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person · Reporting owner

Palihapitiya Chamath

Disclosed activity across 13 companies

Tapewire entity
67963
SEC CIK
0001715450

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Exceptionalism Acquisition Corp. AAEXA · Entity 5376Director · 10% ownerSeptember 29, 2025December 30, 2025
Colombier Acquisition Corp. IIICLBR U · Entity 5620DirectorFebruary 03, 2026February 03, 2026
Slack Technologies, Inc.WORK · Entity 137108Director · 10% ownerDecember 10, 2019December 12, 2019
Social Capital Hedosophia Holdings Corp. IVIPOD · Entity 134457Director · CEO & Chairman of the Board · 10% ownerOctober 08, 2020October 09, 2020
Social Capital Hedosophia Holdings Corp. VIIPOF · Entity 134562Director · CEO & Chairman of the Board · 10% ownerOctober 08, 2020October 09, 2020
Social Capital Suvretta Holdings Corp. IIDNAB · Entity 125597Director · Chief Executive Officer · 10% ownerAugust 16, 2021August 16, 2021
Social Capital Suvretta Holdings Corp. IVDNAD · Entity 123913Director · Chief Executive Officer · 10% ownerAugust 16, 2021August 16, 2021
Virgin Galactic Holdings, IncSPCE · Entity 5565Director · 10% ownerMarch 18, 2021September 20, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Exceptionalism Acquisition Corp. A

Report date September 29, 2025 · Filed December 30, 2025 · Amendment

Jointly reported with AEXA Sponsor LLC, SC SPAC Holdings LLC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect175,000 Reported balance After 2025-09-29 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-09-29 · Grant · Acquired 175,000 · Balance 175,000

F1: Represents shares directly held by AEXA Sponsor LLC (the "Sponsor") and which were acquired pursuant to a Private Placement Shares Purchase Agreement, dated as of September 25, 2025, between the Sponsor and American Exceptionalism Acquisition Corp. A (the "Issuer").

F2: The reporting owner, the Sponsor, in whose name the securities reported herein are held, is managed by its manager, Chamath Palihapitiya. A majority of the voting interests of the Sponsor are held by SC SPAC Holdings LLC ("SC SPAC Holdings"), which is controlled by Mr. Palihapitiya. Mr. Palihapitiya and SC SPAC Holdings may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya and SC SPAC Holdings disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein. This Form 4/A amends the original Form 4 filed on September 25, 2025, which reported SC SPAC Holdings LLC's initial holdings using the Issuer's CIK as an interim measure, pending receipt of SC SPAC Holdings LLC's personal CIK codes.

F3: (Continued from footnote 2) This Form 4/A now utilizes SC SPAC Holdings LLC's personal CIK codes, identifying it as the Reporting Owner, with no alteration to its beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares directly held by AEXA Sponsor LLC (the "Sponsor") and which were acquired pursuant to a Private Placement Shares Purchase Agreement, dated as of September 25, 2025, between the Sponsor and American Exceptionalism Acquisition Corp. A (the "Issuer").

F2: The reporting owner, the Sponsor, in whose name the securities reported herein are held, is managed by its manager, Chamath Palihapitiya. A majority of the voting interests of the Sponsor are held by SC SPAC Holdings LLC ("SC SPAC Holdings"), which is controlled by Mr. Palihapitiya. Mr. Palihapitiya and SC SPAC Holdings may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya and SC SPAC Holdings disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein. This Form 4/A amends the original Form 4 filed on September 25, 2025, which reported SC SPAC Holdings LLC's initial holdings using the Issuer's CIK as an interim measure, pending receipt of SC SPAC Holdings LLC's personal CIK codes.

F3: (Continued from footnote 2) This Form 4/A now utilizes SC SPAC Holdings LLC's personal CIK codes, identifying it as the Reporting Owner, with no alteration to its beneficial ownership.

Colombier Acquisition Corp. III

Report date February 03, 2026 · Filed February 03, 2026

This filing explicitly reported no securities owned.

Slack Technologies, Inc.

Report date December 10, 2019 · Filed December 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2019-12-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-10 · Other · Disposed 2,001,009 · Balance 0

F1: The shares were distributed on a pro rata basis, for no consideration.

F2: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2019-12-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-12-10 · Other · Disposed 34,632,048 · Balance 0

F1: The shares were distributed on a pro rata basis, for no consideration.

F3: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2019-12-10 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-12-10 · Other · Disposed 4,049,542 · Balance 0

F1: The shares were distributed on a pro rata basis, for no consideration.

F4: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes4,924,406 Reported balance After 2019-12-10 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-12-10 · Other · Acquired 4,430,756 · Balance 4,924,406

F6: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F7: The shares are held by ChaChaCha 2019 Trust (the "ChaChaCha 2019 Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes4,545,456 Reported balance After 2019-12-10 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-12-10 · Other · Acquired 3,710,576 · Balance 4,545,456

F6: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F8: The shares are held by Palihapitiya 2009 Remainder Interest Trust (the "Interest Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were distributed on a pro rata basis, for no consideration.

