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person · Reporting owner

PENDARVIS DAVID

Disclosed activity across 3 companies

Tapewire entity
67497
SEC CIK
0001196723

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WD 40 COWDFC · Entity 4262DirectorFebruary 05, 2026February 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WD 40 CO

Report date February 05, 2026 · Filed February 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,898 Reported balance After 2026-02-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-05 · Purchase · Acquired 424 · Balance 6,898

F1: Represents: (i) 1,275 shares acquired via stock purchases by Reporting Owner, and (ii) 5,623 vested RSUs treated as common stock equivalents. Following termination of Reporting Person's service as a director, vested RSUs will be settled with Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents: (i) 1,275 shares acquired via stock purchases by Reporting Owner, and (ii) 5,623 vested RSUs treated as common stock equivalents. Following termination of Reporting Person's service as a director, vested RSUs will be settled with Issuer's common stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RESMED INC

Report date June 30, 2023 · Filed June 30, 2023

Section 16 reporting ended · disclosed 2023-06-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
ResMed Common StockSEC Table I · non-derivativeDirect89,729 Reported balance Holding disclosure · report date 2023-06-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 89,729

SEQUENOM INC

Report date September 07, 2016 · Filed September 07, 2016

Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-09-07 transaction · row 1
1 source row

Row 1 · 2016-09-07 · Other · Disposed 112,969 · Balance 0

F1: Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 26, 2016, among the Issuer, Laboratory Corporation of America Holdings, a Delaware corporation ("Parent"), and Savoy Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") in exchange for a cash consideration of $2.40 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2026-06-14Direct0 Reported balance After 2016-09-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-09-07 · Disposition to issuer · Disposed 20,000 · Balance 0

F2: This option was cancelled in the Merger in exchange for a cash payment equal to $2.40 per share (without interest) minus the per share exercise price of the option. In connection with the Merger, vesting of the option was accelerated and the option became fully vested and exercisable effective immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 26, 2016, among the Issuer, Laboratory Corporation of America Holdings, a Delaware corporation ("Parent"), and Savoy Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") in exchange for a cash consideration of $2.40 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: This option was cancelled in the Merger in exchange for a cash payment equal to $2.40 per share (without interest) minus the per share exercise price of the option. In connection with the Merger, vesting of the option was accelerated and the option became fully vested and exercisable effective immediately prior to the effective time of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2021 Filed Jun 7, 2021 17:10 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $207.00 $307,809.00
Disclosure

SEC source: 0001127602-21-019336 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,387

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · balance_after: Includes 66.72 shares of ResMed stock purchased on April 30, 2021, through the ResMed Employee Stock Purchase Plan.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:23 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $190.50 $283,273.50
Disclosure

SEC source: 0001127602-21-015196 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,807

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 15:12 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $196.15 $291,675.05
Disclosure

SEC source: 0001127602-21-013306 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,294

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 19:09 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $191.80 $285,206.60
Disclosure

SEC source: 0001127602-21-009363 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,781

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 18:11 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $204.42 $303,972.54
Disclosure

SEC source: 0001127602-21-004154 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,268

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
January 18, 2021 Filed Jan 20, 2021 00:59 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002066 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,755

F1 · shares: Represents performance-based restricted stock units granted on November 21, 2019. The shares were earned on January 18, 2021, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:50 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $213.24 $317,087.88
Disclosure

SEC source: 0001127602-21-000635 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,207

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:51 UTC WD 40 CO WDFC · Entity 4262 GrantCommon Stock 475 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-020919 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779

F1 · shares: Restricted Stock Units (Common Stock equivalents) were granted pursuant to the WD-40 Company 2016 Stock Incentive Plan for non-elective and elective portions of annual director compensation in accordance with the Issuer's Directors' Compensation Policy and Election Plan. The Restricted Stock Units will be settled solely with Issuer Common Stock upon termination of the reporting person's service as a director.

