Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Robinhood Markets, Inc.
Report date February 09, 2026 · Filed February 11, 2026
Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 402,370 |
Reported balance
After 2026-02-09 transaction · row 1
1 source rowRow 1 · 2026-02-09 · Sale · Disposed 125,000 · Balance 402,370 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2025. F2: This transaction was executed in multiple trades during the day at prices ranging from $85.00 to $85.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2025.
F2: This transaction was executed in multiple trades during the day at prices ranging from $85.00 to $85.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 587,907 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F7 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,983 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,901 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 5,000 | $16.47 | $82,369.00 |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · nonDerivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 971,497 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.17 to $16.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 40,871 | $16.31 | $666,606.01 |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 976,497 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 101,101 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 101,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000075 · wk-form4_1709680155.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,017,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 5,000 | $12.00 | $60,000.00 |
DisclosureSEC source: 0001783879-24-000049 · wk-form4_1707953609.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 916,267 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed at a price of $12.00. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 5,000 | $12.43 | $62,166.00 |
DisclosureSEC source: 0001783879-24-000023 · wk-form4_1704410919.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 921,267 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $12.32 to $12.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 40,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,290 Underlying: Class A Common Stock · 40,323 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,645 Underlying: Class A Common Stock · 20,162 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 25,266 | $12.74 | $321,888.84 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,267 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,485 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 60,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 951,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:37 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 20,000 | $12.00 | $240,000.00 |
DisclosureSEC source: 0001783879-23-000295 · wk-form4_1702683422.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 891,048 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,979 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,899 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,014 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,715 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood 's 2013 Equity Incentive Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 58,882 | $9.32 | $548,780.24 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911,048 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 144,815 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 144,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:22 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 24,603 | $9.81 | $241,355.43 |
DisclosureSEC source: 0001783879-23-000237 · wk-form4_1696371718.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,115 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,483 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 22:22 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 40,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000237 · wk-form4_1696371718.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,613 Underlying: Class A Common Stock · 40,322 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs were scheduled to vest on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 22:22 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000237 · wk-form4_1696371718.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,807 Underlying: Class A Common Stock · 20,161 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 22:22 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 60,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000237 · wk-form4_1696371718.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 849,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,974 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 685,891 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,127 Underlying: Class A Common Stock · 24,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,715 Underlying: Class A Common Stock · 43,714 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under the Robinhood's 2013 Equity Incentive Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 58,904 | $11.11 | $654,423.44 |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,235 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 144,814 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 144,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000213 · wk-form4_1693951669.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 848,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 5,000 | $12.69 | $63,450.00 |
DisclosureSEC source: 0001783879-23-000177 · wk-form4_1691101434.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,325 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 40,000 | $12.00 | $480,000.00 |
DisclosureSEC source: 0001783879-23-000163 · wk-form4_1689286026.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 708,325 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at a price of $12.00. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 40,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000153 · wk-form4_1688596137.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,935 Underlying: Class A Common Stock · 40,323 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder vesting in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000153 · wk-form4_1688596137.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,968 Underlying: Class A Common Stock · 20,161 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder vesting in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 24,622 | $9.98 | $245,727.56 |
DisclosureSEC source: 0001783879-23-000153 · wk-form4_1688596137.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,325 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,484 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 22:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 60,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000153 · wk-form4_1688596137.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,970 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 734,883 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,239 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,429 Underlying: Class A Common Stock · 43,715 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2013 Equity Incentive Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 58,896 | $9.02 | $531,241.92 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 712,463 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 144,815 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 144,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000121 · wk-form4_1686007802.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 771,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 40,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000087 · wf-form4_168064776383706.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,258 Underlying: Class A Common Stock · 40,322 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000087 · wf-form4_168064776383706.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,129 Underlying: Class A Common Stock · 20,161 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 24,644 | $9.71 | $239,293.24 |
DisclosureSEC source: 0001783879-23-000087 · wf-form4_168064776383706.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 626,544 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 60,483 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 60,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000087 · wf-form4_168064776383706.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 651,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:41 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 223,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000071 · wf-form4_167969768026904.xml · derivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,965 Underlying: Class A Common Stock · 223,965 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:41 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 783,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000071 · wf-form4_167969768026904.xml · derivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 783,875 Underlying: Class A Common Stock · 783,875 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000059 · wf-form4_167788744179855.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,352 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000059 · wf-form4_167788744179855.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,144 Underlying: Class A Common Stock · 43,714 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2013 Equity Incentive Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 28,017 | $9.73 | $272,605.41 |
DisclosureSEC source: 0001783879-23-000059 · wf-form4_167788744179855.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,705 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 67,827 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.