Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | Director | February 06, 2026 | February 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,169 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Sale · Disposed 11,163 · Balance 32,169 F1: These transactions were executed in multiple trades, at prices ranging from $100.77 to $101.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 1,200 |
Reported balance
Holding disclosure · report date 2026-02-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,200 F2: IRA account for Susan M Court |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were executed in multiple trades, at prices ranging from $100.77 to $101.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2: IRA account for Susan M Court
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000154 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,334 Underlying: Common Stock · 2,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,475 | $25.91 | $38,217.25 |
DisclosureSEC source: 0001299709-19-000154 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,744 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,933 | $25.91 | $75,994.03 |
DisclosureSEC source: 0001299709-19-000154 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,267 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,286 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,934 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $27.12 | $36,367.92 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $27.12 | $72,329.04 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000079 · edgardoc.xml · derivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,601 Underlying: Common Stock · 8,800 shares Expires not disclosed F1 · security: Grant to the reporting person on August 1, 2019 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2018 Filed Sep 8, 2018 00:27 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000101 · edgardoc.xml · derivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,801 Underlying: Common Stock · 8,800 shares Expires not disclosed F1 · security: Grant to the reporting person on September 5, 2018 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · derivative · entry 7 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $37.87 | $50,783.67 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,634 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $37.87 | $100,999.29 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 3 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · derivative · entry 6 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,341 | $37.87 | $50,783.67 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,308 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:54 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $37.87 | $100,999.29 |
DisclosureSEC source: 0001299709-18-000093 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 22:35 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000073 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 22:35 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,340 | $37.67 | $50,477.80 |
DisclosureSEC source: 0001299709-18-000073 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,982 F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 22:35 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $37.67 | $100,428.22 |
DisclosureSEC source: 0001299709-18-000073 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:57 UTC | Axos Financial, Inc. BOFI · Entity 3860 | SaleCommon Stock | 1,200 | $40.43 | $48,516.00 |
DisclosureSEC source: 0001299709-18-000031 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,656 Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:57 UTC | Axos Financial, Inc. BOFI · Entity 3860 | SaleCommon Stock | 7,800 | $40.31 | $314,442.96 |
DisclosureSEC source: 0001299709-18-000031 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,856 F1 · price: This transaction was executed in multiple trades, at prices ranging from $40.18 to $40.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:39 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000087 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:39 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,410 | $26.25 | $37,012.50 |
DisclosureSEC source: 0001299709-17-000087 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,656 F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:39 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,667 | $26.25 | $70,008.75 |
DisclosureSEC source: 0001299709-17-000087 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000077 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,410 | $26.50 | $37,365.00 |
DisclosureSEC source: 0001299709-17-000077 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,399 F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,666 | $26.50 | $70,649.00 |
DisclosureSEC source: 0001299709-17-000077 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:08 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000066 · edgardoc.xml · derivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 17, 2017 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000059 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,411 | $26.97 | $38,054.67 |
DisclosureSEC source: 0001299709-17-000059 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,143 F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 2,668 | $26.97 | $71,955.96 |
DisclosureSEC source: 0001299709-17-000059 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 23:24 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000298 · edgardoc.xml · derivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.