Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Reynolds Consumer Products Inc.REYN · Entity 3930 | Director · President and CEO | February 01, 2026 | February 04, 2026 |
| SunOpta Inc.STKL · Entity 49798 | CFO | July 10, 2023 | July 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Reynolds Consumer Products Inc.
Report date February 01, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,985 |
Ending reported balance
After 2026-02-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-02-01 · Exercise / conversion · Acquired 7,708 · Balance 37,060 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. Row 2 · 2026-02-01 · Tax withholding · Disposed 3,301 · Balance 33,759 F2: Represents shares withheld by Reynolds Consumer Products Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Row 3 · 2026-02-01 · Exercise / conversion · Acquired 9,055 · Balance 42,814 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. Row 4 · 2026-02-01 · Tax withholding · Disposed 3,812 · Balance 39,002 F2: Represents shares withheld by Reynolds Consumer Products Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Row 5 · 2026-02-01 · Exercise / conversion · Acquired 24,146 · Balance 63,148 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. Row 6 · 2026-02-01 · Tax withholding · Disposed 10,163 · Balance 52,985 F2: Represents shares withheld by Reynolds Consumer Products Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,020 |
Reported balance
After 2026-02-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-01 · Grant · Acquired 63,020 · Balance 63,020 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. F3: On February 1, 2025, the reporting person was granted performance share units ("PSUs"), with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period consisting of fiscal 2025. As determined on February 1, 2026, based on the Company's actual performance for 2025, the reporting person earned these PSUs, which are now the equivalent of RSUs with a service-based vesting condition and will vest on February 1, 2028. F4: The RSUs vest on February 1, 2028. F5: The RSUs do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 126,888 |
Reported balance
After 2026-02-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-01 · Grant · Acquired 126,888 · Balance 126,888 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. F6: The RSUs vest in three equal annual installments beginning on February 1, 2027, subject to the continued employment of the reporting person through each such vesting date. F5: The RSUs do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,708 |
Reported balance
After 2026-02-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-01 · Exercise / conversion · Disposed 7,708 · Balance 7,708 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. F7: The RSUs vest in three annual installments beginning on February 1, 2025, subject to the continued employment of the reporting person through each such vesting date. F5: The RSUs do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,054 |
Reported balance
After 2026-02-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-01 · Exercise / conversion · Disposed 9,055 · Balance 9,054 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. F8: The RSUs vest in two annual installments beginning on February 1, 2026, subject to the continued employment of the reporting person through each such vesting date. F5: The RSUs do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,292 |
Reported balance
After 2026-02-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-02-01 · Exercise / conversion · Disposed 24,146 · Balance 48,292 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock. F9: The RSUs vest in three annual installments beginning on February 1, 2026, subject to the continued employment of the reporting person through each such vesting date. F5: The RSUs do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Reynolds Consumer Products Inc. common stock.
F2: Represents shares withheld by Reynolds Consumer Products Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").
F3: On February 1, 2025, the reporting person was granted performance share units ("PSUs"), with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period consisting of fiscal 2025. As determined on February 1, 2026, based on the Company's actual performance for 2025, the reporting person earned these PSUs, which are now the equivalent of RSUs with a service-based vesting condition and will vest on February 1, 2028.
F4: The RSUs vest on February 1, 2028.
F5: The RSUs do not have an expiration date.
F6: The RSUs vest in three equal annual installments beginning on February 1, 2027, subject to the continued employment of the reporting person through each such vesting date.
F7: The RSUs vest in three annual installments beginning on February 1, 2025, subject to the continued employment of the reporting person through each such vesting date.
F8: The RSUs vest in two annual installments beginning on February 1, 2026, subject to the continued employment of the reporting person through each such vesting date.
F9: The RSUs vest in three annual installments beginning on February 1, 2026, subject to the continued employment of the reporting person through each such vesting date.
SunOpta Inc.