F2: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F3: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F4: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

F6: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F7: The shares are held by ChaChaCha 2019 Trust (the "ChaChaCha 2019 Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

F8: The shares are held by Palihapitiya 2009 Remainder Interest Trust (the "Interest Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Social Capital Hedosophia Holdings Corp. IV

Report date October 08, 2020 · Filed October 09, 2020

Jointly reported with SCH Sponsor IV LLC, ChaChaCha SPAC D, LLC, Osborne Ian

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-10-08 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248913) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 1,312,500 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.

F2: The reporting owner, SCH Sponsor IV LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Ian Osborne. A majority of the voting interests of the Sponsor are held by ChaChaCha SPAC D, LLC ("ChaChaCha"). Messrs. Palihapitiya and Osborne and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248913) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 1,312,500 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.

F2: The reporting owner, SCH Sponsor IV LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Ian Osborne. A majority of the voting interests of the Sponsor are held by ChaChaCha SPAC D, LLC ("ChaChaCha"). Messrs. Palihapitiya and Osborne and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Social Capital Hedosophia Holdings Corp. VI

Report date October 08, 2020 · Filed October 09, 2020

Jointly reported with SCH Sponsor VI LLC, ChaChaCha SPAC F, LLC, Osborne Ian

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-10-08 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248917) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 3,750,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.

F2: The reporting owner, SCH Sponsor VI LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Ian Osborne. A majority of the voting interests of the Sponsor are held by ChaChaCha SPAC F, LLC ("ChaChaCha"). Messrs. Palihapitiya and Osborne and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248917) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 3,750,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.

F2: The reporting owner, SCH Sponsor VI LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Ian Osborne. A majority of the voting interests of the Sponsor are held by ChaChaCha SPAC F, LLC ("ChaChaCha"). Messrs. Palihapitiya and Osborne and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Social Capital Suvretta Holdings Corp. II

Report date August 16, 2021 · Filed August 16, 2021

Jointly reported with SCS Sponsor II LLC, Mehta Kishan, Cowen Aaron, ChaChaCha DNA II, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirect6,220,000 Reported balance After 2021-08-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-08-16 · Disposition to issuer · Disposed 75,000 · Balance 6,220,000

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-256724) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2: On August 16, 2021, SCS Sponsor II LLC forfeited at no cost 75,000 shares of Class B ordinary shares of the issuer in connection with the election by the underwriters of the issuer's initial public offering to decline to exercise in full their option to purchase additional Class A ordinary shares.

F3: The reporting owner, SCS Sponsor II LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Kishan Mehta. A majority of the voting interests of the Sponsor are held by ChaChaCha DNA II, LLC ("ChaChaCha"), which is controlled by Mr. Palihapitiya. Messrs. Mehta and Cowen may be deemed to control the other member of the Sponsor. Messrs. Palihapitiya, Mehta and Cowen and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Mehta, ChaChaCha and Mr. Cowen disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-256724) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2: On August 16, 2021, SCS Sponsor II LLC forfeited at no cost 75,000 shares of Class B ordinary shares of the issuer in connection with the election by the underwriters of the issuer's initial public offering to decline to exercise in full their option to purchase additional Class A ordinary shares.

F3: The reporting owner, SCS Sponsor II LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Kishan Mehta. A majority of the voting interests of the Sponsor are held by ChaChaCha DNA II, LLC ("ChaChaCha"), which is controlled by Mr. Palihapitiya. Messrs. Mehta and Cowen may be deemed to control the other member of the Sponsor. Messrs. Palihapitiya, Mehta and Cowen and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Mehta, ChaChaCha and Mr. Cowen disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Social Capital Suvretta Holdings Corp. IV

Report date August 16, 2021 · Filed August 16, 2021

Jointly reported with SCS Sponsor IV LLC, Mehta Kishan, Cowen Aaron, ChaChaCha DNA IV, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirect6,220,000 Reported balance After 2021-08-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-08-16 · Disposition to issuer · Disposed 75,000 · Balance 6,220,000

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-256727) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2: On August 16, 2021, SCS Sponsor IV LLC forfeited at no cost 75,000 shares of Class B common stock of the issuer in connection with the election by the underwriters of the issuer's initial public offering to decline to exercise in full their option to purchase additional Class A ordinary shares.

