Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | EVP & Chief Financial Officer | December 06, 2023 | January 02, 2024 |
| FORMFACTOR INCFORM · Entity 3670 | Director | February 11, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXCELIS TECHNOLOGIES INC
Report date December 06, 2023 · Filed January 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,597 |
Reported balance
After 2023-12-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-06 · Tax withholding · Disposed 5,426 · Balance 19,597 F1: This forfeiture of shares for tax withholding purposes relates to the vesting on December 6, 2023 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on December 6, 2023. F3: Of the shares beneficially owned by the executive on December 6, 2023 after the vesting of certain restricted stock units under the Company's Executive Equity Retirement Program, 8,281 shares were issuable on vesting of restricted stock units which are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: This forfeiture of shares for tax withholding purposes relates to the vesting on December 6, 2023 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.
F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on December 6, 2023.
F3: Of the shares beneficially owned by the executive on December 6, 2023 after the vesting of certain restricted stock units under the Company's Executive Equity Retirement Program, 8,281 shares were issuable on vesting of restricted stock units which are subject to forfeiture.
FORMFACTOR INC
Report date February 11, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,105 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Sale · Disposed 3,000 · Balance 8,105 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 24,610 | $12.04 | $296,304.40 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 14,063 | $29.05 | $408,530.15 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,493 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.14, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 14,063 | $7.20 | $101,253.60 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 21:45 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 24,389 | $22.56 | $550,215.84 |
DisclosureSEC source: 0001209191-19-059684 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,493 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of December 9, 2019, 68,156 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:24 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 919 | $16.50 | $15,163.50 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,882 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F8 · balance_after: Of the shares held as of May 17, 2019, 68,156 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:24 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,156 | $16.95 | $19,594.20 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,801 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 71,281 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:24 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 2,205 | $16.95 | $37,374.75 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,957 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 71,281 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 17,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,162 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 82,711 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 17,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,784 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 65,333 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014940 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,406 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 47,955 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 921 | $22.40 | $20,630.40 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,533 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 55,815 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,454 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 58,940 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,734 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 43,220 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 2,209 | $22.40 | $49,481.60 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,014 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 27,500 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015562 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,223 F3 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 35,000 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015562 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,351 F1 · price: These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 35,000 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 22:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 31,640 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-060934 · doc4.xml · derivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,610 Underlying: Common Stock · 31,640 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: 56,250 options were granted on July 15, 2015 and were vested as to 56.25% of the options as of October 15, 2017. Of the remaining 24,610 options held by the executive after the sales reported on this form, 3,515/6 options will vest on the 15th of each of July, October, January, and April until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 22:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 13,000 | $34.30 | $445,900.00 |
DisclosureSEC source: 0001209191-17-060934 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,184 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $34.30 to $34.35, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of September 12, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 22:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 31,640 | $33.78 | $1,068,799.20 |
DisclosureSEC source: 0001209191-17-060934 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $33.93, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of September 12, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 22:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 31,640 | $12.04 | $380,945.60 |
DisclosureSEC source: 0001209191-17-060934 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of September 12, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 24,848 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · derivative · entry 6 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 Underlying: Common Stock · 24,848 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · derivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 24,848 | $22.60 | $561,564.80 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F1 · balance_after: Of the shares held as of September 12, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 24,848 | $7.20 | $178,905.60 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 37,500 | $22.37 | $838,875.00 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.30 to $22.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:21 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 37,500 | $6.40 | $240,000.00 |
DisclosureSEC source: 0001209191-17-052595 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of September 12, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 17,339 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-050187 · doc4.xml · derivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,911 Underlying: Common Stock · 17,339 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 17,339 | $20.75 | $359,784.25 |
DisclosureSEC source: 0001209191-17-050187 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $20.80, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of August 22, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 17,339 | $7.20 | $124,840.80 |
DisclosureSEC source: 0001209191-17-050187 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of August 22, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 56,250 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · derivative · entry 6 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 56,250 | $21.92 | $1,233,000.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $21.95, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 56,250 | $7.96 | $447,750.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · derivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 37,500 | $21.96 | $823,500.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.90 to $22.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 37,500 | $6.40 | $240,000.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:56 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 39,167 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:56 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,017 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:56 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,172 | $21.75 | $68,991.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,517 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 22,500 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 18,876 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-011091 · doc4.xml · derivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,876 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,915 | $16.50 | $48,097.50 |
DisclosureSEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,636 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,650 | $16.45 | $27,142.50 |
DisclosureSEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,551 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 14,311 | $16.40 | $234,700.40 |
DisclosureSEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,201 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 18,876 | $3.72 | $70,218.72 |
DisclosureSEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 13, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 146 | $16.50 | $2,409.00 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 15 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,636 F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 146 | $3.72 | $543.12 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 14 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 146 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 18 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,876 Underlying: Common Stock · 146 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 31,250 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 17 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 18,478 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 16 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,022 Underlying: Common Stock · 18,478 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,200 | $16.45 | $36,190.00 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 13 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,636 F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:28 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 19,812 | $16.40 | $324,916.80 |
DisclosureSEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 12 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,836 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.