 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 709,835 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| January 16, 2026 Filed Jan 23, 2026 02:55 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 11,300 | $1.98 | $22,352.53 |
DisclosureSEC source: 0001193125-26-019954 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,971,306 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| November 24, 2025 Filed Nov 27, 2025 02:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 6,915 | $1.62 | $11,212.67 |
DisclosureSEC source: 0001193125-25-301030 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,960,006 F1 · kind: On November 24, 2025, GVIC executed a non-discretionary, unsolicited trade in a client account, at the sole direction of the account owner, for the purpose of tax management. F2 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCmmon Stock | 3,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-269421 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,966,921 F4 · price: As of November 4, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 8,935 | $1.64 | $14,643.57 |
DisclosureSEC source: 0001193125-25-269421 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,970,611 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCmmon Stock | 2,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-253601 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,961,676 F4 · price: As of October 24, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,720 | $1.82 | $12,210.91 |
DisclosureSEC source: 0001193125-25-253601 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,963,821 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 22, 2025 Filed Oct 23, 2025 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCmmon Stock | 8,775 | $1.78 | $15,620.38 |
DisclosureSEC source: 0001193125-25-248817 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,957,101 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 21, 2025 Filed Oct 23, 2025 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 14,562 | $1.65 | $24,081.18 |
DisclosureSEC source: 0001193125-25-248817 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,948,326 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 00:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 3,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,933,764 F4 · price: As of October 20, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 00:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCmmon Stock | 13,753 | $1.61 | $22,101.07 |
DisclosureSEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,937,149 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 17, 2025 Filed Oct 22, 2025 00:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 61,670 | $1.59 | $97,864.12 |
DisclosureSEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,923,396 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 00:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 30,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-098534 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,861,726 F4 · price: As of July 24, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| July 22, 2025 Filed Jul 25, 2025 00:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 11,072 | $1.93 | $21,356.78 |
DisclosureSEC source: 0000950170-25-098534 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,891,809 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 29, 2024 Filed Oct 29, 2024 20:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 42,063 | $2.89 | $121,440.09 |
DisclosureSEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,880,737 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 20:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,244 | $2.99 | $18,695.78 |
DisclosureSEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,838,674 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 25, 2024 Filed Oct 29, 2024 20:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 15,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,832,430 F1 · price: Represents the annual common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program for the period November 30, 2023, to August 31, 2024. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 24, 2024 Filed Oct 24, 2024 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 175,311 | $2.60 | $456,036.50 |
DisclosureSEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,818,723 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 24, 2024 Filed Oct 25, 2024 20:00 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 2,170 | $2.58 | $5,589.49 |
DisclosureSEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,816,553 F4 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 24, 2024 Filed Oct 25, 2024 20:00 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 175,311 | $2.60 | $456,036.50 |
DisclosureSEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,818,723 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 23, 2024 Filed Oct 24, 2024 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 330,743 | $2.70 | $891,881.57 |
DisclosureSEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,643,412 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 20:00 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 330,743 | $2.70 | $891,881.57 |
DisclosureSEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,643,412 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 22, 2024 Filed Oct 24, 2024 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $2.42 | $4,831.40 |
DisclosureSEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 22, 2024 Filed Oct 25, 2024 20:00 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $2.42 | $4,831.40 |
DisclosureSEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 51,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,310,669 F6 · price: As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,409 | $2.32 | $17,222.96 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,258,892 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 23,700 | $2.14 | $50,677.71 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,251,483 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| September 16, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 820 | $1.75 | $1,435.08 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,227,783 F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · ownership.nature: On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 20:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 9,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,228,603 F4 · price: As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 20:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 112,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,238,308 F1 · price: Represents a restricted stock unit award granted to Jeffrey R. Geygan, the controlling shareholder of Global Value Investement Corporation, under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 22,048 | $4.33 | $95,377.44 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,125,969 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 22,348 | $4.32 | $96,652.87 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,126,269 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,265 | $4.37 | $14,260.54 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 21, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,265 | $4.37 | $14,260.54 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,148 | $4.20 | $29,990.15 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 20, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,148 | $4.20 | $29,990.15 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 14, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,867 | $4.13 | $24,227.19 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,093,508 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 21,763 | $4.10 | $89,284.88 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,087,641 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 10,650 | $4.09 | $43,607.49 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,065,878 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 189 | $4.00 | $756.00 |
DisclosureSEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,228 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 21:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,280 | $3.99 | $13,093.76 |
DisclosureSEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,039 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,051,759 F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 32,200 | $4.08 | $131,485.48 |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,052,204 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 74,841 | $4.09 | $306,376.60 |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,020,004 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,307 | $4.16 | $30,432.19 |
DisclosureSEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 945,163 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,003 | $4.10 | $20,508.80 |
DisclosureSEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 937,856 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,255 | $4.10 | $9,248.43 |
DisclosureSEC source: 0001209191-23-055508 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 932,853 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,775 | $4.09 | $11,340.32 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 930,598 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,231 | $4.00 | $24,922.13 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 927,823 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 4,300 | $3.99 | $17,152.70 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 921,592 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.