F3: The reporting owner, SCS Sponsor IV LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Kishan Mehta. A majority of the voting interests of the Sponsor are held by ChaChaCha DNA IV, LLC ("ChaChaCha"), which is controlled by Mr. Palihapitiya. Messrs. Mehta and Cowen may be deemed to control the other member of the Sponsor. Messrs. Palihapitiya, Mehta and Cowen and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Mehta, ChaChaCha and Mr. Cowen disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-256727) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2: On August 16, 2021, SCS Sponsor IV LLC forfeited at no cost 75,000 shares of Class B common stock of the issuer in connection with the election by the underwriters of the issuer's initial public offering to decline to exercise in full their option to purchase additional Class A ordinary shares.

F3: The reporting owner, SCS Sponsor IV LLC (the "Sponsor"), in whose name the securities reported herein are held, is managed by its managers, Chamath Palihapitiya and Kishan Mehta. A majority of the voting interests of the Sponsor are held by ChaChaCha DNA IV, LLC ("ChaChaCha"), which is controlled by Mr. Palihapitiya. Messrs. Mehta and Cowen may be deemed to control the other member of the Sponsor. Messrs. Palihapitiya, Mehta and Cowen and ChaChaCha may be deemed to beneficially own shares held by the Sponsor by virtue of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Mehta, ChaChaCha and Mr. Cowen disclaims beneficial ownership of the shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Virgin Galactic Holdings, Inc

Report date March 18, 2021 · Filed September 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote3,492,995 Reported balance After 2021-03-18 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-03-18 · Other · Acquired 3,492,995 · Balance 3,492,995

F1: Represents securities held of record by The Social+Capital Partnership III, L.P. ("SC III"). The Social+Capital Partnership GP III, Ltd. ("GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. ("GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnote3,881,111 Reported balance After 2021-03-18 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-03-18 · Other · Acquired 388,111 · Balance 3,881,111

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F3: Represents securities held of record by The Social+Capital Partnership Principals Fund III, L.P. ("Principals III" and, collectively with SC III, GP III Ltd., the "Social Capital Entities"). GP III Ltd. is the general partner of GP III LP, which is the general partner of Principals III. The sole member of GP III Ltd. is SC Holdings. GP III Ltd. has sole voting and dispositive power with regard to the shares held by Principals III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,212,245 Reported balance After 2021-03-18 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2021-03-18 · Other · Disposed 1,280,750 · Balance 2,212,245

F4: Represents shares withheld in connection with the cashless exercise of warrants.

F1: Represents securities held of record by The Social+Capital Partnership III, L.P. ("SC III"). The Social+Capital Partnership GP III, Ltd. ("GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. ("GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnote245,805 Reported balance After 2021-03-18 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2021-03-18 · Other · Disposed 142,306 · Balance 245,805

F4: Represents shares withheld in connection with the cashless exercise of warrants.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F3: Represents securities held of record by The Social+Capital Partnership Principals Fund III, L.P. ("Principals III" and, collectively with SC III, GP III Ltd., the "Social Capital Entities"). GP III Ltd. is the general partner of GP III LP, which is the general partner of Principals III. The sole member of GP III Ltd. is SC Holdings. GP III Ltd. has sole voting and dispositive power with regard to the shares held by Principals III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-09-16 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2021-09-16 · Gift · Disposed 125,960 · Balance 0

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F5: Represents securities held of record by ChaChaCha 2019 Trust DTD 9/20/2019 (the "Trust"). The reporting person may be deemed to beneficially own the securities held by the Trust by virtue of his control over the Trust. Prior to the donation of the securities reported herein, the applicable shares were received by the Trust as part of pro rata distributions from the applicable Social Capital Entities exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectSee footnote15,750,000 Reported balance Holding disclosure · report date 2021-03-18 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 15,750,000

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F6: Represents securities held of record by SCH Sponsor Corp. The Reporting Person may be deemed to beneficially own shares held by SCH Sponsor Corp. by virtue of his shared control over SCH Sponsor Corp.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-10-25IndirectSee footnote0 Reported balance After 2021-03-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-03-18 · Other · Disposed 3,492,995 · Balance 0

F7: Prior to the exercise of the warrants reported herein, the applicable warrants were received by SC III and Principals III as part of a pro rata distribution from SCH Sponsor Corp. exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

F1: Represents securities held of record by The Social+Capital Partnership III, L.P. ("SC III"). The Social+Capital Partnership GP III, Ltd. ("GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. ("GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-10-25IndirectSee footnote0 Reported balance After 2021-03-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-03-18 · Other · Disposed 388,111 · Balance 0

F7: Prior to the exercise of the warrants reported herein, the applicable warrants were received by SC III and Principals III as part of a pro rata distribution from SCH Sponsor Corp. exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F3: Represents securities held of record by The Social+Capital Partnership Principals Fund III, L.P. ("Principals III" and, collectively with SC III, GP III Ltd., the "Social Capital Entities"). GP III Ltd. is the general partner of GP III LP, which is the general partner of Principals III. The sole member of GP III Ltd. is SC Holdings. GP III Ltd. has sole voting and dispositive power with regard to the shares held by Principals III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held of record by The Social+Capital Partnership III, L.P. ("SC III"). The Social+Capital Partnership GP III, Ltd. ("GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. ("GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

