Phillips Nancy R

SEC source: 0001225208-22-012927 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares identified in Table I were issued on December 16, 2022 upon vesting of the third of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $17.31 per share.

F1 · price: The shares identified in Table I were issued on December 16, 2022 upon vesting of the third of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $17.31 per share.

SEC source: 0001225208-22-012195 · doc4.xml · derivative · entry 3

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,629

Underlying: Class B common stock · 5,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under the Issuer's long-term incentive plan for no consideration.

F1 · derivative.exercise_price: The shares identified in Table I were issued on November 30, 2022, upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $20.08 per share.

F4 · price: Granted under the Issuer's long-term incentive plan for no consideration.

F1 · derivative.exercise_date: The shares identified in Table I were issued on November 30, 2022, upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $20.08 per share.

F1 · derivative.expiration_date: The shares identified in Table I were issued on November 30, 2022, upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $20.08 per share.

SEC source: 0001225208-22-012195 · doc4.xml · nonDerivative · entry 2

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,486

F3 · shares: These shares were withheld by the Issuer to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.

SEC source: 0001225208-22-012195 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares identified in Table I were issued on November 30, 2022, upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $20.08 per share.

F1 · price: The shares identified in Table I were issued on November 30, 2022, upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2022, the closing price of the Class B common stock on The NASDAQ Global Select Market was $20.08 per share.

F2 · balance_after: Includes shares acquired periodically pursuant to a dividend reinvestment program meeting the requirements of Rule 16a-11.

SEC source: 0001225208-22-004165 · doc4.xml · derivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,179

Underlying: Class B common stock · 24,179 shares

Expires not disclosed

F1 · security: Granted under the Issuer's long-term incentive plan for no consideration.

F2 · derivative.exercise_price: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on March 1, 2023, and a corresponding number of shares of Class B common stock, net of any shares withheld by the Issuer to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F1 · price: Granted under the Issuer's long-term incentive plan for no consideration.

F2 · derivative.exercise_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on March 1, 2023, and a corresponding number of shares of Class B common stock, net of any shares withheld by the Issuer to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F2 · derivative.expiration_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on March 1, 2023, and a corresponding number of shares of Class B common stock, net of any shares withheld by the Issuer to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

SEC source: 0001567619-22-001269 · doc1.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217

SEC source: 0001225208-21-015160 · doc4.xml · derivative · entry 3

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,735

Underlying: Class B common stock · 18,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_price: The shares identified in Table I were issued on December 16, 2021 upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $29.74 per share.

F3 · price: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_date: The shares identified in Table I were issued on December 16, 2021 upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $29.74 per share.

F1 · derivative.expiration_date: The shares identified in Table I were issued on December 16, 2021 upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $29.74 per share.

SEC source: 0001225208-21-015160 · doc4.xml · nonDerivative · entry 2

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,925

F2 · shares: These shares were withheld by ViacomCBS to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.

SEC source: 0001225208-21-015160 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares identified in Table I were issued on December 16, 2021 upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $29.74 per share.

F1 · price: The shares identified in Table I were issued on December 16, 2021 upon vesting of the second of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $29.74 per share.

SEC source: 0001225208-21-014380 · doc4.xml · derivative · entry 3

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,944

Underlying: Class B common stock · 5,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_price: The shares identified in Table I were issued on November 30, 2021, upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $30.95 per share.

F3 · price: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_date: The shares identified in Table I were issued on November 30, 2021, upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $30.95 per share.

F1 · derivative.expiration_date: The shares identified in Table I were issued on November 30, 2021, upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $30.95 per share.

SEC source: 0001225208-21-014380 · doc4.xml · nonDerivative · entry 2

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

F2 · shares: These shares were withheld by ViacomCBS to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.

SEC source: 0001225208-21-014380 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares identified in Table I were issued on November 30, 2021, upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $30.95 per share.

F1 · price: The shares identified in Table I were issued on November 30, 2021, upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on November 30, 2020. On November 30, 2021, the closing price of the Class B common stock on The NASDAQ Global Select Market was $30.95 per share.