F1 · price: Restricted Stock Units (Common Stock equivalents) were granted pursuant to the WD-40 Company 2016 Stock Incentive Plan for non-elective and elective portions of annual director compensation in accordance with the Issuer's Directors' Compensation Policy and Election Plan. The Restricted Stock Units will be settled solely with Issuer Common Stock upon termination of the reporting person's service as a director.

F2 · balance_after: Total represents 2,779 Restricted Stock Units (Common Stock equivalents).

Read SEC document
December 03, 2020 Filed Dec 7, 2020 17:41 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 1,487 $208.36 $309,831.32
Disclosure

SEC source: 0001127602-20-030668 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,694

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 18:31 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029909 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,181

F1 · kind: Gift of shares to The San Diego Foundation, a 501(c)(3) nonprofit organization. Mr. Pendarvis has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:31 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 1,176 $0.00 Strike: $84.98 $0.00
Disclosure

SEC source: 0001127602-20-029909 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,519

Underlying: ResMed Common Stock · 1,176 shares

Expires 2024-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:31 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 1,176 $84.98 $99,936.48
Disclosure

SEC source: 0001127602-20-029909 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 01:19 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 7,702 $0.00 Strike: $211.76 $0.00
Disclosure

SEC source: 0001127602-20-029776 · form4.xml · derivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: ResMed Common Stock · 7,702 shares

Expires 2027-11-19

F1 · derivative.exercise_date: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Dec 1, 2020 21:24 UTC Amendment RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 7,849 $0.00 Strike: $211.76 $0.00
Disclosure

SEC source: 0001127602-20-030207 · form4a.xml · derivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

Underlying: ResMed Common Stock · 7,849 shares

Expires 2027-11-19

F1 · shares: Corrects original reported option grant for updated Black-Scholes valuation.

F1 · derivative.underlying_shares: Corrects original reported option grant for updated Black-Scholes valuation.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 20:47 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 12,445 $214.74 $2,672,439.30
Disclosure

SEC source: 0001127602-20-029557 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,005

F2 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2017.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 20:47 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 22,310 $214.74 $4,790,849.40
Disclosure

SEC source: 0001127602-20-029557 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,450

F1 · kind: Represents performance-based restricted stock units granted on November 16, 2017. The shares were earned on November 17, 2020, when the compensation committee certified that the performance metrics were met.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:02 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 490 $212.11 $103,933.90
Disclosure

SEC source: 0001127602-20-029032 · form4.xml · nonDerivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,140

F4 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/21/2019.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:02 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 722 $212.11 $153,143.42
Disclosure

SEC source: 0001127602-20-029032 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,630

F3 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/14/2018.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:02 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 855 $212.11 $181,354.05
Disclosure

SEC source: 0001127602-20-029032 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,352

F1 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2017.

F2 · balance_after: Includes 78.84 shares of ResMed stock purchased on October 31, 2020, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 19:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,918 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-028220 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 5,918 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 19:01 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,918 $201.14 $1,190,363.68
Disclosure

SEC source: 0001127602-20-028220 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,128

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $197.28 to 203.32. The price reported above reflects the weighted average sale price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 19:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,918 $57.76 $341,823.68
Disclosure

SEC source: 0001127602-20-028220 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 22:08 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,919 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-026627 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

Underlying: ResMed Common Stock · 5,919 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 22:08 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,919 $170.07 $1,006,620.65
Disclosure

SEC source: 0001127602-20-026627 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,128

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $168.72 to 171.06. The price reported above reflects the weighted average sale price.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 22:08 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,919 $57.76 $341,881.44
Disclosure

SEC source: 0001127602-20-026627 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 21:00 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,919 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-024769 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837

Underlying: ResMed Common Stock · 5,919 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 21:00 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,919 $177.52 $1,050,714.24
Disclosure

SEC source: 0001127602-20-024769 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,128

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $175.44 to 181.64. The price reported above reflects the weighted average sale price.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 21:00 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,919 $57.76 $341,881.44
Disclosure

