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person · Reporting owner

PENDARVIS DAVID

Disclosed activity across 3 companies

Tapewire entity
67497
SEC CIK
0001196723

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WD 40 COWDFC · Entity 4262DirectorFebruary 05, 2026February 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WD 40 CO

Report date February 05, 2026 · Filed February 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,898 Reported balance After 2026-02-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-05 · Purchase · Acquired 424 · Balance 6,898

F1: Represents: (i) 1,275 shares acquired via stock purchases by Reporting Owner, and (ii) 5,623 vested RSUs treated as common stock equivalents. Following termination of Reporting Person's service as a director, vested RSUs will be settled with Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents: (i) 1,275 shares acquired via stock purchases by Reporting Owner, and (ii) 5,623 vested RSUs treated as common stock equivalents. Following termination of Reporting Person's service as a director, vested RSUs will be settled with Issuer's common stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RESMED INC

Report date June 30, 2023 · Filed June 30, 2023

Section 16 reporting ended · disclosed 2023-06-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
ResMed Common StockSEC Table I · non-derivativeDirect89,729 Reported balance Holding disclosure · report date 2023-06-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 89,729

SEQUENOM INC

Report date September 07, 2016 · Filed September 07, 2016

Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-09-07 transaction · row 1
1 source row

Row 1 · 2016-09-07 · Other · Disposed 112,969 · Balance 0

F1: Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 26, 2016, among the Issuer, Laboratory Corporation of America Holdings, a Delaware corporation ("Parent"), and Savoy Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") in exchange for a cash consideration of $2.40 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2026-06-14Direct0 Reported balance After 2016-09-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-09-07 · Disposition to issuer · Disposed 20,000 · Balance 0

F2: This option was cancelled in the Merger in exchange for a cash payment equal to $2.40 per share (without interest) minus the per share exercise price of the option. In connection with the Merger, vesting of the option was accelerated and the option became fully vested and exercisable effective immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 26, 2016, among the Issuer, Laboratory Corporation of America Holdings, a Delaware corporation ("Parent"), and Savoy Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") in exchange for a cash consideration of $2.40 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: This option was cancelled in the Merger in exchange for a cash payment equal to $2.40 per share (without interest) minus the per share exercise price of the option. In connection with the Merger, vesting of the option was accelerated and the option became fully vested and exercisable effective immediately prior to the effective time of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 5, 2019 22:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,457 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001567619-19-002397 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

Underlying: ResMed Common Stock · 4,457 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:01 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,457 $93.50 $416,729.50
Disclosure

SEC source: 0001567619-19-002397 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,002

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,457 $51.25 $228,421.25
Disclosure

SEC source: 0001567619-19-002397 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F1 · balance_after: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 20:48 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,457 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001567619-19-000493 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,371

Underlying: ResMed Common Stock · 4,457 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 20:48 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,457 $110.82 $493,924.74
Disclosure

SEC source: 0001567619-19-000493 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,002

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 20:48 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,457 $51.25 $228,421.25
Disclosure

SEC source: 0001567619-19-000493 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F1 · balance_after: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:31 UTC WD 40 CO WDFC · Entity 4262 GrantCommon Stock 694 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007945 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

F1 · shares: Restricted Stock Units (Common Stock equivalents) were granted pursuant to the WD-40 Company 2016 Stock Incentive Plan for non-elective and elective portions of annual director compensation in accordance with the Issuer's Directors' Compensation Policy and Election Plan. The Restricted Stock Units will be settled solely with Issuer Common Stock upon termination of the reporting person's service as a director.

F1 · price: Restricted Stock Units (Common Stock equivalents) were granted pursuant to the WD-40 Company 2016 Stock Incentive Plan for non-elective and elective portions of annual director compensation in accordance with the Issuer's Directors' Compensation Policy and Election Plan. The Restricted Stock Units will be settled solely with Issuer Common Stock upon termination of the reporting person's service as a director.

F2 · balance_after: Total represents 1,668 Restricted Stock Units (Common Stock equivalents).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:12 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,455 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001567619-18-007390 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,828

Underlying: ResMed Common Stock · 4,455 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:12 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,455 $112.09 $499,360.95
Disclosure

SEC source: 0001567619-18-007390 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,002

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:12 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,455 $51.25 $228,318.75
Disclosure

SEC source: 0001567619-18-007390 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 20:20 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 15,453 $104.18 $1,609,893.54
Disclosure

SEC source: 0001567619-18-006911 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,002

F2 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on November 19, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 20:20 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 27,702 $104.18 $2,885,994.36
Disclosure

SEC source: 0001567619-18-006911 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,455

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on November 21, 2018, when the compensation committee certified that the performance metrics were met.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 01:36 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 19,451 $0.00 Strike: $101.64 $0.00
Disclosure