F2: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

F3: Represents securities held of record by The Social+Capital Partnership Principals Fund III, L.P. ("Principals III" and, collectively with SC III, GP III Ltd., the "Social Capital Entities"). GP III Ltd. is the general partner of GP III LP, which is the general partner of Principals III. The sole member of GP III Ltd. is SC Holdings. GP III Ltd. has sole voting and dispositive power with regard to the shares held by Principals III. The reporting person is the Chief Executive Officer of SC Holdings and may be deemed to beneficially own the securities held by SC III by virtue of his indirect control over SC III.

F4: Represents shares withheld in connection with the cashless exercise of warrants.

F5: Represents securities held of record by ChaChaCha 2019 Trust DTD 9/20/2019 (the "Trust"). The reporting person may be deemed to beneficially own the securities held by the Trust by virtue of his control over the Trust. Prior to the donation of the securities reported herein, the applicable shares were received by the Trust as part of pro rata distributions from the applicable Social Capital Entities exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

F6: Represents securities held of record by SCH Sponsor Corp. The Reporting Person may be deemed to beneficially own shares held by SCH Sponsor Corp. by virtue of his shared control over SCH Sponsor Corp.

F7: Prior to the exercise of the warrants reported herein, the applicable warrants were received by SC III and Principals III as part of a pro rata distribution from SCH Sponsor Corp. exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Akili, Inc.

Report date July 02, 2024 · Filed July 05, 2024

Jointly reported with SC Master Holdings, LLC

Section 16 reporting ended · disclosed 2024-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2024-07-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-07-02 · Other · Disposed 8,100,000 · Balance 0

F1: Reflects disposition of shares of common stock (each, a "Share") of the Issuer at a price per Share of $0.4340 (the "Offer Price") pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 29, 2024, by and among the Issuer, Virtual Therapeutics Corporation, a Delaware corporation ("Parent") and Alpha Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Purchaser"). Purchaser completed a tender offer for shares of common stock of the Issuer and thereafter merged with and into the Issuer, effective as of July 2, 2024 (the "Effective Time") with the Issuer surviving the merger. As of the Effective Time, each Share held by the Reporting Person or his affiliates was converted into the Offer Price.

F2: Reflects securities held directly by SC PIPE Holdings LLC ("SC PIPE Holdings"). The sole member of SC PIPE Holdings is SC Master Holdings, LLC ("SC Master Holdings"). SC Master Holdings is controlled by Mr. Palihapitiya.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2024-07-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-07-02 · Other · Disposed 3,773,000 · Balance 0

F1: Reflects disposition of shares of common stock (each, a "Share") of the Issuer at a price per Share of $0.4340 (the "Offer Price") pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 29, 2024, by and among the Issuer, Virtual Therapeutics Corporation, a Delaware corporation ("Parent") and Alpha Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Purchaser"). Purchaser completed a tender offer for shares of common stock of the Issuer and thereafter merged with and into the Issuer, effective as of July 2, 2024 (the "Effective Time") with the Issuer surviving the merger. As of the Effective Time, each Share held by the Reporting Person or his affiliates was converted into the Offer Price.

F3: Reflects securities held directly by SC Master Holdings. SC Master Holdings is controlled by Mr. Palihapitiya.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2024-07-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-07-02 · Other · Disposed 1,900,000 · Balance 0

F1: Reflects disposition of shares of common stock (each, a "Share") of the Issuer at a price per Share of $0.4340 (the "Offer Price") pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 29, 2024, by and among the Issuer, Virtual Therapeutics Corporation, a Delaware corporation ("Parent") and Alpha Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Purchaser"). Purchaser completed a tender offer for shares of common stock of the Issuer and thereafter merged with and into the Issuer, effective as of July 2, 2024 (the "Effective Time") with the Issuer surviving the merger. As of the Effective Time, each Share held by the Reporting Person or his affiliates was converted into the Offer Price.

F4: Reflects securities held directly by a trust for the benefit of members of Mr. Palihapitiya's immediate family.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of shares of common stock (each, a "Share") of the Issuer at a price per Share of $0.4340 (the "Offer Price") pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 29, 2024, by and among the Issuer, Virtual Therapeutics Corporation, a Delaware corporation ("Parent") and Alpha Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Purchaser"). Purchaser completed a tender offer for shares of common stock of the Issuer and thereafter merged with and into the Issuer, effective as of July 2, 2024 (the "Effective Time") with the Issuer surviving the merger. As of the Effective Time, each Share held by the Reporting Person or his affiliates was converted into the Offer Price.

