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Luly Jay R.

Disclosed activity across 1 company

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66533
SEC CIK
0001571211

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENANTA PHARMACEUTICALS INCENTA · Entity 5673Director · President and CEOFebruary 12, 2026February 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENANTA PHARMACEUTICALS INC

Report date February 12, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect871,871 Ending reported balance After 2026-02-12 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-02-12 · Grant · Acquired 4,800 · Balance 862,826

F1: Represents shares of Enanta common stock issued under performance share units ("PSUs") that vested as a result of performance against two-year research and development milestones in the calendar 2024-2025 period as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 12, 2026.

Row 2 · 2026-02-12 · Grant · Acquired 15,200 · Balance 878,026

F2: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over the same 60-day calendar periods two years apart. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 12, 2026.

Row 3 · 2026-02-12 · Tax withholding · Disposed 6,155 · Balance 871,871

F3: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Enanta common stock issued under performance share units ("PSUs") that vested as a result of performance against two-year research and development milestones in the calendar 2024-2025 period as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 12, 2026.

F2: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over the same 60-day calendar periods two years apart. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 12, 2026.

F3: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2026 Filed Feb 13, 2026 21:25 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 6,155 $14.25 $87,708.75
Disclosure

SEC source: 0002064832-26-000006 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,871

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 12, 2026 Filed Feb 13, 2026 21:25 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 15,200 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000006 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 878,026

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over the same 60-day calendar periods two years apart. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 12, 2026.

Read SEC document
February 12, 2026 Filed Feb 13, 2026 21:25 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000006 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,826

F1 · shares: Represents shares of Enanta common stock issued under performance share units ("PSUs") that vested as a result of performance against two-year research and development milestones in the calendar 2024-2025 period as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 12, 2026.

Read SEC document
December 05, 2025 Filed Dec 5, 2025 23:41 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 4,743 $14.23 $67,492.89
Disclosure

SEC source: 0002064832-25-000057 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,026

F1 · shares: Represents shares sold by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 23, 2022, as required pursuant to the terms of the award. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.46, inclusive. The reporting person undertakes to provide to Enanta Pharmaceuticals, Inc., any security holder of Enanta Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:34 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 1,885 $14.12 $26,616.20
Disclosure

SEC source: 0002064832-25-000042 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,769

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 19, 2021.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 22:01 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 310,000 $0.00 Strike: $13.66 $0.00
Disclosure

SEC source: 0002064832-25-000024 · form4.xml · derivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2035-11-25

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 25, 2025).

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:09 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 PurchaseCommon Stock 45,000 $5.69 $256,050.00
Disclosure

SEC source: 0001062993-25-002225 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,638

F1 · kind: The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 5,142 shares, all of which related to a "sell to cover" transaction required to satisfy tax withholding obligations due as a result of settlement of a portion of a restricted stock unit award granted on November 23, 2022. The reporting person has paid to Enanta $13,861.92, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.86, inclusive. The reporting person undertakes to provide to Enanta Pharmaceuticals, Inc., any security holder of Enanta Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:35 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 7,484 $5.59 $41,835.56
Disclosure

SEC source: 0001062993-25-002549 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,654

F2 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person pursuant to the terms of the awards to cover withholding taxes due as a result of the settlement of the PSU awards.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:35 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-002549 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,138

F1 · shares: Represents shares of Enanta common stock issued under performance share units ("PSUs") that vested as a result of performance against two-year research and development milestones in the calendar 2023-2024 period as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 12, 2025.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:55 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 5,142 $8.06 $41,444.52
Disclosure

SEC source: 0001062993-24-020375 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,638

F1 · shares: Represents shares sold by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 23, 2022, as required pursuant to the terms of the award. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.87 to $8.22, inclusive. The reporting person undertakes to provide to Enanta Pharmaceuticals, Inc., any security holder of Enanta Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth set forth in this footnote of this Form 4.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 23:28 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 3,829 $8.60 $32,929.40
Disclosure

SEC source: 0001062993-24-019974 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,780

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
November 27, 2024 Filed Nov 27, 2024 21:59 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-24-019764 · form4.xml · derivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-11-27

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 27, 2024).

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:00 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 1,584 $12.41 $19,657.44
Disclosure

SEC source: 0001062993-24-003223 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,609

F2 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU awards.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:00 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003223 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,193

F1 · shares: Represents shares of Enanta common stock issued under performance share units ("PSUs") that vested as a result of performance against two-year research and development milestones in the calendar 2022-2023 period as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 12, 2024.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 01:17 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 7,230 $9.63 $69,624.90
Disclosure

SEC source: 0001062993-23-022045 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,793

F1 · shares: Represents shares sold by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 23, 2022, as required pursuant to the terms of the award. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.63, inclusive. The reporting person undertakes to provide to Enanta Pharmaceuticals, Inc., any security holder of Enanta Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth set forth in this footnote of this Form 4.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 02:08 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 5,787 $9.49 $54,918.63
Disclosure

SEC source: 0001062993-23-021981 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,023

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
November 22, 2023 Filed Nov 22, 2023 22:10 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 264,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001062993-23-021379 · form4.xml · derivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,000

Underlying: Common Stock · 264,000 shares

Expires 2033-11-22

F1 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 22, 2023).

