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person · Reporting owner

Field Matthew

Disclosed activity across 2 companies

Tapewire entity
66061
SEC CIK
0001877435

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Joby Aviation, Inc.JOBY · Entity 2121See RemarksOctober 03, 2024October 07, 2024
OSHKOSH CORPOSK · Entity 3573Exec. VP & CFOFebruary 16, 2026February 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Joby Aviation, Inc.

Report date October 03, 2024 · Filed October 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect293,143 Ending reported balance After 2024-10-07 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-10-03 · Exercise / conversion · Acquired 23,050 · Balance 310,550

Row 2 · 2024-10-04 · Sale · Disposed 11,764 · Balance 298,786

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Row 3 · 2024-10-07 · Sale · Disposed 5,643 · Balance 293,143

F2: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 30, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $5.76 to $6.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct230,499 Reported balance After 2024-10-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-10-03 · Exercise / conversion · Disposed 23,050 · Balance 230,499

F4: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 30, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $5.76 to $6.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

OSHKOSH CORP

Report date February 16, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,818.102 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 2,751.053 · Balance 11,136.102

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Row 2 · 2026-02-17 · Tax withholding · Disposed 1,318 · Balance 9,818.102

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,553 Reported balance After 2026-02-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-16 · Grant · Acquired 5,553 · Balance 5,553

F2: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/16/2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,502.104 Reported balance After 2026-02-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-17 · Exercise / conversion · Disposed 2,751.053 · Balance 5,502.104

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/17/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/16/2027.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/17/2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2023 Filed Oct 3, 2023 20:24 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 13,280 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000395 · wk-form4_1696379072.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:24 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 6,174 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000395 · wk-form4_1696379072.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:51 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 5,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000349 · wf-form4_169507748779637.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,936

Underlying: Common Stock · 5,936 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 16:38 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 52,250 $8.23 $430,017.50
Disclosure

SEC source: 0001819848-23-000324 · wf-form4_169144069436331.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,179

F1 · kind: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on March 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.94 to $8.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 16:23 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 15,769 $9.50 $149,805.50
Disclosure

SEC source: 0001819848-23-000298 · wf-form4_168902062155556.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,429

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon settlement of the RSUs that vested on July 1 and July 3, 2023, as required by the terms of the RSU award.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 23,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000272 · wf-form4_168860345304375.xml · derivative · entry 4

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,748

Underlying: Common Stock · 23,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 23,050 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000272 · wf-form4_168860345304375.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 13,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000272 · wf-form4_168860345304375.xml · derivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,802

Underlying: Common Stock · 13,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 13,280 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000272 · wf-form4_168860345304375.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 19:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 98,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000250 · wf-form4_168756255944263.xml · derivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,784

Underlying: Common Stock · 98,784 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 19:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 98,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000250 · wf-form4_168756255944263.xml · derivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,784

Underlying: Common Stock · 98,784 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 21, 2026, provided that certain performance conditions are met on or before that date, and subject to the Reporting Person's continued service through the applicable vesting date

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 21, 2026, provided that certain performance conditions are met on or before that date, and subject to the Reporting Person's continued service through the applicable vesting date

Read SEC document
June 21, 2023 Filed Jun 23, 2023 19:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 3,870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000250 · wf-form4_168756255944263.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 3,870 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 01:00 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 8,068 $4.21 $33,966.28
Disclosure

SEC source: 0001819848-23-000117 · wf-form4_168074280929809.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,868

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.21 to $4.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 23:42 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 4,878 $4.17 $20,341.26
Disclosure

SEC source: 0001819848-23-000113 · wf-form4_168065172442487.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,886

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 03, 2023 Filed Apr 6, 2023 01:00 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 23,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000117 · wf-form4_168074280929809.xml · derivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,798

Underlying: Common Stock · 23,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 03, 2023 Filed Apr 6, 2023 01:00 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 23,050 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000117 · wf-form4_168074280929809.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:42 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 13,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000113 · wf-form4_168065172442487.xml · derivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,082

Underlying: Common Stock · 13,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:42 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 13,280 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000113 · wf-form4_168065172442487.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:17 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 3,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000086 · wf-form4_167951981307855.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,602

Underlying: Common Stock · 3,602 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 21:57 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 40,363 $3.69 $148,939.47
Disclosure

SEC source: 0001819848-23-000042 · wf-form4_167399265906083.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,484

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of RSUs released on January 9, 2023 (as disclosed on the Form 4 filed by the Reporting Person on January 11, 2023), as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.69 to $4.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 13,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · derivative · entry 8

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 26,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · derivative · entry 7

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,362

Underlying: Common Stock · 26,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 32,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · derivative · entry 6

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 44,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · derivative · entry 5

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 13,020 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · nonDerivative · entry 4

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 26,561 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · nonDerivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 32,354 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:45 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 44,956 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000028 · wf-form4_167347349305732.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 9,478 $3.44 $32,604.32
Disclosure

SEC source: 0001819848-23-000002 · wf-form4_167295518695862.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,956

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 23,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000002 · wf-form4_167295518695862.xml · derivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,848

Underlying: Common Stock · 23,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 23,050 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000002 · wf-form4_167295518695862.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 21:14 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 13,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000227 · wf-form4_167226203249776.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,020

Underlying: Common Stock · 13,020 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:25 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 44,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000207 · wf-form4_167157510656505.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,956

Underlying: Common Stock · 44,956 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 11,515 $4.45 $51,241.75
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · nonDerivative · entry 4

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,384

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 23,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · derivative · entry 6

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,898

Underlying: Common Stock · 23,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 13,449 $4.25 $57,158.25
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · nonDerivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,899

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.25 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 23,050 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 26,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · derivative · entry 5

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,923

Underlying: Common Stock · 26,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:22 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 26,560 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000156 · wf-form4_166493211622506.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:47 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 7,000 $5.50 $38,500.00
Disclosure

SEC source: 0001819848-22-000137 · wf-form4_166379325534616.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,738

F1 · kind: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:09 UTC Joby Aviation, Inc. JOBY · Entity 2121 Tax withholdingCommon Stock 63,586 $5.42 $344,636.12
Disclosure

SEC source: 0001819848-22-000116 · wf-form4_166137534741332.xml · nonDerivative · entry 3

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,738

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 115,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000116 · wf-form4_166137534741332.xml · derivative · entry 5

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,948

Underlying: Common Stock · 115,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Vested shares were not released to the Reporting Person until August 22, 2022.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 53,121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000116 · wf-form4_166137534741332.xml · derivative · entry 4

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,483

Underlying: Common Stock · 53,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Vested shares were not released to the Reporting Person until August 22, 2022.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 115,203 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000116 · wf-form4_166137534741332.xml · nonDerivative · entry 2

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 53,121 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000116 · wf-form4_166137534741332.xml · nonDerivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:10 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 32,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000040 · wf-form4_165523739123959.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,354

Underlying: Common Stock · 32,354 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units · Derivative 265,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001486 · doc4.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,604

Underlying: Common Stock · 265,604 shares

Expires 2026-01-01

F1 · derivative.exercise_price: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider (as defined in the 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · price: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider (as defined in the 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider (as defined in the 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:25 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRSU · Derivative 553,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032818 · doc4.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,151

Underlying: Common Stock · 553,151 shares

Expires 2027-04-03

F1 · shares: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.