F2: Reflects securities held directly by SC PIPE Holdings LLC ("SC PIPE Holdings"). The sole member of SC PIPE Holdings is SC Master Holdings, LLC ("SC Master Holdings"). SC Master Holdings is controlled by Mr. Palihapitiya.

F3: Reflects securities held directly by SC Master Holdings. SC Master Holdings is controlled by Mr. Palihapitiya.

F4: Reflects securities held directly by a trust for the benefit of members of Mr. Palihapitiya's immediate family.

CLOVER HEALTH INVESTMENTS, CORP. /DE

Report date July 07, 2021 · Filed November 24, 2021

Jointly reported with ChaChaCha SPAC C, LLC, SCH Sponsor III LLC

Section 16 reporting ended · disclosed 2021-11-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy SCH Sponsor III LLC0 Reported balance After 2021-07-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-07 · Other · Disposed 20,500,000 · Balance 0

F1: Reflects a distribution of securities by SCH Sponsor III LLC (the "Sponsor") made to its members on a pro rata basis.

F2: Reflects securities held by the Sponsor. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha SPAC C LLC ("ChaChaCha") may be deemed to beneficially own the Issuer securities held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Issuer securities held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy ChaChaCha SPAC C LLC29,158,480 Reported balance After 2021-08-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-08-16 · Exercise / conversion · Acquired 2,245,980 · Balance 29,158,480

F3: These warrants were exercised in a "Make-Whole Exercise" prior to a redemption of such warrants by the Issuer. Pursuant to the terms of the warrants relating to a Make-Whole Exercise, the warrants held by ChaChaCha were exercised for 2,245,980 shares of Issuer common stock.

F4: Includes shares of Issuer common stock received by ChaChaCha as part of a pro rata distribution from the Sponsor, which was exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

F5: Reflects securities held by ChaChaCha. On the basis of Mr. Palihapitiya's relationship with ChaChaCha, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by ChaChaCha. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by ChaChaCha, except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy ChaChaCha SPAC C LLC28,408,480 Reported balance After 2021-08-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-08-20 · Other · Disposed 750,000 · Balance 28,408,480

F6: Reflects a distribution of shares by ChaChaCha for no value.

F5: Reflects securities held by ChaChaCha. On the basis of Mr. Palihapitiya's relationship with ChaChaCha, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by ChaChaCha. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by ChaChaCha, except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy SC Ventures Holdings, LLC1,739,130 Reported balance After 2021-11-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-11-22 · Purchase · Acquired 1,739,130 · Balance 1,739,130

F7: Reflects securities held by SC Ventures Holdings, LLC ("SC Ventures"). On the basis of Mr. Palihapitiya's relationship with SC Ventures, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by SC Ventures. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by SC Ventures, except to the extent of his pecuniary interest therein.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-01-07IndirectBy SCH Sponsor III LLC0 Reported balance After 2021-07-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-07-07 · Other · Disposed 10,933,333 · Balance 0

F1: Reflects a distribution of securities by SCH Sponsor III LLC (the "Sponsor") made to its members on a pro rata basis.

F8: These warrants were fully vested and exercisable.

F2: Reflects securities held by the Sponsor. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha SPAC C LLC ("ChaChaCha") may be deemed to beneficially own the Issuer securities held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Issuer securities held by the Sponsor, except to the extent of such person's pecuniary interest therein.

WarrantsSEC Table II · derivative / convertible security · Expires 2026-01-07IndirectBy ChaChaCha SPAC C LLC0 Reported balance After 2021-08-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-16 · Exercise / conversion · Disposed 9,020,000 · Balance 0

F3: These warrants were exercised in a "Make-Whole Exercise" prior to a redemption of such warrants by the Issuer. Pursuant to the terms of the warrants relating to a Make-Whole Exercise, the warrants held by ChaChaCha were exercised for 2,245,980 shares of Issuer common stock.

F9: Prior to the exercise of the warrants reported herein, these warrants were received by ChaChaCha as part of a pro rata distribution from the Sponsor, which was exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

F1: Reflects a distribution of securities by SCH Sponsor III LLC (the "Sponsor") made to its members on a pro rata basis.

F8: These warrants were fully vested and exercisable.

F5: Reflects securities held by ChaChaCha. On the basis of Mr. Palihapitiya's relationship with ChaChaCha, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by ChaChaCha. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by ChaChaCha, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a distribution of securities by SCH Sponsor III LLC (the "Sponsor") made to its members on a pro rata basis.

F2: Reflects securities held by the Sponsor. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha SPAC C LLC ("ChaChaCha") may be deemed to beneficially own the Issuer securities held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Issuer securities held by the Sponsor, except to the extent of such person's pecuniary interest therein.

F3: These warrants were exercised in a "Make-Whole Exercise" prior to a redemption of such warrants by the Issuer. Pursuant to the terms of the warrants relating to a Make-Whole Exercise, the warrants held by ChaChaCha were exercised for 2,245,980 shares of Issuer common stock.

