Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FiscalNote Holdings, Inc.NOTE · Entity 8522 | Director · 10% owner | February 02, 2026 | February 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FiscalNote Holdings, Inc.
Report date February 02, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 195,399 |
Last balance in matching sequence
After 2026-02-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-02-02 · Sale · Disposed 3,082 · Balance 196,407 F1: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Row 2 · 2026-02-02 · Sale · Disposed 1,008 · Balance 195,399 F3: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,109 |
Reported balance
Holding disclosure · report date 2026-02-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,109 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025.
F2: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 5, 2024 01:34 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 35,882 | $1.01 | $36,409.47 |
DisclosureSEC source: 0000950170-24-002252 · ownership.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,868,414 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:30 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 43,132 | $1.07 | $45,995.96 |
DisclosureSEC source: 0001209191-23-057430 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,904,296 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,389 | $1.35 | $58,575.15 |
DisclosureSEC source: 0001209191-23-054127 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,947,428 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:25 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,389 | $1.96 | $85,042.44 |
DisclosureSEC source: 0001209191-23-051959 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,990,817 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 46,247 | $2.10 | $97,211.19 |
DisclosureSEC source: 0001209191-23-048369 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,034,206 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 65,504 | $2.19 | $143,630.62 |
DisclosureSEC source: 0001209191-23-047947 · doc4.xml · nonDerivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,080,453 F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.13 to $2.305. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 112,348 | $2.30 | $258,220.64 |
DisclosureSEC source: 0001209191-23-047947 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,145,957 F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.28 to $2.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 64,724 | $2.25 | $145,849.06 |
DisclosureSEC source: 0001209191-23-047731 · doc4.xml · nonDerivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnte Disclosed balance after: 3,258,305 F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.295. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 332,424 | $2.32 | $771,522.86 |
DisclosureSEC source: 0001209191-23-047731 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnte Disclosed balance after: 3,323,029 F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,390 | $3.26 | $141,451.40 |
DisclosureSEC source: 0001209191-23-044198 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,655,453 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:44 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 29,915 | $3.62 | $108,292.30 |
DisclosureSEC source: 0001209191-23-041225 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,698,843 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:00 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 33,180 | $2.18 | $72,332.40 |
DisclosureSEC source: 0001209191-23-034027 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,728,758 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:39 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common stock | 29,915 | $1.73 | $51,752.95 |
DisclosureSEC source: 0001209191-23-026714 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,761,938 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 23:12 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,390 | $2.21 | $95,891.90 |
DisclosureSEC source: 0001209191-23-023004 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,791,853 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:32 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,210 | $2.11 | $91,173.10 |
DisclosureSEC source: 0001209191-23-014697 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,835,243 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 02:06 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 43,210 | $3.43 | $148,210.30 |
DisclosureSEC source: 0001209191-23-006466 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,722,469 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| January 19, 2023 Filed Feb 10, 2023 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 2,155,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008169 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,878,453 F1 · shares: One twenty-fourth (1/24th) of the RSUs shall vest on the first day of each calendar month following the vesting commencement Date of April 1, 2024 through April 26, 2026, provided that the participant remains in continuous service on each applicable vesting date, except as otherwise provided in Section 6 of the participant's Employment Agreement. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:03 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 28,341 | $6.25 | $177,131.25 |
DisclosureSEC source: 0001209191-23-001381 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,765,679 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock unites. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 01:31 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 40,515 | $6.42 | $260,106.30 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,794,020 F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GiftNonstatutory Stock Options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · derivative · entry 5 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,437,323 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · shares: The reporting person transferred 1,437,323 nonstatutory stock options to the Timothy T. Hwang Revocable trust. F4 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GiftNonstatutory Stock Options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · derivative · entry 4 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · shares: The reporting person transferred 1,437,323 nonstatutory stock options to the Timothy T. Hwang Revocable trust. F4 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GiftClass A Common Stock | 1,834,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,834,535 F1 · shares: The Reporting Person transferred the securities to Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GiftClass A Common Stock | 1,834,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,318 F1 · shares: The Reporting Person transferred the securities to Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:07 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 40,515 | $4.95 | $200,549.25 |
DisclosureSEC source: 0001209191-22-055491 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,926,281 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNonstatutory Stock options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · derivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,323 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023 Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 189,188 | $6.28 | $1,188,100.64 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966,796 F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 538,998 RSUs. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 2,155,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155,984 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Hwang's employment agreement, which specifies an April 1, 2022 vesting commencement date for these awards, twenty-five percent (25%) of the RSUs vested as of October 5, 2022. One twenty-fourth (1/24th) of the RSUs shall vest ratably on the first day of each calendar month commencing November 1, 2022 and continuing through April 1, 2024. Read SEC document |
| October 05, 2022 Filed Nov 17, 2022 21:32 UTC Amendment | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 231,616 | $6.28 | $1,454,548.48 |
DisclosureSEC source: 0001209191-22-057556 · doc4a.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,368 F1 · shares: This amendment is filed solely to correct the number of shares withheld to satisfy the reporting person's tax obligation upon the vesting of 538,998 RSUs. On October 7, 2022, the reporting person filed a Form 4 which disclosed a withholding of 189,188 shares of Class A Common Stock, however, the correct number of shares of Class A Common Stock withheld was 231,616. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNonstatutory Stock Options (Right to Buy) · Derivative | 866,510 | Not disclosed Strike: $3.62 | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 4 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 866,510 Underlying: Class A Common Stock · 866,510 shares Expires 2026-05-30 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F10 · price: Received in the Business Combination in exchange for 730,000 shares of NSOs of Legacy FiscalNote. F9 · derivative.exercise_date: 100% of the shares subject to the NSOs vested on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange with a minimum price of $7.26 per share. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNonstatutory Stock Options (Right to Buy) · Derivative | 1,110,438 | Not disclosed Strike: $1.49 | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,110,438 Underlying: Class A Common Stock · 1,110,438 shares Expires 2028-06-17 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F8 · price: Received in the Business Combination in exchange for 935,500 shares of NSOs of Legacy FiscalNote. F7 · derivative.exercise_date: These NSOs are fully vested and are currently exercisable at any time. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNonstatutory Stock Options (Right to Buy) · Derivative | 296,750 | Not disclosed Strike: $2.43 | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 296,750 Underlying: Class A Common Stock · 296,750 shares Expires 2030-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F6 · price: Received in the Business Combination in exchange for 250,000 shares of NSOs of Legacy FiscalNote. F5 · derivative.exercise_date: The nonstatutory stock options ("NSOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is January 1, 2020. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass B Common Stock · Derivative | 7,108,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,108,624 Underlying: Class A Common Stock · 7,108,624 shares Expires 2029-07-29 F2 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation. F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F3 · price: Received in the Business Combination in exchange for 5,988,730 shares of Class B common stock of Legacy FiscalNote. F2 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.