Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Executive Vice President | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,124.53 |
Ending reported balance
After 2026-02-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-09 · Exercise / conversion · Acquired 23,728 · Balance 77,246.53 F1: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Row 2 · 2026-02-09 · Tax withholding · Disposed 12,122 · Balance 65,124.53 F2: Represents shares withheld for the payment of taxes. |
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,613 |
Reported balance
After 2026-02-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-09 · Grant · Acquired 17,613 · Balance 17,613 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. |
| 2026 Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,838 |
Reported balance
After 2026-02-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-09 · Grant · Acquired 52,838 · Balance 52,838 F5: The performance shares convert to common stock on a 1 to 1 basis. F6: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. |
| 2023 Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-09 · Exercise / conversion · Disposed 26,872 · Balance 0 F1: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 8,809 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,809 |
Filing footnotes · ownership attribution and instrument terms
F1: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.
F5: The performance shares convert to common stock on a 1 to 1 basis.
F6: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Performance Shares · Derivative | 26,872 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000037 · form4.xml · derivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Performance Shares · Derivative | 52,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000037 · form4.xml · derivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,838 Underlying: Common Stock · 52,838 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Restricted Stock Units · Derivative | 17,613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000037 · form4.xml · derivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,613 Underlying: Common Stock · 17,613 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 12,122 | $102.20 | $1,238,868.40 |
DisclosureSEC source: 0001137774-26-000037 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,124.53 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 23,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000037 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,246.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 15:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion1/12/21 Restricted Stock Units · Derivative | 60,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000002 · form4.xml · derivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units vested on 1/12/26. F5 · derivative.expiration_date: The Restricted Stock Units vested on 1/12/26. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 15:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 29,859 | $117.74 | $3,515,598.66 |
DisclosureSEC source: 0001137774-26-000002 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,518.53 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 15:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 60,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000002 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,377.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion10/2/17 Employee Stock Option (Right to Buy) · Derivative | 1,222 | $0.00 Strike: $107.28 | $0.00 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · derivative · entry 13 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,222 shares Expires 2027-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 2, 2018 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Employee Stock Option (Right to Buy) · Derivative | 2,117 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · derivative · entry 12 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,117 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2018 Employee Stock Option (Right to Buy) · Derivative | 2,926 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · derivative · entry 11 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,926 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion6/12/2018 Employee Stock Option (right to buy) · Derivative | 397 | $0.00 Strike: $99.76 | $0.00 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · derivative · entry 10 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 397 shares Expires 2028-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on June 12, 2019. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,201 | $116.28 | $139,652.28 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 8 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,616.53 F1 · balance_after: Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,222 | $107.28 | $131,096.16 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 7 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,817.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 2,096 | $116.28 | $243,722.88 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,595.53 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,117 | $110.45 | $233,822.65 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,691.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 2,874 | $116.28 | $334,188.72 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,574.53 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,926 | $106.89 | $312,760.14 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 3 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,448.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 384 | $116.28 | $44,651.52 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,522.53 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 397 | $99.76 | $39,604.72 |
DisclosureSEC source: 0001137774-25-000224 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,906.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 3,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · derivative · entry 10 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,890 Underlying: Common Stock · 3,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · derivative · entry 9 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,986 Underlying: Common Stock · 2,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 2,226 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · derivative · entry 8 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,667 | $115.10 | $191,871.70 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,145 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,444 | $115.10 | $166,204.40 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,368 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 3 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,073 | $115.10 | $123,502.30 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,826 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Performance Shares · Derivative | 15,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004433 · form4.xml · derivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Performance Shares · Derivative | 29,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004433 · form4.xml · derivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,107 Underlying: Common Stock · 29,107 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Restricted Stock Units · Derivative | 9,703 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004433 · form4.xml · derivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,703 Underlying: Common Stock · 9,703 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 5,199 | $112.09 | $582,755.91 |
DisclosureSEC source: 0001127602-25-004433 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,673 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 12,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004433 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| December 12, 2024 Filed Mar 21, 2025 20:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | PurchaseCommon Stock | 110.75 | $120.31 | $13,324.33 |
DisclosureSEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 3 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,539.53 F3 · shares: Inadvertent purchase of 110.75 shares at $120.31 per share through a broker-administered dividend reinvestment plan. Read SEC document |
| September 12, 2024 Filed Mar 21, 2025 20:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | PurchaseCommon Stock | 129.2 | $113.01 | $14,600.89 |
DisclosureSEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,428.78 F2 · shares: Inadvertent purchase of 129.20 shares at $113.01 per share through a broker-administered dividend reinvestment plan. On 9/3/2024 the reporting person had a sale of 1 share at $120.07, 1 share at $120.05, 2 shares at $120.04, and 125.20 shares at $120.03 per share. These purchase and sale transactions resulted in a short swing profit of $907.06, which has been disgorged in full by the reporting person to the issuer. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 14:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,110 | $119.97 | $133,166.70 |
DisclosureSEC source: 0001127602-24-023525 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,175 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.07 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 10,175 shares directly and 8,200 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| June 13, 2024 Filed Mar 21, 2025 20:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | PurchaseCommon Stock | 124.58 | $115.90 | $14,438.82 |
DisclosureSEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,409.58 F1 · shares: Inadvertent purchase of 124.58 shares at $115.90 per share through a broker-administered dividend reinvestment plan. On 9/3/2024 the reporting person had a sale of 124.58 shares at $120.03 per share. These purchase and sale transactions resulted in a short swing profit of $514.52, which has been disgorged in full by the reporting person to the issuer. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 11,197 | $110.53 | $1,237,604.41 |
DisclosureSEC source: 0001127602-24-009984 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.51 to $110.64 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 11,285 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · derivative · entry 10 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,972 Underlying: Common Stock · 2,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 2,226 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · derivative · entry 9 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,226 Underlying: Common Stock · 2,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,720 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · derivative · entry 8 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,513 | $108.99 | $164,901.87 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,270 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,125 | $108.99 | $122,613.75 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 4 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,783 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 3 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 866 | $108.99 | $94,385.34 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 2 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,908 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative | 7,883 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-24-007213 · form4.xml · derivative · entry 6 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,883 shares Expires 2030-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative | 5,016 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-24-007213 · form4.xml · derivative · entry 5 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,016 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.