person · Reporting owner

MCCALLION ANNE

Disclosed activity across 4 companies

Tapewire entity: 66471
SEC CIK: 0001232611

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PNMAC Holdings, Inc.PFSI · Entity 162615	Director · Chief Enterprise Ops Officer	October 23, 2018	October 25, 2018
PennyMac Financial Services, Inc.PFSI · Entity 4100	Director	February 11, 2026	February 13, 2026
PennyMac Mortgage Investment TrustPMT · Entity 899	Chief Enterpirse Ops Officer	March 15, 2019	March 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Holdings, Inc.

Report date October 23, 2018 · Filed October 25, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectThe McCallion Family Trust dated 12/21/98	5,000	Reported balance After 2018-10-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-10-23 · Exercise / conversion · Acquired 5,000 · Balance 5,000 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
Class A Common StockSEC Table I · non-derivative	IndirectThe McCallion Family Trust dated 12/21/98	0	Reported balance After 2018-10-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-10-23 · Sale · Disposed 5,000 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $19.13 to $19.715. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security	IndirectThe McCallion Family Trust dated 12/21/98	490,720	Reported balance After 2018-10-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-10-23 · Exercise / conversion · Disposed 5,000 · Balance 490,720 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC.
Class A Common StockSEC Table I · non-derivative	Direct	34,920	Reported balance Holding disclosure · report date 2018-10-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 34,920 F5: The reported amount consists of 12,883 restricted stock units and 22,037 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12	Direct	15,882	Reported balance Holding disclosure · report date 2018-10-23 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 15,882 F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25	Direct	28,216	Reported balance Holding disclosure · report date 2018-10-23 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 28,216 F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02	Direct	23,829	Reported balance Holding disclosure · report date 2018-10-23 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 23,829 F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06	Direct	27,771	Reported balance Holding disclosure · report date 2018-10-23 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 27,771 F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05	Direct	22,506	Reported balance Holding disclosure · report date 2018-10-23 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08	Direct	17,204	Reported balance Holding disclosure · report date 2018-10-23 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 17,204 F11: This nonstatutory stock option to purchase 17,204 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC.

F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.

F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.

F4: The price reported is the weighted average price of multiple transactions ranging from $19.13 to $19.715. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F5: The reported amount consists of 12,883 restricted stock units and 22,037 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F11: This nonstatutory stock option to purchase 17,204 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

PennyMac Financial Services, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,510	Reported balance After 2026-02-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-02-11 · Grant · Acquired 1,963 · Balance 3,510 F1: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting. F2: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common StockSEC Table I · non-derivative	IndirectThe McCallion Family Trust dated 12/21/98	154,956	Reported balance Holding disclosure · report date 2026-02-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 154,956

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting.

F2: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

PennyMac Mortgage Investment Trust

Report date March 15, 2019 · Filed March 19, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	136,334	Reported balance After 2019-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2019-03-15 · Exercise / conversion · Acquired 2,587 · Balance 136,334 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F2: The reported amount consists of 4,663 restricted share units and 131,671 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	139,077	Reported balance After 2019-03-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2019-03-15 · Exercise / conversion · Acquired 2,743 · Balance 139,077 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F4: The reported amount consists of 4,663 restricted share units and 134,414 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	141,727	Reported balance After 2019-03-15 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2019-03-15 · Exercise / conversion · Acquired 2,650 · Balance 141,727 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F6: The reported amount consists of 4,663 restricted share units and 137,064 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	140,832	Reported balance After 2019-03-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2019-03-15 · Tax withholding · Disposed 895 · Balance 140,832 F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016. F8: The reported amount consists of 4,663 restricted share units and 136,169 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	139,883	Reported balance After 2019-03-15 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2019-03-15 · Tax withholding · Disposed 949 · Balance 139,883 F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F10: The reported amount consists of 4,663 restricted share units and 135,220 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	138,966	Reported balance After 2019-03-15 transaction · row 6 Account or security details depend on footnotes; rows are not merged. 1 source row Row 6 · 2019-03-15 · Tax withholding · Disposed 917 · Balance 138,966 F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F12: The reported amount consists of 4,663 restricted share units and 134,303 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,587	Reported balance After 2019-03-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-03-15 · Grant · Acquired 2,587 · Balance 2,587 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-03-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-03-15 · Exercise / conversion · Disposed 2,587 · Balance 0 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,743	Reported balance After 2019-03-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-03-15 · Grant · Acquired 2,743 · Balance 2,743 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-03-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-03-15 · Exercise / conversion · Disposed 2,743 · Balance 0 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,650	Reported balance After 2019-03-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-03-15 · Grant · Acquired 2,650 · Balance 2,650 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-03-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-03-15 · Exercise / conversion · Disposed 2,650 · Balance 0 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.