SEC source: 0001127602-20-024769 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 15:35 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 2,966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023639 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,128

F1 · kind: Represents performance-based restricted stock units granted on November 21, 2019. The shares were earned on August 13, 2020, when the compensation committee certified that the performance metrics were met. Stock units vest 1/3 each year on the anniversary of the grant.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,919 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-022759 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,756

Underlying: ResMed Common Stock · 5,919 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:01 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,919 $201.99 $1,195,593.02
Disclosure

SEC source: 0001127602-20-022759 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,162

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $200.61 to $202.98. The price reported above reflects the weighted average sale price.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:01 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,919 $57.76 $341,881.44
Disclosure

SEC source: 0001127602-20-022759 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · balance_after: Balance adjusted by duplicate reporting of 780 performance units earned on June 4, 2020 originally reported as banked shares on April 19, 2018.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 19:14 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,919 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-021267 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,675

Underlying: ResMed Common Stock · 5,919 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 19:14 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,919 $194.64 $1,152,090.14
Disclosure

SEC source: 0001127602-20-021267 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,942

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $192.70 to 197.30. The price reported above reflects the weighted average sale price.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 19:14 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,919 $57.76 $341,881.44
Disclosure

SEC source: 0001127602-20-021267 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:39 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 3,483 $160.82 $560,136.06
Disclosure

SEC source: 0001127602-20-019135 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,942

F2 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 6/1/2017.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:39 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 7,022 $160.82 $1,129,278.04
Disclosure

SEC source: 0001127602-20-019135 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,425

F1 · kind: Represents performance-based restricted stock units granted on June 1, 2017. The shares were earned on June 4, 2020, when the compensation committee certified that the performance metrics were met.

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June 03, 2020 Filed Jun 5, 2020 16:32 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,919 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001127602-20-018985 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,594

Underlying: ResMed Common Stock · 5,919 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

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June 03, 2020 Filed Jun 5, 2020 16:32 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,919 $160.61 $950,660.06
Disclosure

SEC source: 0001127602-20-018985 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,403

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $159.05 to 162.18. The price reported above reflects the weighted average sale price.

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June 03, 2020 Filed Jun 5, 2020 16:32 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,919 $57.76 $341,881.44
Disclosure

SEC source: 0001127602-20-018985 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 01:37 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 239 $161.12 $38,507.68
Disclosure

SEC source: 0001127602-20-018554 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,403

F1 · kind: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 6/1/2017.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:31 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,737 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-20-015628 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 4,737 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

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May 04, 2020 Filed May 6, 2020 20:31 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,737 $155.06 $734,515.43
Disclosure

SEC source: 0001127602-20-015628 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,642

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $153.33 to 158.02. The price reported above reflects the weighted average sale price.

F3 · balance_after: Includes 78.522 shares of ResMed stock purchased on April 30, 2020, through the ResMed Employee Stock Purchase Plan.

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May 04, 2020 Filed May 6, 2020 20:31 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,737 $58.24 $275,882.88
Disclosure

SEC source: 0001127602-20-015628 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 00:38 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,739 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-20-013346 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737

Underlying: ResMed Common Stock · 4,739 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 00:38 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,739 $152.63 $723,302.67
Disclosure

SEC source: 0001127602-20-013346 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,564

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $148.99 to 154.59. The price reported above reflects the weighted average sale price.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 00:38 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,739 $58.24 $275,999.36
Disclosure

SEC source: 0001127602-20-013346 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:33 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 4,739 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-20-009574 · form4.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

Underlying: ResMed Common Stock · 4,739 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/3 per year.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:33 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 4,739 $166.65 $789,757.19
Disclosure

SEC source: 0001127602-20-009574 · form4.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,564

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $163.15 to 171.16. The price reported above reflects the weighted average sale price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:33 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 4,739 $58.24 $275,999.36
Disclosure

SEC source: 0001127602-20-009574 · form4.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.