Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Director · Chairman and CEO | September 21, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy GRAT | 0 |
Reported balance
After 2026-09-21 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-21 · Gift · Disposed 29,821 · Balance 0 F1: Upon termination of this grantor retained annuity trust on September 21, 2026, 29,821 shares of KeyCorp common stock were transferred to the reporting person's children. The remaining shares in such trust were returned to the reporting person and continue to be reported in this Form 4 as directly owned. |
| Common SharesSEC Table I · non-derivative | IndirectBy GRAT | 180,350 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 180,350 F3: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy GRAT | 69,650 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 69,650 F3: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust. |
| Common SharesSEC Table I · non-derivative | Direct | 929,451 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 929,451 F2: Includes approximately 191 common shares acquired under the KeyCorp Second Amended and Restated Discounted Stock Purchase Plan since March 2026. |
| Common SharesSEC Table I · non-derivative | Indirect401(k) Plan | 5,443 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,443 F4: Reported as of September 22, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon termination of this grantor retained annuity trust on September 21, 2026, 29,821 shares of KeyCorp common stock were transferred to the reporting person's children. The remaining shares in such trust were returned to the reporting person and continue to be reported in this Form 4 as directly owned.
F2: Includes approximately 191 common shares acquired under the KeyCorp Second Amended and Restated Discounted Stock Purchase Plan since March 2026.
F3: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F4: Reported as of September 22, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 28, 2022 21:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 18,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000048 · wf-form4_164608284249376.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 17,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000035 · wf-form4_164556645703384.xml · derivative · entry 6 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,513 Underlying: Common Shares · 17,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F8 · balance_after: Includes approximately 2,374 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 18,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000035 · wf-form4_164556645703384.xml · derivative · entry 5 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,171 Underlying: Common Shares · 18,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F5 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F6 · balance_after: Includes approximately 1,232 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 14,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000035 · wf-form4_164556645703384.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. F3 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. F4 · derivative.underlying_shares: Includes approximately 491 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 22,754 | $25.73 | $585,460.42 |
DisclosureSEC source: 0000091576-22-000035 · wf-form4_164556645703384.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,458 Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:48 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 50,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000035 · wf-form4_164556645703384.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 124,567 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0000091576-22-000017 · wf-form4_164504801585088.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,567 Underlying: Common Shares · 124,567 shares Expires 2032-02-17 F5 · derivative.exercise_date: The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 83,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000017 · wf-form4_164504801585088.xml · derivative · entry 3 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,365 Underlying: Common Shares · 83,365 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F4 · derivative.expiration_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 235,215 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 235,215 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 222,684 | $23.06 | $5,135,093.04 |
DisclosureSEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,345 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.92 to $23.18. F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 235,215 | $7.98 | $1,877,015.70 |
DisclosureSEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes approximately 36 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in May 2021. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 148,442 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 148,442 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments ending on May 19, 2015. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 101,878 | $21.39 | $2,179,170.42 |
DisclosureSEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,778 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.35 to $21.44. F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 148,442 | $8.59 | $1,275,116.78 |
DisclosureSEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes approximately 4,592 common shares acquired through dividend reinvestment in March 2021 and approximately 54 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in March and April 2021. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:16 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 17,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000049 · edgar.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,415 Underlying: Common Shares · 17,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F4 · balance_after: Includes approximately 3,781 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:16 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 8,075 | $21.54 | $173,935.50 |
DisclosureSEC source: 0000091576-21-000049 · edgar.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,569 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:16 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 17,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000049 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 17,557 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000035 · edgar.xml · derivative · entry 6 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,112 Underlying: Common Shares · 17,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F7 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F8 · balance_after: Includes approximately 2,796 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 14,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000035 · edgar.xml · derivative · entry 5 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 Underlying: Common Shares · 14,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F5 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F6 · balance_after: Includes approximately 1,487 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 14,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000035 · edgar.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021. F3 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021. F4 · derivative.underlying_shares: Includes approximately 776 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 13,995 | $19.72 | $275,981.40 |
DisclosureSEC source: 0000091576-21-000035 · edgar.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,838 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 46,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000035 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 127,218 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0000091576-21-000029 · edgar.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,218 Underlying: Common Shares · 127,218 shares Expires 2031-02-17 F5 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 67,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000029 · edgar.xml · derivative · entry 3 Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,645 Underlying: Common Shares · 67,645 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 40,000 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001799551-20-000040 · edgar.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,442 Underlying: Common Shares · 40,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments ending on May 19, 2015. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 40,000 | $8.59 | $343,600.00 |
DisclosureSEC source: 0001799551-20-000040 · edgar.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 100,000 | $10.36 | $1,036,000.00 |
DisclosureSEC source: 0001799551-20-000040 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,941 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.27 to $10.55. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: Includes approximately 6,076 common shares acquired through dividend reinvestment in March 2020 and approximately 99 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in March and April 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:24 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 108,108 | $0.00 Strike: $18.98 | $0.00 |
DisclosureSEC source: 0001799551-20-000028 · edgar.xml · derivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,108 Underlying: Common Shares · 108,108 shares Expires 2030-02-24 F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:24 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 67,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000028 · edgar.xml · derivative · entry 3 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,439 Underlying: Common Shares · 67,439 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 16,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 9 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,873 Underlying: Common Shares · 16,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F11 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F12 · balance_after: Includes approximately 2,534 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 13,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 8 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,516 Underlying: Common Shares · 13,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F9 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F10 · balance_after: Includes approximately 1,516 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 13,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 7 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,846 Underlying: Common Shares · 13,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F7 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F8 · balance_after: Includes approximately 1,055 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 25,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 6 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020. F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020. F6 · derivative.underlying_shares: Includes approximately 978 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 28,665 | $19.73 | $565,560.45 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,766 Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 63,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 3 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,431 F3 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 23,968 | $19.73 | $472,888.64 |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,225 Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 69,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 12,905 common shares acquired through dividend reinvestments between March and December 2019 and approximately 403 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2019 and February 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 91,205 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 11 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,205 Underlying: Common Shares · 91,205 shares Expires 2029-02-18 F14 · derivative.exercise_date: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 63,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 10 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,963 Underlying: Common Shares · 63,963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F13 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F13 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 54,972 | $17.51 | $962,559.72 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · nonDerivative · entry 4 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,488 Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 121,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · nonDerivative · entry 3 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,460 F3 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 12,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 9 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,258 Underlying: Common Shares · 12,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F12 · balance_after: Includes approximately 1,534 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 13,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 8 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,636 Underlying: Common Shares · 13,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10 · balance_after: Includes approximately 1,202 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 24,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 7 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,692 Underlying: Common Shares · 24,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8 · balance_after: Includes approximately 1,485 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 19,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · derivative · entry 6 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F6 · derivative.underlying_shares: Includes approximately 587 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 31,873 | $17.51 | $558,096.23 |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · nonDerivative · entry 2 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,349 Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 70,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000012 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 4,018 common shares acquired through dividend reinvestments between September and December 2018 and approximately 235 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between August 2018 and February 2019. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 288,546 | $20.80 | $6,001,756.80 |
DisclosureSEC source: 0001294671-18-000068 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,690 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.69 to $20.89. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes approximately 5,312 common shares acquired through dividend reinvestments in March and June 2018 and approximately 152 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March and July 2018. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 50,781 | $0.00 Strike: $21.02 | $0.00 |
DisclosureSEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 11 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,781 Underlying: Common Shares · 50,781 shares Expires 2028-02-19 F14 · derivative.exercise_date: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 49,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 10 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,476 Underlying: Common Shares · 49,476 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F13 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F13 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.