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CARTER BRIAN N

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67478
SEC CIK
0001561742

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CompanyLast reported asReport datePublished
TETRA TECH INCTTEK · Entity 3570SVP, Corporate ControllerFebruary 04, 2026February 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TETRA TECH INC

Report date February 04, 2026 · Filed February 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect46,496 Reported balance After 2026-02-04 transaction · row 1
1 source row

Row 1 · 2026-02-04 · Sale · Disposed 9,979 · Balance 46,496

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.2244 to $40.225, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.2244 to $40.225, inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2017 Filed Nov 29, 2017 00:24 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 10,000 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0000831641-17-000136 · wf-form4_151191508100243.xml · derivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires 2020-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully exercisable on November 16, 2016.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 00:24 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 2,694 $49.99 $134,678.99
Disclosure

SEC source: 0000831641-17-000136 · wf-form4_151191508100243.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,043

F2 · price: $49.9922 is an average price. Shares were sold at prices ranging from $49.35 to $50.40 per share.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 00:24 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 10,000 $49.92 $499,233.00
Disclosure

SEC source: 0000831641-17-000136 · wf-form4_151191508100243.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,737

F1 · price: $49.9233 is an average price. Shares were sold at prices ranging from $49.35 to $50.40 per share.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 00:24 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 10,000 $24.26 $242,600.00
Disclosure

SEC source: 0000831641-17-000136 · wf-form4_151191508100243.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:40 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 167 $49.65 $8,291.55
Disclosure

SEC source: 0000831641-17-000127 · wf-form4_151155599431923.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,737

F1 · shares: 167 of the shares underlying restricted stock which vested on 11/22/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 215 $50.00 $10,750.00
Disclosure

SEC source: 0000831641-17-000094 · wf-form4_151138574757129.xml · nonDerivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

F4 · shares: 215 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 3,312 $50.00 $165,600.00
Disclosure

SEC source: 0000831641-17-000094 · wf-form4_151138574757129.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,119

F3 · shares: 3,312 of the shares underlying PSUs which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 4,316 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000094 · wf-form4_151138574757129.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,431

F2 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee for the Performance Period was determined at the end of the Performance Period by measuring relative total shareholder return ("TSR"), with equal weight given to the selected industry peer group and to the S&P 1000. The TSR peer group performance percentile was 89%, and the TSR S&P 1000 performance percentile was 82%. Straight line interpolation determined the vesting credit percentage. Therefore, 189% of the 2,284 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 4,566 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000094 · wf-form4_151138574757129.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115

F1 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee was determined at the end of the Performance Period by measuring earnings per share ("EPS") growth, which was 35% year-over-year growth. Therefore, 200% of the 2,283 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:13 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 235 $48.55 $11,409.25
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

F3 · shares: 235 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:13 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 179 $47.95 $8,583.05
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,784

F2 · shares: 179 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC TETRA TECH INC TTEK · Entity 3570 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · derivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:13 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,963

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
May 09, 2017 Filed May 10, 2017 22:57 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 3,396 $46.20 $156,895.20
Disclosure

SEC source: 0001561742-17-000002 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

F1 · price: All shares were sold at an exact price.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 167 $42.80 $7,147.60
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639

F4 · shares: 167 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 621 $42.80 $26,578.80
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,806

F3 · shares: 621 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 471 $0.00 $0.00
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 471 addtional shares were issued to the reporting person.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:14 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 215 $41.25 $8,868.75
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956

F1 · shares: 215 of the shares underlying RSUs which vested on 11/21/2015 were withheld to pay the related tax liability.

Read SEC document
November 20, 2016 Filed Nov 23, 2016 00:16 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 240 $40.80 $9,792.00
Disclosure

SEC source: 0001561742-16-000013 · edgar.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171

F3 · shares: 240 of the shares underlying RSUs which vested on 11/20/2016 were withheld to pay the related tax liability.

Read SEC document
November 18, 2016 Filed Nov 23, 2016 00:16 UTC TETRA TECH INC TTEK · Entity 3570 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 6,459 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001561742-16-000013 · edgar.xml · derivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

Underlying: COMMON STOCK · 6,459 shares

Expires 2026-11-18

F1 · derivative.exercise_date: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.

Read SEC document
November 18, 2016 Filed Nov 23, 2016 00:16 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 1,951 $0.00 $0.00
Disclosure

SEC source: 0001561742-16-000013 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,411

F2 · shares: 1,951 restricted stock units (RSUs) were awarded to the reporting person on November 18, 2016. The RSUs become vested as to 25% of the shares on each anniversary of the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 02:45 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001561742-16-000012 · edgar.xml · derivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 500 shares

Expires 2016-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 16, 2016, 500 restricted stock units (RSUs) awarded in November 2012 vested. The shares of common stock into which such vested RSUs converted are reported in Table I of this Form 4.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 02:45 UTC TETRA TECH INC TTEK · Entity 3570 Tax withholdingCOMMON STOCK 188 $41.65 $7,830.20
Disclosure

SEC source: 0001561742-16-000012 · edgar.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

F3 · shares: On November 16, 2016, 500 restricted stock units (RSUs) awarded in November 2012 vested. Of the vested RSUs, 188 underlying shares were withheld to pay the related tax liability.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 02:45 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001561742-16-000012 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:28 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 5,000 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001561742-16-000010 · edgar.xml · derivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,000 shares

Expires 2019-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable on August 1, 2015.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:28 UTC TETRA TECH INC TTEK · Entity 3570 SaleCOMMON STOCK 5,000 $40.73 $203,645.00
Disclosure

SEC source: 0001561742-16-000010 · edgar.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

F2 · price: All shares were sold at an exact price.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 23:28 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 5,000 $21.86 $109,300.00
Disclosure

SEC source: 0001561742-16-000010 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.