F4: Includes shares of Issuer common stock received by ChaChaCha as part of a pro rata distribution from the Sponsor, which was exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

F5: Reflects securities held by ChaChaCha. On the basis of Mr. Palihapitiya's relationship with ChaChaCha, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by ChaChaCha. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by ChaChaCha, except to the extent of his pecuniary interest therein.

F6: Reflects a distribution of shares by ChaChaCha for no value.

F7: Reflects securities held by SC Ventures Holdings, LLC ("SC Ventures"). On the basis of Mr. Palihapitiya's relationship with SC Ventures, Mr. Palihapitiya may be deemed a beneficial owner of the Issuer securities held by SC Ventures. Mr. Palihapitiya disclaims beneficial ownership of the Issuer securities held by SC Ventures, except to the extent of his pecuniary interest therein.

F8: These warrants were fully vested and exercisable.

F9: Prior to the exercise of the warrants reported herein, these warrants were received by ChaChaCha as part of a pro rata distribution from the Sponsor, which was exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

Opendoor Technologies Inc.

Report date December 18, 2020 · Filed December 21, 2020

Section 16 reporting ended · disclosed 2020-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy ChaChaCha Spac B LLC10,000,000 Reported balance After 2020-12-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-12-18 · Grant · Acquired 10,000,000 · Balance 10,000,000

F1: On the basis of the reporting person's relationship with ChaChaCha SPAC B LLC ("ChaChaCha"), the reporting person may be deemed a beneficial owner of the shares of the Issuer's common stock, par value $0.0001 per share ("Shares") held by ChaChaCha. The reporting person disclaims beneficial ownership of the Shares held by ChaChaCha, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy SCH Sponsor II LLC20,150,000 Reported balance After 2020-12-18 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-12-18 · Exercise / conversion · Acquired 10,150,000 · Balance 20,150,000

F2: On December 18, 2020, Social Capital Hedosophia Holdings Corp. II (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Opendoor Labs Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor II LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SCH Sponsor II LLC0 Reported balance After 2020-12-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-12-18 · Exercise / conversion · Disposed 10,150,000 · Balance 0

F2: On December 18, 2020, Social Capital Hedosophia Holdings Corp. II (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Opendoor Labs Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor II LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On the basis of the reporting person's relationship with ChaChaCha SPAC B LLC ("ChaChaCha"), the reporting person may be deemed a beneficial owner of the shares of the Issuer's common stock, par value $0.0001 per share ("Shares") held by ChaChaCha. The reporting person disclaims beneficial ownership of the Shares held by ChaChaCha, except to the extent of his pecuniary interest therein.

F2: On December 18, 2020, Social Capital Hedosophia Holdings Corp. II (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Opendoor Labs Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor II LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

PROKIDNEY CORP.

Report date November 19, 2023 · Filed November 21, 2023

Jointly reported with SC Master Holdings, LLC

Section 16 reporting ended · disclosed 2023-11-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2023-11-19 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-11-19 · Sale · Disposed 5,183,367 · Balance 0

F1: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.

Class A ordinary sharesSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2023-11-19 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2023-11-19 · Sale · Disposed 2,073,000 · Balance 0

F2: Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.

Class A ordinary sharesSEC Table I · non-derivativeIndirectSee footnote3,000,000 Reported balance Holding disclosure · report date 2023-11-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,000,000

F3: Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.

F2: Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.

F3: Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.

SoFi Technologies, Inc.

Report date May 28, 2021 · Filed June 02, 2021

Section 16 reporting ended · disclosed 2021-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy ChaChaCha SPAC 5, LLC13,100,000 Reported balance After 2021-05-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-05-28 · Grant · Acquired 13,100,000 · Balance 13,100,000

F1: On the basis of the reporting person's relationship with ChaChaCha SPAC 5, LLC ("ChaChaCha"), the reporting person may be deemed a beneficial owner of the shares of the Issuer's common stock, par value $0.0001 per share ("Shares") held by ChaChaCha. The reporting person disclaims beneficial ownership of the Shares held by ChaChaCha, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSCH Sponsor V LLC19,925,000 Reported balance After 2021-05-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-28 · Exercise / conversion · Acquired 19,925,000 · Balance 19,925,000

F2: On May 28, 2021, the Social Capital Hedosophia Holdings Corp. V (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Social Finance, Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor V LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSCH Sponsor V LLC0 Reported balance After 2021-05-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-28 · Exercise / conversion · Disposed 19,925,000 · Balance 0

F2: On May 28, 2021, the Social Capital Hedosophia Holdings Corp. V (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Social Finance, Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor V LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On the basis of the reporting person's relationship with ChaChaCha SPAC 5, LLC ("ChaChaCha"), the reporting person may be deemed a beneficial owner of the shares of the Issuer's common stock, par value $0.0001 per share ("Shares") held by ChaChaCha. The reporting person disclaims beneficial ownership of the Shares held by ChaChaCha, except to the extent of his pecuniary interest therein.

