Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Otis Worldwide CorpOTIS · Entity 3170 | EVP, Chief Product, Delivery | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,455 |
Ending reported balance
After 2026-02-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 2,213 · Balance 22,603 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 974 · Balance 21,629 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 1,476 · Balance 23,105 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 650 · Balance 22,455 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,024 |
Reported balance
After 2026-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-06 · Exercise / conversion · Disposed 2,213 · Balance 2,024 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-07 · Exercise / conversion · Disposed 1,476 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Right · Derivative | 4,384 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · derivative · entry 7 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,384 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 3,100 | $75.92 | $235,352.93 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 6 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,502 Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 233 | $75.92 | $17,690.06 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 5 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,602 Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 5,477 | $75.98 | $416,142.46 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 4 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,835 Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 6,991 | $59.53 | $416,174.23 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 2,565 | $75.98 | $194,888.70 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,321 Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 4,384 | $44.46 | $194,912.64 |
DisclosureSEC source: 0001062993-22-013859 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 11,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · derivative · entry 8 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · derivative · entry 7 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371 Underlying: Common Stock · 1,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 16,250 | $81.85 Strike: $81.85 | $1,330,062.50 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · derivative · entry 6 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2032-02-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · derivative · entry 5 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 17:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 8,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013015 · form4.xml · derivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. These RSUs, which accumulated dividend equivalents, have now fully vested. F2 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. These RSUs, which accumulated dividend equivalents, have now fully vested. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 17:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,731 | $84.92 | $316,836.52 |
DisclosureSEC source: 0001062993-21-013015 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,488 Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 17:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 8,050 | $84.92 | $683,606.00 |
DisclosureSEC source: 0001062993-21-013015 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:34 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012011 · form4.xml · derivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,605 Underlying: Common Stock · 334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:34 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 334 | $80.40 | $26,853.60 |
DisclosureSEC source: 0001062993-21-012011 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:34 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 334 | $80.40 | $26,853.60 |
DisclosureSEC source: 0001062993-21-012011 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Right · Derivative | 3,788 | $0.00 Strike: $39.51 | $0.00 |
DisclosureSEC source: 0001062993-21-003921 · form4.xml · derivative · entry 5 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,788 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 15,234 | $78.67 | $1,198,474.01 |
DisclosureSEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 4 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.6311 to $78.7450, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Disposition to issuerCommon Stock | 1,887 | $78.76 | $148,625.78 |
DisclosureSEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,234 Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,901 | $78.70 | $149,608.70 |
DisclosureSEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,135 Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 3,788 | $39.51 | $149,663.88 |
DisclosureSEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:32 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 22,064 | $63.93 Strike: $63.93 | $1,410,551.52 |
DisclosureSEC source: 0001062993-21-001088 · form4.xml · derivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,064 Underlying: Common Stock · 22,064 shares Expires 2031-02-04 F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:32 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001088 · form4.xml · derivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998 Underlying: Common Stock · 4,998 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 4,865 | $82.44 | $401,070.60 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 4 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,502 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 11,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 847 | $82.44 | $69,826.68 |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · Pres, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 3,008 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · derivative · entry 6 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,008 Underlying: Common Stock · 3,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 8,320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · derivative · entry 5 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,320 Underlying: Common Stock · 8,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 873 | $65.59 | $57,260.07 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 4 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,234 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 3,008 | $65.59 | $197,294.72 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 2,415 | $65.59 | $158,399.85 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,099 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 8,320 | $65.59 | $545,708.80 |
DisclosureSEC source: 0001062993-21-000125 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 7,954 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006404 · form4.xml · derivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,958 Underlying: Common Stock · 7,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. Approximately 50% vested on the 3rd anniversary of the date of grant and the remaining 50% will vest on the 4th anniversary of the date of grant. F2 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. Approximately 50% vested on the 3rd anniversary of the date of grant and the remaining 50% will vest on the 4th anniversary of the date of grant. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,686 | $64.73 | $238,594.78 |
DisclosureSEC source: 0001062993-20-006404 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,194 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 7,954 | $64.73 | $514,862.42 |
DisclosureSEC source: 0001062993-20-006404 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · derivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,042 Underlying: Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 484 | $66.94 | $32,398.96 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 484 | $66.94 | $32,398.96 |
DisclosureSEC source: 0001062993-20-006002 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Right · Derivative | 9,488 | $0.00 Strike: $41.81 | $0.00 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · derivative · entry 4 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying_shares: Exercise of cash-settled Stock Appreciation Rights. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 53.76 | $63.21 | $3,398.17 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 3 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Indirect · UTC 401K Disclosed balance after: 0 F1 · ownership.nature: As a result of the spin-off of the issuer by UTC, Otis shares are now held in the UTC Employee Savings Plan by insiders who held UTC shares in their plan accounts. The UTC Employee Savings Plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Disposition to issuerCommon Stock | 9,488 | $63.60 | $603,436.80 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 2 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926 Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 9,488 | $41.81 | $396,693.28 |
DisclosureSEC source: 0001062993-20-003649 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Dec 2, 2021 15:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | PurchaseCommon Stock | 120 | $60.88 | $7,306.03 |
DisclosureSEC source: 0001062993-21-012006 · form4.xml · nonDerivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 F1 · kind: This purchase occurred in a managed account held by the reporting person and occurred without his knowledge. The reporting person has voluntarily repaid to the issuer an amount equal to the short-swing profit liability attributable to this transaction and an August 3, 2020 matching transaction. F2 · balance_after: The amount includes an additional 49 shares which the insider's managed account received when the issuer was spun off from UTC. These 49 additional shares and the 120 shares reported above were not included in the reporting person's prior filings, but will be included in future filings. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:03 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units (RSUs) · Derivative | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008558 · doc4.xml · derivative · entry 1 Zheng Peiming · CIK 0001807749 · President, Otis China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Underlying: Common Stock · 19,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.