Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | EVP & CEO of Hawaiian Airlines | September 29, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date September 29, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 29,700 |
Ending reported balance
After 2026-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-29 · Exercise / conversion · Acquired 313 · Balance 29,848 F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. Row 2 · 2026-09-29 · Tax withholding · Disposed 148 · Balance 29,700 F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security | Direct | 627 |
Reported balance
After 2026-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-29 · Exercise / conversion · Disposed 313 · Balance 627 F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. F3: The RSUs vesting were from a grant of 940 shares that vested or vests in three annual installments as follows: 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.
F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
F3: The RSUs vesting were from a grant of 940 shares that vested or vests in three annual installments as follows: 313 shares on September 29, 2026; 313 shares on September 29, 2027; and 314 shares on September 29, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 16, 2022 22:08 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 300 | $57.01 | $17,103.00 |
DisclosureSEC source: 0001717592-22-000002 · primary_doc.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/14/2022. F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:08 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001717592-22-000002 · primary_doc.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:19 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 4,960 | $0.00 Strike: $55.36 | $0.00 |
DisclosureSEC source: 0001717592-22-000001 · primary_doc.xml · derivative · entry 4 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,960 Underlying: COMMON STOCK · 4,960 shares Expires 2032-02-07 F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026). Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:19 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,090 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001717592-22-000001 · primary_doc.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090 Underlying: COMMON STOCK · 2,090 shares Expires 2032-02-07 F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:19 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 179 | $55.36 | $9,909.44 |
DisclosureSEC source: 0001717592-22-000001 · primary_doc.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,403 F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:19 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 735 | $0.00 | $0.00 |
DisclosureSEC source: 0001717592-22-000001 · primary_doc.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,582 F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000989 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974 Underlying: COMMON STOCK · 986 shares Expires 2030-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 241 | $59.35 | $14,303.35 |
DisclosureSEC source: 0001246360-21-000989 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,847 F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 986 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000989 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 01:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 1,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000443 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,060 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 01:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 259 | $57.56 | $14,908.04 |
DisclosureSEC source: 0001246360-21-000443 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,102 F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021. F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 01:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000443 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,930 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000408 · form.xml · derivative · entry 4 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930 Underlying: COMMON STOCK · 1,930 shares Expires 2031-02-09 F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 4,840 | $0.00 Strike: $55.74 | $0.00 |
DisclosureSEC source: 0001246360-21-000408 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,840 Underlying: COMMON STOCK · 4,840 shares Expires 2031-02-09 F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/9/2022, 2/9/2023, 2/9/2024 AND 2/9/2025). Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 123 | $57.08 | $7,020.84 |
DisclosureSEC source: 0001246360-21-000408 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301 F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/8/2021. F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000408 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP PUB AFFRS & SUSTAINABILITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424 F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/20 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/13/2018 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/8/2021. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTIONS (RT TO BUY) · Derivative | 2,540 | $0.00 Strike: $39.18 | $0.00 |
DisclosureSEC source: 0001246360-20-001806 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 Underlying: COMMON STOCK · 2,540 shares Expires 2030-11-05 F2 · derivative.exercise_date: OPTIONS VEST IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023). Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 00:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 2,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001806 · form.xml · derivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: COMMON STOCK · 2,960 shares Expires 2030-11-05 F1 · derivative.exercise_date: RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001524 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 417 shares Expires 2027-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 102 | $40.33 | $4,113.66 |
DisclosureSEC source: 0001246360-20-001524 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 22:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001524 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 5,280 | $0.00 Strike: $64.55 | $0.00 |
DisclosureSEC source: 0001246360-20-000505 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,280 Underlying: COMMON STOCK · 5,280 shares Expires 2030-02-11 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024). Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000505 · form.xml · derivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220 Underlying: COMMON STOCK · 1,220 shares Expires 2030-02-11 F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002099 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417 Underlying: COMMON STOCK · 417 shares Expires 2027-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: REMAINING STOCK UNITS WILL VEST ON 9/11/2020. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 102 | $65.83 | $6,714.66 |
DisclosureSEC source: 0001246360-19-002099 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF STOCK UNITS ON 9/11/2019. F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002099 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000672 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 Underlying: COMMON STOCK · 1,230 shares Expires 2029-02-14 F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 23:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 4,700 | $0.00 Strike: $66.57 | $0.00 |
DisclosureSEC source: 0001246360-19-000672 · form.xml · derivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: COMMON STOCK · 4,700 shares Expires 2029-02-14 F1 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2020, 02/14/2021, 02/14/2022 and 02/14/2023). Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 00:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002196 · form.xml · derivative · entry 3 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834 Underlying: COMMON STOCK · 416 shares Expires 2027-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: REMAINING RESTRICTED STOCK UNITS WILL VEST AS FOLLOWS: 417 ON 9/11/2019 AND 417 ON 9/11/2020. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 00:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 102 | $68.97 | $7,034.94 |
DisclosureSEC source: 0001246360-18-002196 · form.xml · nonDerivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314 F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF STOCK UNITS ON 9/11/2018. F4 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 00:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002196 · form.xml · nonDerivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 4,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000668 · form.xml · derivative · entry 2 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,190 Underlying: COMMON STOCK · 4,130 shares Expires 2028-02-13 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/13/2019, 02/13/2020, 02/13/2021 and 02/13/2022). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 02:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000668 · form.xml · derivative · entry 1 BIRKETT RAKOW DIANA · CIK 0001717592 · VP EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060 Underlying: COMMON STOCK · 1,060 shares Expires 2028-02-13 F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.