Filing footnotes · ownership attribution and instrument terms

F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%.

F2: The reported amount consists of 4,663 restricted share units and 131,671 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.

F4: The reported amount consists of 4,663 restricted share units and 134,414 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%.

F6: The reported amount consists of 4,663 restricted share units and 137,064 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016.

F8: The reported amount consists of 4,663 restricted share units and 136,169 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017.

F10: The reported amount consists of 4,663 restricted share units and 135,220 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018.

F12: The reported amount consists of 4,663 restricted share units and 134,303 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PACIFIC MERCANTILE BANCORP

Report date October 18, 2021 · Filed October 19, 2021

Section 16 reporting ended · disclosed 2021-10-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-10-18 transaction · row 1 1 source row Row 1 · 2021-10-18 · Sale · Disposed 4,558 · Balance 0 F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 24, 2019 Filed Sep 24, 2019 18:38 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$31.10	$155,500.00	Disclosure SEC source: 0001127602-19-029063 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 318,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.80 to $31.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
September 23, 2019 Filed Sep 24, 2019 18:38 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$31.63	$158,150.00	Disclosure SEC source: 0001127602-19-029063 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 323,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $31.36 to $31.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
August 09, 2019 Filed Aug 9, 2019 18:32 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$26.67	$133,350.00	Disclosure SEC source: 0001127602-19-026358 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 328,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $26.32 to $26.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
August 08, 2019 Filed Aug 9, 2019 18:32 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$26.78	$133,900.00	Disclosure SEC source: 0001127602-19-026358 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 333,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $26.46 to $27.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 31, 2019 Filed Aug 1, 2019 16:43 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$24.27	$121,350.00	Disclosure SEC source: 0001127602-19-025673 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 338,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $24.06 to $24.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:43 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$24.41	$122,050.00	Disclosure SEC source: 0001127602-19-025673 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 343,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $24.28 to $24.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 18, 2019 Filed Jul 19, 2019 17:35 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.65	$118,250.00	Disclosure SEC source: 0001127602-19-024936 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 348,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.32 to $23.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:35 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.27	$116,350.00	Disclosure SEC source: 0001127602-19-024936 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 353,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.16 to $23.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 03, 2019 Filed Jul 3, 2019 18:25 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.93	$114,650.00	Disclosure SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 358,920 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.78 to $23.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 02, 2019 Filed Jul 3, 2019 18:25 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.70	$113,500.00	Disclosure SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 363,920 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.56 to $22.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:25 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	GrantCommon Stock	4,485	$22.74	$101,988.90	Disclosure SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,074 F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on March 15, 2020, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 12,074 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
June 21, 2019 Filed Jun 24, 2019 17:02 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.03	$110,150.00	Disclosure SEC source: 0001127602-19-022670 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 368,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:02 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$21.78	$108,900.00	Disclosure SEC source: 0001127602-19-022670 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 373,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.52 to $22.075. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
June 04, 2019 Filed Jun 5, 2019 17:45 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$21.51	$107,550.00	Disclosure SEC source: 0001127602-19-020920 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 378,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.35 to $21.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 23, 2019 Filed May 24, 2019 16:18 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.53	$112,650.00	Disclosure SEC source: 0001127602-19-019888 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 383,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.38 to $22.695. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 22, 2019 Filed May 24, 2019 16:18 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.94	$114,700.00	Disclosure SEC source: 0001127602-19-019888 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 388,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.81 to $23.125. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 07, 2019 Filed May 8, 2019 18:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.31	$116,550.00	Disclosure SEC source: 0001127602-19-017782 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 393,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.17 to $23.425. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 06, 2019 Filed May 8, 2019 18:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.47	$117,350.00	Disclosure SEC source: 0001127602-19-017782 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 398,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.14 to $23.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 17, 2019 Filed Apr 17, 2019 18:34 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.71	$113,550.00	Disclosure SEC source: 0001127602-19-015736 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 403,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.595 to $22.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 16, 2019 Filed Apr 17, 2019 18:34 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.69	$113,450.00	Disclosure SEC source: 0001127602-19-015736 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 408,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.495 to $22.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 04, 2019 Filed Apr 5, 2019 16:18 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.60	$113,000.00	Disclosure SEC source: 0001127602-19-014916 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 413,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.54 to $22.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 03, 2019 Filed Apr 5, 2019 16:18 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.50	$112,500.00	Disclosure SEC source: 0001127602-19-014916 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 418,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.425 to $22.