F2: On May 28, 2021, the Social Capital Hedosophia Holdings Corp. V (the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Social Finance, Inc. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one Share.

F3: A majority of the voting interests of SCH Sponsor V LLC ("Sponsor") are held by ChaChaCha. Messrs. Chamath Palihapitiya and Ian Osborne and ChaChaCha may be deemed to beneficially own the Shares held by the Sponsor on the basis of their direct or indirect interests in the Sponsor or their shared control over the Sponsor, as the case may be. Each of Mr. Palihapitiya, Mr. Osborne and ChaChaCha disclaims beneficial ownership of the Shares held by the Sponsor, except to the extent of such person's pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2019 Filed Dec 12, 2019 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 3,710,576 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029100 · doc4.xml · nonDerivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,545,456

F6 · kind: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F6 · price: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F8 · ownership.nature: The shares are held by Palihapitiya 2009 Remainder Interest Trust (the "Interest Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 4,430,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029100 · doc4.xml · nonDerivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,924,406

F6 · kind: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F6 · price: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F7 · ownership.nature: The shares are held by ChaChaCha 2019 Trust (the "ChaChaCha 2019 Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 4,049,542 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029100 · doc4.xml · nonDerivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 34,632,048 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029100 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 2,001,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029100 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 3,796,446 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · derivative · entry 6

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,796,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 32,467,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · derivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,467,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 1,876,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · derivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,876,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 3,796,446 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · nonDerivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,796,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 32,467,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 32,467,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 20:07 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 1,876,030 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028623 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,876,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: (5) Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 16:09 UTC Slack Technologies, Inc. WORK · Entity 137108 GiftClass A Common Stock 493,650 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026398 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 493,650

F1 · kind: This was a bona fide gift with no payment in consideration. 493,650 shares were transferred to the ChaChaCha 2019 Trust (as defined below), with the remaining shares transferred to a non-affiliated entity.

F1 · price: This was a bona fide gift with no payment in consideration. 493,650 shares were transferred to the ChaChaCha 2019 Trust (as defined below), with the remaining shares transferred to a non-affiliated entity.

F3 · ownership.nature: The shares are held by the ChaChaCha 2019 Trust (the "ChaChaCha 2019 Trust"). The Reporting Person is a trustee of the ChaChaCha 2019 Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the ChaChaCha 2019 Trust.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 16:09 UTC Slack Technologies, Inc. WORK · Entity 137108 GiftClass A Common Stock 968,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026398 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: This was a bona fide gift with no payment in consideration. 493,650 shares were transferred to the ChaChaCha 2019 Trust (as defined below), with the remaining shares transferred to a non-affiliated entity.

F1 · price: This was a bona fide gift with no payment in consideration. 493,650 shares were transferred to the ChaChaCha 2019 Trust (as defined below), with the remaining shares transferred to a non-affiliated entity.

F2 · ownership.nature: The shares are held by The Hello Warrior Family Trust (the "Hello Warrior Trust"). The Reporting Person is a trustee of the Hello Warrior Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Hello Warrior Trust.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:58 UTC Virgin Galactic Holdings, Inc SPCE · Entity 5565 GrantWarrants · Derivative 8,000,000 $1.50 Strike: $11.50 $12,000,000.00
Disclosure

SEC source: 0000899243-19-026190 · doc4.xml · derivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000,000

Underlying: Common Stock · 8,000,000 shares

Expires 2024-10-25

F2 · ownership.nature: Represents securities held of record by SCH Sponsor Corp. The Reporting Person and Ian Osborne may be deemed to beneficially own shares held by SCH Sponsor Corp. by virtue of their shared control over SCH Sponsor Corp. Each of Messrs. Palihapitiya and Osborne disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:58 UTC Virgin Galactic Holdings, Inc SPCE · Entity 5565 ConversionClass B Ordinary Shares · Derivative 17,250,000 $0.00 $34,500.00
Disclosure

SEC source: 0000899243-19-026190 · doc4.xml · derivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 15,750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the completion of the initial business combination, the Class B Ordinary Shares held of record by SCH Sponsor Corp. were automatically converted into 15,750,000 shares of the Issuer's Common Stock.

F3 · shares: On September 13, 2017, Social Capital Hedosophia Holdings Corp. ("SCH") effected a pro rata share capitalization resulting in an increase in the total number of Class B Ordinary Shares outstanding from 14,375,000 to 17,250,000 in order to maintain the ownership of Class B Ordinary Shares by the Sponsor at 20% of the issued and outstanding ordinary shares of SCH upon consummation of its initial public offering.

