Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director · Chief Enterprise Ops Officer | October 23, 2018 | October 25, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director | February 11, 2026 | February 13, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Enterpirse Ops Officer | March 15, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date October 23, 2018 · Filed October 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe McCallion Family Trust dated 12/21/98 | 5,000 |
Reported balance
After 2018-10-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-23 · Exercise / conversion · Acquired 5,000 · Balance 5,000 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe McCallion Family Trust dated 12/21/98 | 0 |
Reported balance
After 2018-10-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-23 · Sale · Disposed 5,000 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $19.13 to $19.715. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe McCallion Family Trust dated 12/21/98 | 490,720 |
Reported balance
After 2018-10-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-23 · Exercise / conversion · Disposed 5,000 · Balance 490,720 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Class A Common StockSEC Table I · non-derivative | Direct | 34,920 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 34,920 F5: The reported amount consists of 12,883 restricted stock units and 22,037 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,882 F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 28,216 F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 23,829 F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 27,771 F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 17,204 |
Reported balance
Holding disclosure · report date 2018-10-23 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 17,204 F11: This nonstatutory stock option to purchase 17,204 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC.
F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F4: The price reported is the weighted average price of multiple transactions ranging from $19.13 to $19.715. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 12,883 restricted stock units and 22,037 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 17,204 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,510 |
Reported balance
After 2026-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 1,963 · Balance 3,510 F1: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting. F2: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectThe McCallion Family Trust dated 12/21/98 | 154,956 |
Reported balance
Holding disclosure · report date 2026-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 154,956 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting.
F2: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.
PennyMac Mortgage Investment Trust
Report date March 15, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 136,334 |
Reported balance
After 2019-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-15 · Exercise / conversion · Acquired 2,587 · Balance 136,334 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F2: The reported amount consists of 4,663 restricted share units and 131,671 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 139,077 |
Reported balance
After 2019-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-15 · Exercise / conversion · Acquired 2,743 · Balance 139,077 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F4: The reported amount consists of 4,663 restricted share units and 134,414 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 141,727 |
Reported balance
After 2019-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-15 · Exercise / conversion · Acquired 2,650 · Balance 141,727 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F6: The reported amount consists of 4,663 restricted share units and 137,064 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 140,832 |
Reported balance
After 2019-03-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-03-15 · Tax withholding · Disposed 895 · Balance 140,832 F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016. F8: The reported amount consists of 4,663 restricted share units and 136,169 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 139,883 |
Reported balance
After 2019-03-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-03-15 · Tax withholding · Disposed 949 · Balance 139,883 F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F10: The reported amount consists of 4,663 restricted share units and 135,220 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 138,966 |
Reported balance
After 2019-03-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-03-15 · Tax withholding · Disposed 917 · Balance 138,966 F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F12: The reported amount consists of 4,663 restricted share units and 134,303 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,587 |
Reported balance
After 2019-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-15 · Grant · Acquired 2,587 · Balance 2,587 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-15 · Exercise / conversion · Disposed 2,587 · Balance 0 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,743 |
Reported balance
After 2019-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-15 · Grant · Acquired 2,743 · Balance 2,743 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-15 · Exercise / conversion · Disposed 2,743 · Balance 0 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,650 |
Reported balance
After 2019-03-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-03-15 · Grant · Acquired 2,650 · Balance 2,650 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-03-15 · Exercise / conversion · Disposed 2,650 · Balance 0 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. |
Filing footnotes · ownership attribution and instrument terms
F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%.
F2: The reported amount consists of 4,663 restricted share units and 131,671 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.
F4: The reported amount consists of 4,663 restricted share units and 134,414 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.
F6: The reported amount consists of 4,663 restricted share units and 137,064 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016.
F8: The reported amount consists of 4,663 restricted share units and 136,169 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017.
F10: The reported amount consists of 4,663 restricted share units and 135,220 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018.
F12: The reported amount consists of 4,663 restricted share units and 134,303 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PACIFIC MERCANTILE BANCORP
Report date October 18, 2021 · Filed October 19, 2021
Section 16 reporting ended · disclosed 2021-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Sale · Disposed 4,558 · Balance 0 F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 25, 2018 13:34 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018944 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| May 11, 2018 Filed May 14, 2018 15:42 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017323 · form4.xml · derivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 550,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| May 11, 2018 Filed May 14, 2018 15:42 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $20.71 | $103,550.00 |
DisclosureSEC source: 0001127602-18-017323 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.65 to $20.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 11, 2018 Filed May 14, 2018 15:42 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017323 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 14:00 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015385 · form4.xml · derivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 555,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 14:00 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $20.65 | $103,250.00 |
DisclosureSEC source: 0001127602-18-015385 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.20 to $20.925. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 14:00 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015385 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 560,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F3 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.00 | $110,000.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · nonDerivative · entry 5 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $21.80 to $22.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F4 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · derivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 565,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F3 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.40 | $112,000.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.30 to $22.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F4 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 15:59 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 4,780 | $22.70 | $108,506.00 |
DisclosureSEC source: 0001127602-18-014618 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,920 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 12,883 restricted stock units and 22,037 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 18:02 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,612 | $22.71 | $82,022.38 |
DisclosureSEC source: 0001127602-18-014411 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,700 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.70 to $22.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 12,883 restricted stock units and 26,817 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 18:02 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 2,943 | $22.93 | $67,470.63 |
DisclosureSEC source: 0001127602-18-014411 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,312 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.75 to $23.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 12,883 restricted stock units and 30,429 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 30,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014116 · form4.xml · derivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 30,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014116 · form4.xml · derivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 30,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014116 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2 · balance_after: The reported amount consists of 12,883 restricted stock units and 33,372 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 570,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.68 | $113,400.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.45 to $22.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · derivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 575,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.52 | $112,600.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.40 to $22.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 19:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013059 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 580,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.40 | $122,000.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $24.20 to $24.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:08 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011611 · form4.xml · derivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:08 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011611 · form4.xml · derivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:08 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011611 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4 · balance_after: The reported amount consists of 21,483 restricted share units and 116,509 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:08 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011611 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,530 F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 21,483 restricted share units and 115,047 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · derivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 585,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.56 | $122,800.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $24.40 to $24.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:18 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011617 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 14:45 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 17,204 | $0.00 Strike: $24.40 | $0.00 |
DisclosureSEC source: 0001127602-18-011106 · form4.xml · derivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,204 Underlying: Class A Common Stock · 17,204 shares Expires 2028-03-08 F3 · shares: This nonstatutory stock option to purchase 17,204 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 14:45 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011106 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,883 F1 · shares: The Reporting Person was granted 6,881 restricted stock units in connection with her service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 12,883 restricted stock units and 3,000 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 590,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.39 | $121,950.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $24.05 to $24.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · derivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 595,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.69 | $123,450.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $24.45 to $24.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 18:31 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008125 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 600,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.00 | $110,000.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · nonDerivative · entry 5 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $21.75 to $22.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F5 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · derivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 605,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $21.30 | $106,500.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $21.00 to $21.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005181 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F5 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 16:36 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002179 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 610,720 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.