Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALIX, INC(CALX) · Entity 4385 | Chief Financial Officer | February 12, 2026 | February 17, 2026 |
| Violin Memory IncVMEM · Entity 182142 | Chief Financial Officer | September 20, 2016 | September 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALIX, INC
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,994 |
Reported balance
After 2026-02-14 transaction · row 1
1 source rowRow 1 · 2026-02-14 · Grant · Acquired 439 · Balance 103,994 F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2025 through February 14, 2026. This transaction is exempt under Rule 16b-3(c). F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 13, 2026, the last trading day of the purchase period. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.68 · Expires 2035-01-31 | Direct | 170,000 |
Reported balance
After 2026-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-12 · Grant · Acquired 170,000 · Balance 170,000 F3: On January 31, 2025, the reporting person was granted a performance-based option to purchase 170,000 shares of common stock. On February 12, 2026, the Compensation Committee determined that the performance criteria governing 100% of the grant had been achieved. The option vests: (i) as to 25% of the shares of common stock subject to the stock option, on January 31, 2026; and (ii) as to the remaining 75% of the shares of common stock subject to the option, quarterly in equal installments over 36 months from January 31, 2026, subject to continued employment with Calix through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2025 through February 14, 2026. This transaction is exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 13, 2026, the last trading day of the purchase period.
F3: On January 31, 2025, the reporting person was granted a performance-based option to purchase 170,000 shares of common stock. On February 12, 2026, the Compensation Committee determined that the performance criteria governing 100% of the grant had been achieved. The option vests: (i) as to 25% of the shares of common stock subject to the stock option, on January 31, 2026; and (ii) as to the remaining 75% of the shares of common stock subject to the option, quarterly in equal installments over 36 months from January 31, 2026, subject to continued employment with Calix through the applicable vesting dates.
Violin Memory Inc
Report date September 20, 2016 · Filed September 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,505 |
Ending reported balance
After 2016-09-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-20 · Exercise / conversion · Acquired 721 · Balance 58,024 F1: Effective July 5, 2016, Violin Memory, Inc. effected a 1-for-4 reverse stock split. All amounts reflected in this Form 4 are post-split. F2: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. Row 2 · 2016-09-20 · Exercise / conversion · Acquired 481 · Balance 58,505 F3: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,688 |
Reported balance
After 2016-09-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-20 · Exercise / conversion · Disposed 1,172 · Balance 4,688 F4: Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc. F2: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,812 |
Reported balance
After 2016-09-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-20 · Exercise / conversion · Disposed 782 · Balance 7,812 F4: Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc. F3: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Toni and Cory Sindelar as Community Property | 5,084 |
Reported balance
Holding disclosure · report date 2016-09-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,084 |
Filing footnotes · ownership attribution and instrument terms
F1: Effective July 5, 2016, Violin Memory, Inc. effected a 1-for-4 reverse stock split. All amounts reflected in this Form 4 are post-split.
F2: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes.
F3: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes.
F4: Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2020 Filed May 15, 2020 20:05 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $6.57 | $13,141.00 |
DisclosureSEC source: 0001406666-20-000050 · wf-form4_158957312380411.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 15, 2019 through May 14, 2020. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on November 15, 2019, the first trading day of the purchase period. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 22:59 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 72,000 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001406666-20-000011 · wf-form4_158172117248126.xml · derivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,000 Underlying: Common Stock · 72,000 shares Expires 2029-02-14 F1 · derivative.exercise_date: On February 14, 2019, the reporting person was awarded a performance-based nonqualified stock option grant covering 240,000 shares of common stock. On February 13, 2020, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 30% of the grant had been achieved, resulting in a nonqualified stock option award of 72,000 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 13, 2020; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 13, 2020. F2 · balance_after: Amount of derivative securities beneficially owned includes 430,250 unvested nonqualified stock option awards. Read SEC document |
| November 27, 2019 Filed Dec 3, 2019 02:48 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0001406666-19-000131 · wf-form4_157534128319697.xml · derivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-11-27 F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2020, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 21:09 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.66 | $11,322.00 |
DisclosureSEC source: 0001406666-19-000124 · wf-form4_157385215161228.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2019 through November 14, 2019. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2019, the first day of the purchase period. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:17 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,000 | $6.22 | $31,080.00 |
DisclosureSEC source: 0001406666-19-000095 · wf-form4_156469066201443.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 F1 · price: Shares purchased between $6.20 and $6.24 per share at a weighted average price of $6.216. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:21 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.60 | $11,200.00 |