F1 · derivative.exercise_date: Upon the completion of the initial business combination, the Class B Ordinary Shares held of record by SCH Sponsor Corp. were automatically converted into 15,750,000 shares of the Issuer's Common Stock.

F1 · derivative.expiration_date: Upon the completion of the initial business combination, the Class B Ordinary Shares held of record by SCH Sponsor Corp. were automatically converted into 15,750,000 shares of the Issuer's Common Stock.

F2 · ownership.nature: Represents securities held of record by SCH Sponsor Corp. The Reporting Person and Ian Osborne may be deemed to beneficially own shares held by SCH Sponsor Corp. by virtue of their shared control over SCH Sponsor Corp. Each of Messrs. Palihapitiya and Osborne disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:58 UTC Virgin Galactic Holdings, Inc SPCE · Entity 5565 ConversionCommon Stock 15,750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026190 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the completion of the initial business combination, the Class B Ordinary Shares held of record by SCH Sponsor Corp. were automatically converted into 15,750,000 shares of the Issuer's Common Stock.

F2 · ownership.nature: Represents securities held of record by SCH Sponsor Corp. The Reporting Person and Ian Osborne may be deemed to beneficially own shares held by SCH Sponsor Corp. by virtue of their shared control over SCH Sponsor Corp. Each of Messrs. Palihapitiya and Osborne disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:58 UTC Virgin Galactic Holdings, Inc SPCE · Entity 5565 PurchaseCommon Stock 10,000,000 $10.00 $100,000,000.00
Disclosure

SEC source: 0000899243-19-026190 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:32 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 834,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024199 · doc4.xml · nonDerivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 834,880

F6 · kind: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F6 · price: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F8 · ownership.nature: The shares are held by Palihapitiya 2009 Remainder Interest Trust (the "Interest Trust"). The Reporting Person is a trustee of the Interest Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Interest Trust.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:32 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 968,546 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024199 · doc4.xml · nonDerivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 968,769

F6 · kind: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F6 · price: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F7 · ownership.nature: The shares are held by The Hello Warrior Family Trust (the "Hello Warrior Trust"). The Reporting Person is a trustee of the Hello Warrior Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Hello Warrior Trust.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:32 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 911,147 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024199 · doc4.xml · nonDerivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 253,096

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:32 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 7,792,212 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024199 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,164,503

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:32 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 450,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024199 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 125,069

F1 · kind: The shares were distributed on a pro rata basis, for no consideration.

F1 · price: The shares were distributed on a pro rata basis, for no consideration.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:33 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 223 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-019225 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 223

F1 · kind: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F1 · price: The shares were obtained pursuant to a distribution from another shareholder of the Issuer at no consideration.

F2 · ownership.nature: The shares are held by The Hello Warrior Family Trust (the "Trust"). The Reporting Person is a trustee of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 25,310 $39.93 $1,010,590.34
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 6

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,164,243

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $39.92 to $39.98, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F5 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 75,929 $38.67 $2,936,478.15
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,189,553

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $38.50 to $39.08, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F5 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 216,450 $39.93 $8,642,523.83
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,956,715

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $39.92 to $39.98, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 649,350 $38.67 $25,112,961.90
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,173,165

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $38.50 to $39.08, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 12,507 $39.93 $499,385.75
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 575,316

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $39.92 to $39.98, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:30 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 37,521 $38.67 $1,451,087.15
Disclosure

SEC source: 0000899243-19-018025 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 587,823

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $38.50 to $39.08, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 1,265,482 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · derivative · entry 6

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,796,446

Underlying: Class A Common Stock · 1,265,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 10,822,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · derivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 32,467,545

Underlying: Class A Common Stock · 10,822,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 625,344 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · derivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,876,030

Underlying: Class A Common Stock · 625,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 1,265,482 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · nonDerivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,265,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 10,822,515 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · nonDerivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,822,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:54 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 625,344 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-016690 · doc4.xml · nonDerivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 625,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F5 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass B Common Stock · Derivative 48,940,576 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 7

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 50,853,362

Underlying: Class A Common Stock · 48,940,576 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · kind: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F5 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries G Preferred Stock · Derivative 322,407 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 6

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class B Common Stock · 322,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries F Preferred Stock · Derivative 2,550,628 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 5

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By:The Social+Capital Partnership Opportunities Fund, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,550,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries E Preferred Stock · Derivative 2,511,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 4

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By:The Social+Capital Partnership Opportunities Fund, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,511,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

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June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries D Preferred Stock · Derivative 5,392,140 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 3

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,392,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

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June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 37,897,920 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 2

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class B Common Stock · 37,897,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 18:43 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries A Preferred Stock · Derivative 266,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016084 · doc4.xml · derivative · entry 1

Palihapitiya Chamath · CIK 0001715450 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class B Common Stock · 266,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.

F6 · ownership.nature: Chamath Palihapitiya is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.