Report date July 10, 2023 · Filed July 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.35 | Direct | 116,820 |
Reported balance
After 2023-07-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-07-10 · Grant · Acquired 116,820 · Balance 116,820 F1: The Stock Options vest in three equal annual installments beginning on July 10, 2024, subject to the continued employment of the reporting person through each such vesting date. F2: The options expire 10 years from the award date, subject to continued employment through each such vesting date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 98,560 |
Reported balance
After 2023-07-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-10 · Grant · Acquired 98,560 · Balance 98,560 F3: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F4: The Performance Stock Units (PSUs) will vest or lapse on April 15, 2026 (Vesting Date), depending on the Company's total shareholder return (the "TSR") performance relative to the Russell 3000 Food and Beverage companies during the performance period as described in the award agreement. If none of the hurdles are met, no PSUs will vest and the award will lapse. If the 25th percentile hurdle is met, 25% of the PSUs will vest. If the 50% percentile hurdle is met, 100% of the PSUs will vest. If the 75% percentile hurdle is met, 125% of the PSUs will vest. If the 90th percentile or above is met, 200% of the PSUs will vest. The number included in column 5 of Table II reflects the number of PSUs eligible for vesting subject to the reporting person's continued employment with the Company through the Vesting Date. F5: The Performance Stock Units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options vest in three equal annual installments beginning on July 10, 2024, subject to the continued employment of the reporting person through each such vesting date.
F2: The options expire 10 years from the award date, subject to continued employment through each such vesting date.
F3: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F4: The Performance Stock Units (PSUs) will vest or lapse on April 15, 2026 (Vesting Date), depending on the Company's total shareholder return (the "TSR") performance relative to the Russell 3000 Food and Beverage companies during the performance period as described in the award agreement. If none of the hurdles are met, no PSUs will vest and the award will lapse. If the 25th percentile hurdle is met, 25% of the PSUs will vest. If the 50% percentile hurdle is met, 100% of the PSUs will vest. If the 75% percentile hurdle is met, 125% of the PSUs will vest. If the 90th percentile or above is met, 200% of the PSUs will vest. The number included in column 5 of Table II reflects the number of PSUs eligible for vesting subject to the reporting person's continued employment with the Company through the Vesting Date.
F5: The Performance Stock Units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2022 Filed Feb 12, 2022 00:48 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 4,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009034 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 20:17 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 9,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006729 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,393 Underlying: Common Shares · 9,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 1, 2022, subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 20:17 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 4,771 | $5.29 | $25,238.59 |
DisclosureSEC source: 0001209191-22-006729 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,375 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 20:17 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 9,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-006729 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 01, 2022 Filed Feb 6, 2023 21:30 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 9,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007288 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,697 Underlying: Common Shares · 9,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 1, 2022 subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 51,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · derivative · entry 6 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Underlying: Common Shares · 51,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · derivative · entry 5 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,773 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 25,338 | $9.64 | $244,258.32 |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · nonDerivative · entry 4 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,449 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 51,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · nonDerivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 28,425 | $9.64 | $274,017.00 |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,287 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| September 03, 2021 Filed Sep 9, 2021 00:21 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-055226 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 19, 2021 Filed May 21, 2021 00:05 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 23,707 | $12.36 | $292,997.18 |
DisclosureSEC source: 0001209191-21-034680 · doc4.xml · nonDerivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,939 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F4 · price: The transaction was executed in multiple trades at prices ranging from $12.11 to $12.67. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:05 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 23,712 | $12.65 | $300,072.99 |
DisclosureSEC source: 0001209191-21-034680 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,646 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F3 · price: The transaction was executed in multiple trades at prices ranging from $12.52 to $12.79. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2021 Filed May 21, 2021 00:05 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 25,905 | $12.50 | $323,682.98 |
DisclosureSEC source: 0001209191-21-034680 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,358 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F2 · price: The transaction was executed in multiple trades at prices ranging from $12.35 to $12.62. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:18 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 150,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028425 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 23:39 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 150,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028712 · doc4a.xml · derivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 23:39 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 150,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028712 · doc4a.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amendment is to add information to Table I with regard to the vesting of the PSUs due to the Performance Measures and conditions being fully achieved. F2 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 01:42 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 29,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024326 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,956 Underlying: Common Shares · 29,956 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Performance Stock Units ("PSUs") vest on March 30, 2022 based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2021 fiscal year. If the Performance Measure is less than $65.65 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $65.65 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $75.65 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:04 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020631 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,546 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Performance Stock Units partially vested upon the Company achieving annual adjusted EBITDA of $80,000,000. F4 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:04 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 28,425 | $13.73 | $390,275.25 |