DisclosureSEC source: 0001406666-19-000050 · wf-form4_155795169263749.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 15, 2018 through May 14, 2019. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on May 14, 2019, the last trading day of the purchase period. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:14 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 108,000 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001406666-19-000019 · wf-form4_155062883443375.xml · derivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,000 Underlying: Common Stock · 108,000 shares Expires 2027-12-29 F1 · derivative.exercise_date: On December 29, 2017, the reporting person was awarded a performance-based nonqualified stock option grant covering 108,000 shares of common stock. On February 14, 2019, the Compensation Committee of Calix, Inc. determined that the performance criteria had been achieved. Each nonqualified stock option award shall vest: (i) as to 50% of the shares of common stock subject to the stock option award, on January 1, 2019; and (ii) as to the remaining 50% of the shares of common stock subject to the stock option award, quarterly in equal installments over 24 months from January 1, 2019. F2 · balance_after: Number of derivative securities beneficially owned includes 260,250 unvested nonqualified stock option awards. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:17 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 10,000 | $7.53 | $75,250.00 |
DisclosureSEC source: 0001406666-19-000010 · wf-form4_154991986328499.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 F3 · price: Shares purchased between $7.50 and $7.55 per share at a weighted average price of $7.525. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:35 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.31 | $10,625.00 |
DisclosureSEC source: 0001406666-18-000098 · wf-form4_154240412920006.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2018 through November 14, 2018. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2018. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:35 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,000 | $10.50 | $52,500.00 |
DisclosureSEC source: 0001406666-18-000098 · wf-form4_154240412920006.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:20 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 3,000 | $6.85 | $20,550.00 |
DisclosureSEC source: 0001406666-18-000079 · wf-form4_153479641467147.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:38 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 11,700 | $7.05 | $82,515.42 |
DisclosureSEC source: 0001406666-18-000075 · wf-form4_153445192080706.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 F1 · price: Shares purchased between $6.98 and $7.10 per share at a weighted average price of $7.0526. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:38 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 300 | $7.00 | $2,100.00 |
DisclosureSEC source: 0001406666-18-000075 · wf-form4_153445192080706.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Read SEC document |
| May 14, 2018 Filed Feb 11, 2019 21:17 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 2,000 | $5.19 | $10,370.00 |
DisclosureSEC source: 0001406666-19-000010 · wf-form4_154991986328499.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 15, 2017 through May 14, 2018. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 15, 2017, the first trading day of the purchase period. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 02:05 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,000 | $6.70 | $33,500.00 |
DisclosureSEC source: 0001406666-17-000132 · wf-form4_151209392391592.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 28, 2017 Filed Dec 1, 2017 02:05 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,974 | $6.95 | $41,519.30 |
DisclosureSEC source: 0001406666-17-000132 · wf-form4_151209392391592.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 01:22 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001406666-17-000111 · wf-form4_150708014554206.xml · derivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-10-01 F1 · derivative.exercise_price: The closing fair market value of the issuer's common stock on September 29, 2017. F2 · derivative.exercise_date: 25% of these stock options will vest on the first anniversary of the grant date. Thereafter, the remainder of these stock options will vest quarterly in substantially equal installments over the next 36 months, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 00:04 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 4,026 | $4.90 | $19,727.40 |
DisclosureSEC source: 0001406666-17-000092 · wf-form4_150361943386270.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · interim CFO & PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:04 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,000 | $4.75 | $23,750.00 |
DisclosureSEC source: 0001406666-17-000092 · wf-form4_150361943386270.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · interim CFO & PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:53 UTC | Violin Memory Inc VMEM · Entity 182142 | Exercise / conversionRestricted Stock Unit · Derivative | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142535 · doc4.xml · derivative · entry 5 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Underlying: Common Stock · 782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc. F3 · derivative.exercise_date: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. F3 · derivative.expiration_date: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:53 UTC | Violin Memory Inc VMEM · Entity 182142 | Exercise / conversionRestricted Stock Unit · Derivative | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142535 · doc4.xml · derivative · entry 4 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 1,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc. F2 · derivative.exercise_date: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. F2 · derivative.expiration_date: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:53 UTC | Violin Memory Inc VMEM · Entity 182142 | Exercise / conversionCommon Stock | 481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-142535 · doc4.xml · nonDerivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. F3 · acquired: This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:53 UTC | Violin Memory Inc VMEM · Entity 182142 | Exercise / conversionCommon Stock | 721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-142535 · doc4.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective July 5, 2016, Violin Memory, Inc. effected a 1-for-4 reverse stock split. All amounts reflected in this Form 4 are post-split. F2 · price: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. F2 · acquired: This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.