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:32 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	14,559	$22.46	$326,967.48	Disclosure SEC source: 0001127602-19-014615 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,589 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.26 to $22.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 7,589 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 21, 2019 Filed Mar 22, 2019 16:26 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,800	$21.98	$39,564.00	Disclosure SEC source: 0001127602-19-012935 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 423,920 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 20, 2019 Filed Mar 22, 2019 16:26 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.29	$111,450.00	Disclosure SEC source: 0001127602-19-012935 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 425,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.01 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	2,650	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 12 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	2,650	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 11 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650 Underlying: Common Shares of Beneficial Interest · 2,650 shares Expires not disclosed F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	2,743	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 10 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	2,743	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 9 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,743 Underlying: Common Shares of Beneficial Interest · 2,743 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	2,587	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 8 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	2,587	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · derivative · entry 7 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587 Underlying: Common Shares of Beneficial Interest · 2,587 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	917	$20.69	$18,972.73	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 6 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,966 F11 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F12 · balance_after: The reported amount consists of 4,663 restricted share units and 134,303 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	949	$20.69	$19,634.81	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 5 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,883 F9 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F10 · balance_after: The reported amount consists of 4,663 restricted share units and 135,220 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	895	$20.69	$18,517.55	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,832 F7 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016. F8 · balance_after: The reported amount consists of 4,663 restricted share units and 136,169 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	2,650	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F6 · balance_after: The reported amount consists of 4,663 restricted share units and 137,064 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	2,743	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F4 · balance_after: The reported amount consists of 4,663 restricted share units and 134,414 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:03 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	2,587	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012183 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F2 · balance_after: The reported amount consists of 4,663 restricted share units and 131,671 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:11 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Exercise / conversionPerformance-Based Restricted Stock Units · Derivative	22,687	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012288 · form4.xml · derivative · entry 5 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:11 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	GrantPerformance-Based Restricted Stock Units · Derivative	22,687	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012288 · form4.xml · derivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,687 Underlying: Common Stock · 22,687 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:11 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	8,128	$22.91	$186,212.48	Disclosure SEC source: 0001127602-19-012288 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,148 F3 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F4 · balance_after: The reported amount consists of 7,589 restricted stock units and 14,559 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:11 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Exercise / conversionCommon Stock	22,687	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012288 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F2 · balance_after: The reported amount consists of 7,589 restricted stock units and 22,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 12, 2019 Filed Mar 12, 2019 17:42 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,500	$22.43	$33,645.00	Disclosure SEC source: 0001127602-19-011092 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,589 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · balance_after: The reported amount consists of 7,589 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:38 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	589	$20.75	$12,221.75	Disclosure SEC source: 0001127602-19-011250 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,747 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 4,663 restricted share units and 129,084 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 11, 2019 Filed Mar 12, 2019 17:42 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	793	$22.33	$17,707.69	Disclosure SEC source: 0001127602-19-011092 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,089 F3 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F4 · balance_after: The reported amount consists of 7,589 restricted stock units and 1,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:42 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,963	$22.12	$43,421.56	Disclosure SEC source: 0001127602-19-011092 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,882 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 9,882 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 06, 2019 Filed Mar 7, 2019 15:01 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	1,038	$23.10	$23,977.80	Disclosure SEC source: 0001127602-19-010395 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 9,882 restricted stock units and 1,963 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 05, 2019 Filed Mar 6, 2019 10:47 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$22.90	$114,500.00	Disclosure SEC source: 0001127602-19-010135 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 430,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.67 to $23.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document
March 04, 2019 Filed Mar 6, 2019 10:47 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.08	$115,400.00	Disclosure SEC source: 0001127602-19-010135 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 435,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.88 to $23.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document
February 28, 2019 Filed Mar 1, 2019 14:49 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.27	$116,335.50	Disclosure SEC source: 0001127602-19-009169 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 440,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.14 to $23.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
February 27, 2019 Filed Mar 1, 2019 14:49 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$23.30	$116,475.00	Disclosure SEC source: 0001127602-19-009169 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 445,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.17 to $23.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.