Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Executive Vice Chairman, MD | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2024 Vested LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 35,705 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 35,705 · Balance 35,705 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. |
| 2024 LTI LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 12,751 |
Reported balance
After 2026-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-09 · Grant · Acquired 12,751 · Balance 12,751 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F3: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.
F2: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.
F3: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2022 Filed Dec 6, 2022 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 332.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060072 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,821.73 Underlying: Class A Common Stock · 332.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:03 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 673.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047544 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,639.63 Underlying: Class A Common Stock · 673.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:03 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 434.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047544 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,687.92 Underlying: Class A Common Stock · 434.97 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:03 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 325.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047544 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,489.3 Underlying: Class A Common Stock · 325.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:23 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 658.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035892 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,965.78 Underlying: Class A Common Stock · 658.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:23 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 425.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035892 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,252.95 Underlying: Class A Common Stock · 425.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:23 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 318.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035892 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,163.43 Underlying: Class A Common Stock · 318.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 623.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021865 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,307.32 Underlying: Class A Common Stock · 623.62 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 402.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021865 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,827.92 Underlying: Class A Common Stock · 402.55 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 301.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021865 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,845 Underlying: Class A Common Stock · 301.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | GrantLP Units of Moelis & Company Group Employee Holdings LP · Derivative | 82,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,465 Underlying: Class A Common Stock · 82,465 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP ("MCGEH"), limited partnership units of MCGEH ("LP Units") may be redeemed by the holder for shares of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F5 · kind: Reflects a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2021 in connection with the compensation for the 2020 fiscal year, which are subject to the time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2022, the Issuers Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the time-based vesting requirements described below. F6 · derivative.exercise_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. F6 · derivative.expiration_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 16,227.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,683.71 Underlying: Class A Common Stock · 16,227.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 15,712.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,425.37 Underlying: Class A Common Stock · 15,712.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 23,543.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,543.42 Underlying: Class A Common Stock · 23,543.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 28,928.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,928.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 33,762 | $47.12 | $1,590,865.44 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,894 F2 · security: Class A Common Stock sold by Mr. Raich in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Raich upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 6,839.47 | $47.12 | $322,275.83 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,656 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 84,411.47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,495.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:36 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 2,859.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066681 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,911.61 Underlying: Class A Common Stock · 2,859.14 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:36 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 2,076.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066681 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,137.38 Underlying: Class A Common Stock · 2,076.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:36 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,074.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066681 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,086.84 Underlying: Class A Common Stock · 2,074.02 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:36 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 1,274.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066681 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928.14 Underlying: Class A Common Stock · 1,274.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 595.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057151 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,052.47 Underlying: Class A Common Stock · 595.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 432.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057151 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,061.13 Underlying: Class A Common Stock · 432.59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 432.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057151 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,012.82 Underlying: Class A Common Stock · 432.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 265.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057151 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,653.96 Underlying: Class A Common Stock · 265.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:17 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 2,826.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042636 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,456.77 Underlying: Class A Common Stock · 2,826.75 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:17 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 2,052.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042636 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,628.55 Underlying: Class A Common Stock · 2,052.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:17 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,050.52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042636 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,580.7 Underlying: Class A Common Stock · 2,050.52 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:17 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 1,259.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042636 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,388.48 Underlying: Class A Common Stock · 1,259.75 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 570.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,630.02 Underlying: Class A Common Stock · 570.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 414.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,575.83 Underlying: Class A Common Stock · 414.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 413.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,530.18 Underlying: Class A Common Stock · 413.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 254.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,128.73 Underlying: Class A Common Stock · 254.26 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 14,514.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,059.49 Underlying: Class A Common Stock · 14,514.87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 14,053.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,161.54 Underlying: Class A Common Stock · 14,053.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 21,056.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,116.32 Underlying: Class A Common Stock · 21,056.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 25,874.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,874.46 Underlying: Class A Common Stock · 25,874.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 31,773.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,773.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 53,188.74 | $54.29 | $2,887,616.69 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,084 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 107,272.74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,272.74 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 3,015.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,574.36 Underlying: Class A Common Stock · 3,015.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 2,335.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,214.97 Underlying: Class A Common Stock · 2,335.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,625.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,173.14 Underlying: Class A Common Stock · 2,625.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 2,150.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,748.93 Underlying: Class A Common Stock · 2,150.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 1,320.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065718 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773.14 Underlying: Class A Common Stock · 1,320.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:48 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 671.49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062832 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,558.6 Underlying: Class A Common Stock · 671.49 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:48 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 520.13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062832 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,879.01 Underlying: Class A Common Stock · 520.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:48 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 584.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062832 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548.04 Underlying: Class A Common Stock · 584.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:48 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 478.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062832 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,598.55 Underlying: Class A Common Stock · 478.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.