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionStock Option (Right to Buy) · Derivative 27,912 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · derivative · entry 5

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,912 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, half of which became exercisable upon the achievement of several clinical milestones during the four-year performance period after the date of grant.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 1,566 $46.13 $72,239.58
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 4

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.54, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 15,649 $45.31 $709,056.19
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,376

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 10,697 $44.81 $479,332.57
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,025

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.39 to $44.99, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionCommon Stock 27,912 $14.00 $390,768.00
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 20,591 $52.77 $1,086,587.07
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F4 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 29,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,401

F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions.

F3 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 22,950 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,255

F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions.

F2 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 20,591 $52.77 $1,086,587.07
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,219

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 16,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,590

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 00:50 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionStock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001062993-22-024173 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 14,500 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 00:50 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionCommon Stock 14,500 $27.58 $399,910.00
Disclosure

SEC source: 0001062993-22-024173 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionStock Option (Right to Buy) · Derivative 13,851 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · derivative · entry 7

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,912

Underlying: Common Stock · 13,851 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. As of the date of this filing, a total of 50% of the shares subject to the option have become exercisable.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionStock Option (Right to Buy) · Derivative 16,149 $0.00 Strike: $14.18 $0.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · derivative · entry 6

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,149 shares

Expires 2022-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 13,603 $45.49 $618,800.47
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 5

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,805

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.85, inclusive.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 8,597 $44.54 $382,910.38
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 4

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,408

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.04 to $44.93, inclusive.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 7,800 $43.59 $340,002.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,005

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $43.99, inclusive.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionCommon Stock 13,851 $14.00 $193,914.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionCommon Stock 16,149 $14.18 $228,992.82
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2022 Filed Dec 6, 2022 00:17 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 5,659 $44.33 $250,863.47
Disclosure

SEC source: 0001062993-22-023359 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,805

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

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November 23, 2022 Filed Nov 28, 2022 23:17 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 134,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022837 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 134,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

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November 23, 2022 Filed Nov 28, 2022 23:17 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022837 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,464

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

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February 14, 2022 Filed Feb 16, 2022 02:32 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 2,355 $62.49 $147,163.95
Disclosure

SEC source: 0001062993-22-004510 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,464

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

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February 14, 2022 Filed Feb 16, 2022 02:32 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 6,401 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004510 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,819

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 20, 2019 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 14, 2022.

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February 14, 2022 Filed Feb 16, 2022 02:32 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 1,627 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004510 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,418

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 20, 2019 that vested as a result of the achievement of a research and development milestone in calendar 2021 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 14, 2022.

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January 15, 2022 Filed Jan 18, 2022 11:04 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionStock Option (right to buy) · Derivative 10,063 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001062993-22-001104 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,063 shares

Expires 2022-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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January 15, 2022 Filed Jan 18, 2022 11:04 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionCommon Stock 10,063 $11.77 $118,441.51
Disclosure

SEC source: 0001062993-22-001104 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:33 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Tax withholdingCommon Stock 1,944 $87.68 $170,449.92
Disclosure

SEC source: 0001062993-21-012197 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,728

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 20, 2020.

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November 19, 2021 Filed Nov 24, 2021 00:23 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 107,800 $0.00 Strike: $75.33 $0.00
Disclosure

SEC source: 0001062993-21-011498 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,800

Underlying: Common Stock · 107,800 shares

Expires 2031-11-19

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 19, 2021).

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November 19, 2021 Filed Nov 24, 2021 00:23 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantCommon Stock 25,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011498 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,672

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs vest in equal annual installments over four years from the date of grant (November 19, 2021). The restricted stock unit shares that vest will be issued on the first December 1 after the applicable vesting date, subject to withholding of a portion of the vested shares to satisfy tax withholding requirements.

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September 15, 2021 Filed Sep 17, 2021 21:17 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 SaleCommon Stock 4,516 $59.06 $266,697.80
Disclosure

SEC source: 0001177648-21-000025 · edgar.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,972

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.23, inclusive.

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December 15, 2020 Filed Dec 16, 2020 23:20 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001177648-20-000051 · edgar.xml · derivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into ENTA common stock on a one-for-one basis.

F4 · derivative.exercise_date: On November 18, 2016, the reporting person was granted 15,000 restricted stock units. 7,500 restricted stock units have previously vested and the remainder vested on November 18, 2020.

F4 · derivative.expiration_date: On November 18, 2016, the reporting person was granted 15,000 restricted stock units. 7,500 restricted stock units have previously vested and the remainder vested on November 18, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.