SEC source: 0001567619-18-006572 · doc1.xml · derivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,451

Underlying: ResMed Common Stock · 19,451 shares

Expires 2025-11-14

F1 · derivative.exercise_date: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2019, 2020 and 2021.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:13 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 1,717 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001567619-18-005885 · doc1.xml · derivative · entry 5

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 1,717 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents date incentive stock options first became exercisable.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:13 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 1,717 $58.24 $99,998.08
Disclosure

SEC source: 0001567619-18-005885 · doc1.xml · nonDerivative · entry 4

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:13 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 1,199 $106.94 $128,221.06
Disclosure

SEC source: 0001567619-18-005885 · doc1.xml · nonDerivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,036

F3 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:13 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 1,083 $106.94 $115,816.02
Disclosure

SEC source: 0001567619-18-005885 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,235

F2 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2015.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:13 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 854 $106.94 $91,326.76
Disclosure

SEC source: 0001567619-18-005885 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,318

F1 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2017.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:20 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001567619-18-005169 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:20 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $105.97 $297,775.70
Disclosure

SEC source: 0001567619-18-005169 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,172

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:20 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001567619-18-005169 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · balance_after: Includes 131.84 shares of ResMed stock purchased on October 31, 2018, through the ResMed Employee Stock Purchase Plan.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 21:54 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-004798 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,040

F1 · shares: Represents performance-based restricted stock units granted on November 16, 2017. The shares were earned on October 29, 2018, when the compensation committee certified that the performance metrics were met. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:17 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001567619-18-003710 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:17 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $113.95 $320,199.50
Disclosure

SEC source: 0001567619-18-003710 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,251

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:17 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001567619-18-003710 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:59 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001567619-18-002120 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,620

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:59 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $111.26 $312,640.60
Disclosure

SEC source: 0001567619-18-002120 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,251

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:59 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001567619-18-002120 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:42 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 5,168 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001320 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,251

F1 · shares: Represents performance-based restricted stock units granted on November 16, 2017. The shares were earned on August 15, 2018, when the compensation committee certified that the performance metrics were met.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 18:47 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-035561 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,430

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 18:47 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $106.20 $298,422.00
Disclosure

SEC source: 0001140361-18-035561 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 18:47 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001140361-18-035561 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 23:20 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-031706 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 23:20 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $103.90 $291,959.00
Disclosure

SEC source: 0001140361-18-031706 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 23:20 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001140361-18-031706 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
June 04, 2018 Filed Jun 4, 2018 21:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-027202 · doc1.xml · derivative · entry 4

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,050

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition to issuer for tax withholding on vesting of performance-based restricted stock units granted on 06/01/2017.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

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June 04, 2018 Filed Jun 4, 2018 21:57 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $103.75 $291,537.50
Disclosure

SEC source: 0001140361-18-027202 · doc1.xml · nonDerivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

F3 · kind: The transaction was conducted under a Rule 10b5-1 plan.

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June 04, 2018 Filed Jun 4, 2018 21:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001140361-18-027202 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transaction was conducted under a Rule 10b5-1 plan.

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June 01, 2018 Filed Jun 4, 2018 21:57 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 167 $103.56 $17,294.52
Disclosure

SEC source: 0001140361-18-027202 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

F1 · shares: Disposition to issuer for tax withholding on vesting of performance-based restricted stock units granted on 06/01/2017.

F2 · balance_after: Includes 145 shares of ResMed stock purchased on April 30, 2018, through the ResMed Employee Stock Purchase Plan.

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May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 1,922 $0.00 Strike: $52.02 $0.00
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · derivative · entry 7

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 1,922 shares

Expires 2021-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. ISO options vested on the third anniversary of the grant.

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May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 1,951 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · derivative · entry 6

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 1,951 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. ISO options vested on the third anniversary of the grant.

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May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · derivative · entry 5

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,860

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 1,922 $52.02 $99,982.44
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · nonDerivative · entry 4

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 1,951 $51.25 $99,988.75
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · nonDerivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $95.91 $269,507.10
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,233

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
May 03, 2018 Filed May 5, 2018 00:03 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001140361-18-021843 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 18:29 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-019228 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,233

F1 · kind: Represents performance-based restricted stock units granted on June 1, 2017. The shares were earned on April 19, 2018, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

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April 03, 2018 Filed Apr 4, 2018 23:34 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 2,810 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-017225 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,670

Underlying: ResMed Common Stock · 2,810 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 23:34 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,810 $96.19 $270,293.90
Disclosure

SEC source: 0001140361-18-017225 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,453

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 23:34 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 2,810 $38.98 $109,533.80
Disclosure

SEC source: 0001140361-18-017225 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.