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Caswell Bruce

Disclosed activity across 1 company

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66928
SEC CIK
0001311296

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXIMUS, INC.MMS · Entity 4224Director · CEO & PresidentFebruary 10, 2026February 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXIMUS, INC.

Report date February 10, 2026 · Filed February 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect328,013.285 Ending reported balance After 2026-02-10 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-02-10 · Purchase · Acquired 152 · Balance 324,990.285

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.51 to $77.31, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Row 2 · 2026-02-10 · Purchase · Acquired 1,332 · Balance 326,322.285

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.52 to $78.45, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Row 3 · 2026-02-10 · Purchase · Acquired 1,691 · Balance 328,013.285

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.54 to $78.97, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.51 to $77.31, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.52 to $78.45, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.54 to $78.97, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2019 Filed Oct 1, 2019 16:18 UTC MAXIMUS, INC. MMS · Entity 4224 Tax withholdingCommon Stock 18,443 $77.26 $1,424,906.18
Disclosure

SEC source: 0001032220-19-000089 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,878

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 96,408 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:08 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 448.908 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000077 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,604.829

Underlying: Common Stock · 448.908 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 15:58 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 483.063 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000053 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,155.921

Underlying: Common Stock · 483.063 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 19:52 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 485.241 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000017 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,672.858

Underlying: Common Stock · 485.241 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:02 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 480.551 $0.00 $0.00
Disclosure

SEC source: 0001032220-18-000095 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,187.617

Underlying: Common Stock · 480.551 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 18:52 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock · Derivative 59,497 $0.00 Strike: $67.23 $0.00
Disclosure

SEC source: 0001032220-18-000084 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,497

Underlying: Common Stock · 59,497 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 11900 09/30/2019 11900 09/30/2020 11899 09/30/2021 11899 09/30/2022 11899 09/30/2023 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 11900 09/30/2019 11900 09/30/2020 11899 09/30/2021 11899 09/30/2022 11899 09/30/2023 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 77,210.066 shares of common stock with varying vesting schedules

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:31 UTC MAXIMUS, INC. MMS · Entity 4224 Tax withholdingCommon Stock 15,263 $65.06 $993,010.78
Disclosure

SEC source: 0001032220-18-000078 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,124.6

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 77,210.066 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 15:26 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 75.232 $0.00 $0.00
Disclosure

SEC source: 0001032220-18-000067 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,251.41

Underlying: Common Stock · 75.232 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:03 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 82.089 $0.00 $0.00
Disclosure

SEC source: 0001032220-18-000044 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,176.178

Underlying: Common Stock · 82.089 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 11, 2018 Filed May 14, 2018 19:54 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 5,750 $61.29 $352,388.75
Disclosure

SEC source: 0001032220-18-000043 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,346.255

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:36 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 74.588 $0.00 $0.00
Disclosure

SEC source: 0001032220-18-000022 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,094.089

Underlying: Common Stock · 74.588 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 19:59 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 72.273 $0.00 $0.00
Disclosure

SEC source: 0001032220-17-000145 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,019.5601

Underlying: Common Stock · 72.273 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 16:24 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock · Derivative 38,592 $0.00 Strike: $64.78 $0.00
Disclosure

SEC source: 0001032220-17-000118 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,592

Underlying: Common Stock · 38,592 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 7719 09/30/2018 7719 09/30/2019 7718 09/30/2020 7718 09/30/2021 7718 09/30/2017 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 7719 09/30/2018 7719 09/30/2019 7718 09/30/2020 7718 09/30/2021 7718 09/30/2017 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 72,355 shares of common stock with varying vesting schedules.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 21:05 UTC MAXIMUS, INC. MMS · Entity 4224 Tax withholdingCommon Stock 16,272 $64.50 $1,049,544.00
Disclosure

SEC source: 0001032220-17-000112 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,596.255

F1 · shares: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 72,355.228 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 15:16 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000109 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 15:16 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $63.28 $506,252.80
Disclosure

SEC source: 0001032220-17-000109 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $62.89 to $63.69. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 15:16 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000109 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 17:55 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000107 · primary_doc.xml · derivative · entry 4

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F4 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F4 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 17:55 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $60.23 $481,840.00
Disclosure

SEC source: 0001032220-17-000107 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F3 · price: Weighted average sales price for prices ranging from $60.15 to $60.30. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 17:55 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000107 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 17:55 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 77.177 $0.00 $0.00
Disclosure

SEC source: 0001032220-17-000107 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,319.333

Underlying: Common Stock · 77.177 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 21:04 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000091 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 21:04 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $60.50 $484,000.00
Disclosure

SEC source: 0001032220-17-000091 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $59.92 to $60.79. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 21:04 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000091 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 14:18 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000089 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 14:18 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $59.83 $478,640.00
Disclosure

SEC source: 0001032220-17-000089 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $59.77 to $60.032. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

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August 10, 2017 Filed Aug 11, 2017 14:18 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000089 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 15:06 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000082 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

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July 27, 2017 Filed Jul 31, 2017 15:06 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $60.97 $487,760.00
Disclosure

SEC source: 0001032220-17-000082 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $60.48 to $61.45. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 15:06 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000082 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 14:46 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000080 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

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July 12, 2017 Filed Jul 14, 2017 14:46 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $62.21 $497,680.00
Disclosure

SEC source: 0001032220-17-000080 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $61.95 to $62.76. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 14:46 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000080 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
June 16, 2017 Filed Jun 19, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000077 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on

Read SEC document
June 16, 2017 Filed Jun 19, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $63.56 $508,480.00
Disclosure

SEC source: 0001032220-17-000077 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $63.33 to $63.61. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
June 16, 2017 Filed Jun 19, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000077 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 14:24 UTC Amendment MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000078 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 14:24 UTC Amendment MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $63.56 $508,480.00
Disclosure

SEC source: 0001032220-17-000078 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $63.33 to $63.61. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 14:24 UTC Amendment MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000078 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 15:26 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000075 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 15:26 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $63.48 $507,840.00
Disclosure

SEC source: 0001032220-17-000075 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $63.27 to $63.68. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 15:26 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000075 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 14:24 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 75.51 $0.00 $0.00
Disclosure

SEC source: 0001032220-17-000060 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,242.16

Underlying: Common Stock · 75.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

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May 23, 2017 Filed May 24, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000057 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

Read SEC document
May 23, 2017 Filed May 24, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $62.76 $502,080.00
Disclosure

SEC source: 0001032220-17-000057 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $62.60 to $63.28. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 23, 2017 Filed May 24, 2017 15:47 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000057 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 19:24 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock · Derivative 8,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001032220-17-000056 · primary_doc.xml · derivative · entry 3

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F3 · derivative.exercise_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

F3 · derivative.expiration_date: These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were schedule to expire on 10/18/2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 19:24 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 8,000 $61.79 $494,320.00
Disclosure

SEC source: 0001032220-17-000056 · primary_doc.xml · nonDerivative · entry 2

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F2 · price: Weighted average sales price for prices ranging from $61.42 to $62.13. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 18, 2017 Filed May 22, 2017 19:24 UTC MAXIMUS, INC. MMS · Entity 4224 Exercise / conversionCommon Stock 8,000 $11.55 $92,400.00
Disclosure

SEC source: 0001032220-17-000056 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 14:42 UTC MAXIMUS, INC. MMS · Entity 4224 SaleCommon Stock 17,197 $62.47 $1,074,245.00
Disclosure

SEC source: 0001032220-17-000054 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F2 · price: Weighted average sales price for prices ranging from $62.30 to $62.97. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.