Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Executive Vice Chairman, MD | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2024 Vested LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 35,705 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 35,705 · Balance 35,705 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. |
| 2024 LTI LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 12,751 |
Reported balance
After 2026-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-09 · Grant · Acquired 12,751 · Balance 12,751 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F3: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.
F2: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.
F3: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 13,934 | $34.27 | $477,518.18 |
DisclosureSEC source: 0001209191-19-055386 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 02:00 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 13,934 | $16.70 | $232,697.80 |
DisclosureSEC source: 0001209191-19-055386 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:53 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 938.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051395 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,027.5 Underlying: Class A Common Stock · 938.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:53 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 1,124.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051395 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,351.68 Underlying: Class A Common Stock · 1,124.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:53 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 1,036.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051395 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,519.91 Underlying: Class A Common Stock · 1,036.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:53 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 848.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051395 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,093.73 Underlying: Class A Common Stock · 848.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:53 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 778.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051395 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,449.33 Underlying: Class A Common Stock · 778.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:38 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 893.903 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039402 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,089.393 Underlying: Class A Common Stock · 893.903 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:38 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 1,071.5122 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039402 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,227.1852 Underlying: Class A Common Stock · 1,071.5122 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:38 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 987.4686 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039402 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,483.6176 Underlying: Class A Common Stock · 987.4686 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:38 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 808.3902 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039402 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,245.3712 Underlying: Class A Common Stock · 808.3902 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:38 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 741.4577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039402 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,671.2097 Underlying: Class A Common Stock · 741.4577 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 18,038.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,155.673 Underlying: Class A Common Stock · 18,038.347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 22,165.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,496.149 Underlying: Class A Common Stock · 22,165.383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 27,218.491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,436.981 Underlying: Class A Common Stock · 27,218.491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 49,929.754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,929.752 Underlying: Class A Common Stock · 49,929.754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 29,372.007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,372.007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 73,361 | $37.50 | $2,751,037.50 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Disposition to issuerClass A Common Stock | 3.982 | $149.26 | $594.35 |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,720 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:59 UTC Amendment | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 146,723.982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027601 · doc4a.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,723.982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 18,038.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,155.673 Underlying: Class A Common Stock · 18,038.347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 22,165.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,496.149 Underlying: Class A Common Stock · 22,165.383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 27,218.491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,436.981 Underlying: Class A Common Stock · 27,218.491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 49,929.754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,929.752 Underlying: Class A Common Stock · 49,929.754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 29,372.007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,372.007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 73,361 | $37.50 | $2,751,037.50 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerClass A Common Stock | 3.982 | $149.26 | $594.35 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146.72 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 146,723.982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,723.982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 2,429.49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,195.49 Underlying: Class A Common Stock · 2,429.49 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 3,640.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,194.01 Underlying: Class A Common Stock · 3,640.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 3,578.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,661.53 Underlying: Class A Common Stock · 3,578.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 3,295.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,655.46 Underlying: Class A Common Stock · 3,295.59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 4,030.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,859.5 Underlying: Class A Common Stock · 4,030.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 1,185.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,372.01 Underlying: Class A Common Stock · 1,185.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 57,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011335 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,766 Underlying: Class A Common Stock · 57,766 shares Expires not disclosed F1 · security: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022, February 23, 2023 and February 23, 2024. F2 · derivative.expiration_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022, February 23, 2023 and February 23, 2024. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:54 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 1,001.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059041 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,553.81 Underlying: Class A Common Stock · 1,001.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:54 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 984.47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059041 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,083.17 Underlying: Class A Common Stock · 984.47 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:54 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 906.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059041 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,359.87 Underlying: Class A Common Stock · 906.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:54 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 1,108.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059041 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,829.2 Underlying: Class A Common Stock · 1,108.81 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:54 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 326.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059041 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,186.56 Underlying: Class A Common Stock · 326.14 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:17 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,948.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011444 · edgar.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,552.33 Underlying: Class A Common Stock · 2,948.02 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:17 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 2,897.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011444 · edgar.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,098.7 Underlying: Class A Common Stock · 2,897.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:17 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 2,668.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011444 · edgar.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,453.2 Underlying: Class A Common Stock · 2,668.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:17 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 3,263.94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011444 · edgar.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,720.39 Underlying: Class A Common Stock · 3,263.94 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:17 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 960.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011444 · edgar.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,860.42 Underlying: Class A Common Stock · 960.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:56 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 168 | $60.16 Strike: $60.16 | $10,106.88 |
DisclosureSEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364 Underlying: Class A Common Stock, par value $0.01 · 168 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:56 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 25,436 | $60.16 Strike: $60.16 | $1,530,229.76 |
DisclosureSEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 54,802 Underlying: Class A Common Stock, par value $0.01 · 25,436 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F5 · security: Represents transaction by Raich 2010 Irrevocable Trust. Mr. Raich may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F5 · ownership.nature: Represents transaction by Raich 2010 Irrevocable Trust. Mr. Raich may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:56 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 268,421 | $60.16 Strike: $60.16 | $16,148,207.36 |
DisclosureSEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 578,298 Underlying: Class A Common Stock, par value $0.01 · 268,421 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · security: Represents transaction by Raich Trust, of which Mr. Raich is a beneficiary. Mr. Raich shares voting and dispositive power over the assets of the trust. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F2 · ownership.nature: Represents transaction by Raich Trust, of which Mr. Raich is a beneficiary. Mr. Raich shares voting and dispositive power over the assets of the trust. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:34 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 658.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,604.31 Underlying: Class A Common Stock · 658.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:34 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 647.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200.78 Underlying: Class A Common Stock · 647.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.