SEC source: 0001567619-21-001547 · doc1.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

SEC source: 0001225208-20-014897 · doc4.xml · derivative · entry 3

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,603

Underlying: Class B common stock · 18,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_price: The shares identified in Table I were issued on December 16, 2020 upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2020, the closing price of the Class B common stock on The NASDAQ Global Select Market was $35.89 per share.

F3 · price: Granted under ViacomCBS's long-term incentive plan for no consideration.

F1 · derivative.exercise_date: The shares identified in Table I were issued on December 16, 2020 upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2020, the closing price of the Class B common stock on The NASDAQ Global Select Market was $35.89 per share.

F1 · derivative.expiration_date: The shares identified in Table I were issued on December 16, 2020 upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2020, the closing price of the Class B common stock on The NASDAQ Global Select Market was $35.89 per share.

SEC source: 0001225208-20-014897 · doc4.xml · nonDerivative · entry 2

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

F2 · shares: These shares were withheld by ViacomCBS to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.

SEC source: 0001225208-20-014897 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares identified in Table I were issued on December 16, 2020 upon vesting of the first of four equal annual installments of the Restricted Share Units ("RSUs") identified in Table II, which were initially granted on December 16, 2019, pursuant to the terms of Ms. Phillips's employment agreement and letter agreement, each dated as of December 2, 2019. On December 16, 2020, the closing price of the Class B common stock on The NASDAQ Global Select Market was $35.89 per share.

SEC source: 0001225208-20-014180 · doc4.xml · derivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,259

Underlying: Class B common stock · 21,259 shares

Expires not disclosed

F1 · security: Granted under ViacomCBS's long-term incentive plan for no consideration.

F2 · derivative.exercise_price: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on November 30, 2021 and a corresponding number of shares of Class B common stock, net of any shares withheld by ViacomCBS to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F1 · price: Granted under ViacomCBS's long-term incentive plan for no consideration.

F2 · derivative.exercise_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on November 30, 2021 and a corresponding number of shares of Class B common stock, net of any shares withheld by ViacomCBS to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F2 · derivative.expiration_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on November 30, 2021 and a corresponding number of shares of Class B common stock, net of any shares withheld by ViacomCBS to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

SEC source: 0001209191-19-061122 · doc4.xml · derivative · entry 1

Phillips Nancy R · CIK 0001438251 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,471

Underlying: Class B Common Stock · 75,471 shares

Expires not disclosed

F1 · security: Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration.

F2 · derivative.exercise_price: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on December 16, 2020 and a corresponding number of Class B shares, net of any shares withheld by Viacom to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F1 · price: Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration.

F2 · derivative.exercise_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on December 16, 2020 and a corresponding number of Class B shares, net of any shares withheld by Viacom to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

F2 · derivative.expiration_date: These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on December 16, 2020 and a corresponding number of Class B shares, net of any shares withheld by Viacom to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.

SEC source: 0001209191-19-054359 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,741.74

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-053743 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,337.74

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-048840 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,895.74

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-19-038335 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,001.22

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-19-021176 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,338.47

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-19-016739 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,925.4

F1 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (March 1, 2019).

SEC source: 0001209191-18-061519 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,428.4

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0000899243-18-027746 · doc4.xml · derivative · entry 3

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,429

Underlying: Common Stock · 371,429 shares

Expires 2025-10-26

F3 · derivative.exercise_date: These options to purchase shares of common stock are subject to both performance and time vesting requirements. The performance vesting requirement will be satisfied upon the Issuer's common stock achieving a minimum closing trading price per share of at least 125% of the closing trading price on the date of grant for a period of at least 21 consecutive trading days before October 26, 2021. The time vesting requirement will be satisfied in three equal annual installments beginning on October 26, 2019.

SEC source: 0000899243-18-027746 · doc4.xml · nonDerivative · entry 2

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,290.15

F2 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 3 years beginning one year after the grant date (October 26, 2018).

SEC source: 0000899243-18-027746 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,444.15

F1 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 26, 2018).

SEC source: 0001209191-18-055856 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,306.15

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-18-050070 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,777.15

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-18-039165 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,531.19

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-18-021396 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,322.57

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-17-064208 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,132.52

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

SEC source: 0001209191-17-060901 · doc4.xml · nonDerivative · entry 1

Phillips Nancy R · CIK 0001438251 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,971

F1 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning on October 18, 2018.