DisclosureSEC source: 0001209191-21-020631 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,441 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:04 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020631 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:51 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010408 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The reporting person was granted 173,319 performance stock units (the "Special Performance Units") as of September 3, 2019. The vesting of the Special Performance Units was subject to (i) the satisfaction of certain stock price performance conditions and (ii) the reporting person's continued employment with the Company through the applicable vesting date. For the stock price performance conditions, 57,773 of the Special Performance Units vested upon achieving a volume weighted average trading stock price of $14.00 per share for 20 consecutive trading days. F4 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:51 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 28,708 | $16.47 | $472,820.76 |
DisclosureSEC source: 0001209191-21-010408 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,093 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:51 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010408 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:39 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 12,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009938 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,414 Underlying: Common Shares · 12,414 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:54 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 29,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007607 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,090 Underlying: Common Shares · 29,090 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 1, 2022, subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 23:44 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062789 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,773 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The reporting person was granted 173,319 performance stock units (the "Special Performance Units") as of September 3, 2019. The vesting of the Special Performance Units was subject to (i) the satisfaction of certain stock price performance conditions and (ii) the reporting person's continued employment with the Company through the applicable vesting date. For the stock price performance conditions, 57,773 of the Special Performance Units vested upon achieving a volume weighted average trading stock price of $9.00 per share for 20 consecutive trading days. F4 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 23:44 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 28,425 | $9.88 | $280,839.00 |
DisclosureSEC source: 0001209191-20-062789 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,028 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 23:44 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062789 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 51,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · derivative · entry 6 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Common Shares · 51,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · derivative · entry 5 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,546 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 15,682 | $6.96 | $109,146.72 |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · nonDerivative · entry 4 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,680 Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 51,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · nonDerivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 17,592 | $6.96 | $122,440.32 |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,862 Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:40 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049787 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:29 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 57,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047012 · doc4.xml · derivative · entry 3 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,546 Underlying: Common Shares · 57,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The reporting person was granted 173,319 performance stock units (the "Special Performance Units") as of September 3, 2019. The vesting of the Special Performance Units is subject to (i) the satisfaction of certain stock price performance conditions and (ii) the reporting person's continued employment with the Company through the applicable vesting date. For the stock price performance conditions, 57,773 of the Special Performance Units vested upon achieving a volume weighted average trading stock price of $5.00 per share for 20 consecutive trading days. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:29 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 17,592 | $6.69 | $117,690.48 |
DisclosureSEC source: 0001209191-20-047012 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,681 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:29 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 57,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047012 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:26 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 150,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040700 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,822 Underlying: Common Shares · 150,822 shares Expires 2021-04-22 F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Performance Stock Units ("PSUs") vest on April 22, 2021 based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2020 fiscal year. If the Performance Measure is less than $69.8 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $69.8 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $82.72 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 23:32 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061644 · doc4.xml · derivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,500 Underlying: Common Shares · 154,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: One-third of the RSUs shall vest on each of the following dates: September 3, 2020, September 3, 2021, and September 3, 2022 (each, a "Vesting Date") so long as the reporting person is an employee of the Company on that Vesting Date and has been employed by the Company continuously from December 19, 2019 to that Vesting Date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 15:44 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 15,000 | $2.61 | $39,105.00 |
DisclosureSEC source: 0001209191-19-056862 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.61, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 02:39 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 29,000 | $2.48 | $71,920.00 |
DisclosureSEC source: 0001209191-19-056632 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.455 to $2.50, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 02:39 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 35,000 | $2.67 | $93,450.00 |
DisclosureSEC source: 0001209191-19-056632 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.70, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 17:47 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 31,500 | $2.54 | $80,010.00 |
DisclosureSEC source: 0001209191-19-055939 · doc4.xml · nonDerivative · entry 2 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.55, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:47 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 44,000 | $2.49 | $109,560.00 |
DisclosureSEC source: 0001209191-19-055939 · doc4.xml · nonDerivative · entry 1 Huckins Scott E. · CIK 0001787240 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.51, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.